CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-28: Reporting owner WALKER MARIE D; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-22: Reporting owner ZAZULA LEONARD C; Form 4; Security Option (right to buy); Transaction Holding.
- 2012-08-21: Reporting owner ZAZULA LEONARD C; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-14: Reporting owner GENOVA H NICHOLAS; Form 4; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-28 | WALKER MARIE D Officer (Director of Accounting) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $0.06 exercise price | 2012-08-29 | |
| 2012-08-22 holding as of filing | ZAZULA LEONARD C Officer (Corporate Cashier) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,016 owned after | $1.96 exercise price | 2012-08-22 | |
| 2012-08-21 | ZAZULA LEONARD C Officer (Corporate Cashier) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.06 exercise price | 2012-08-22 | |
| 2012-05-14 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2012-05-14 | |
| 2012-05-14 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2012-05-14 | |
| 2012-05-14 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 3,080 owned after | $20.12 exercise price | 2012-05-14 | |
| 2012-05-14 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 4,345 owned after | $6.04 exercise price | 2012-05-14 | |
| 2012-05-14 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 11,538 owned after | $1.96 exercise price | 2012-05-14 | |
| 2012-02-06 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 77 owned after | $16.40 exercise price | 2012-02-06 | |
| 2012-02-06 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2012-02-06 | |
| 2012-02-06 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2012-02-06 | |
| 2012-02-06 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2012-02-06 | |
| 2012-02-06 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2012-02-06 | |
| 2012-02-06 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2012-02-06 | |
| 2012-02-06 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2012-02-06 | |
| 2012-02-06 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Options (right to buy) Derivative · Direct | Holding | 71,428 owned after | $2.01 exercise price | 2012-02-06 |