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CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options, 2011

CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 108 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2011-12-14: Reporting owner Surline Todd; Form 4; Security Option (right to buy); Transaction Holding.
  • 2011-12-14: Reporting owner Surline Todd; Form 4; Security Option (right to buy); Transaction Holding.
  • 2011-12-14: Reporting owner ENGLISH BRIAN K | ENGLISH CRISTIN REID; Form 4; Security Option (right to buy); Transaction Holding.
  • 2011-12-14: Reporting owner ENGLISH BRIAN K | ENGLISH CRISTIN REID; Form 4; Security Option (right to buy); Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2011-12-14
holding as of filing
Surline Todd
Officer (Chief Administrative Officer)
4Option (right to buy)
Derivative · Direct
Holding
8,000 owned after
$2.01
exercise price
2011-12-14
2011-12-14
holding as of filing
Surline Todd
Officer (Chief Administrative Officer)
4Option (right to buy)
Derivative · Direct
Holding
100,000 owned after
$0.06
exercise price
2011-12-14
2011-12-14
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
32,539 owned after
$2.01
exercise price
2011-12-14
2011-12-14
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
19,619 owned after
$2.01
exercise price
2011-12-14
2011-12-14
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
100,000 owned after
$0.06
exercise price
2011-12-14
2011-11-28
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
4,345 owned after
$6.04
exercise price
2011-11-28
2011-11-28
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
11,538 owned after
$1.96
exercise price
2011-11-28
2011-11-21
holding as of filing
BALLARD PAUL R
Director
4Option (right to buy)
Derivative · Direct
Holding
915 owned after
$34.84
exercise price
2011-11-21
2011-11-21
holding as of filing
BALLARD PAUL R
Director
4Option (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2011-11-21
2011-11-21
holding as of filing
BALLARD PAUL R
Director
4Option (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2011-11-21
2011-11-21
holding as of filing
BALLARD PAUL R
Director
4Option (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2011-11-21
2011-11-21
holding as of filing
BALLARD PAUL R
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2011-11-21
2011-11-21
holding as of filing
BALLARD PAUL R
Director
4Option (right to buy)
Derivative · Direct
Holding
11,538 owned after
$1.96
exercise price
2011-11-21
2011-11-21
holding as of filing
ZAZULA LEONARD C
Officer (Corporate Cashier)
4Option (right to buy)
Derivative · Direct
Holding
2,016 owned after
$1.96
exercise price
2011-11-21
2011-11-18
holding as of filing
Fortune David D
Officer (Chief Credit Officer)
4Option (right to buy)
Derivative · Direct
Holding
16,666 owned after
$2.01
exercise price
2011-11-18
2011-11-18
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
32,539 owned after
$2.01
exercise price
2011-11-18
2011-11-18
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
19,619 owned after
$2.01
exercise price
2011-11-18
2011-11-18
holding as of filing
Surline Todd
Officer (Chief Administrative Officer)
4Option (right to buy)
Derivative · Direct
Holding
8,000 owned after
$2.01
exercise price
2011-11-18
2011-11-17WALKER MARIE D
Officer (Director of Accounting)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+40,000
40,000 owned after
$0.06
exercise price
2011-11-21
2011-11-17ZAZULA LEONARD C
Officer (Corporate Cashier)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,000
5,000 owned after
$0.06
exercise price
2011-11-21
2011-11-17Fortune David D
Officer (Chief Credit Officer)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$0.06
exercise price
2011-11-18
2011-11-17ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$0.06
exercise price
2011-11-18
2011-11-17Surline Todd
Officer (Chief Administrative Officer)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$0.06
exercise price
2011-11-18
2011-09-19Hahn Nicholas G
Officer (Interim CFO)
4Option (right to purchase)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$0.09
exercise price
2011-09-20
2011-08-09
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
56,004 owned after
$16.40
exercise price
2011-08-09
2011-08-09
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$34.31
exercise price
2011-08-09
2011-08-09
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$31.86
exercise price
2011-08-09
2011-08-09
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
270,000 owned after
$32.03
exercise price
2011-08-09
2011-08-09
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
258,000 owned after
$37.48
exercise price
2011-08-09
2011-08-09
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-08-09
2011-08-09
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-08-09
2011-08-09
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-08-09
2011-08-09
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Options (right to buy)
Derivative · Direct
Holding
71,428 owned after
$2.01
exercise price
2011-08-09
2011-05-17
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2011-05-17
2011-05-17
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2011-05-17
2011-05-17
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2011-05-17
2011-05-17
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2011-05-17
2011-05-17
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
11,538 owned after
$1.96
exercise price
2011-05-17
2011-04-21
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
40,000 owned after
$30.21
exercise price
2011-04-21
2011-04-21
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
32,539 owned after
$2.01
exercise price
2011-04-21
2011-04-21
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
19,619 owned after
$2.01
exercise price
2011-04-21
2011-03-14
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
4,345 owned after
$6.04
exercise price
2011-03-14
2011-03-14
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
11,538 owned after
$1.96
exercise price
2011-03-14
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
66,879 owned after
$16.40
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
60,000 owned after
$25.27
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$25.86
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$34.31
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$31.86
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
270,000 owned after
$32.03
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
258,000 owned after
$37.48
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-03-10
2011-03-10
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Options (right to buy)
Derivative · Direct
Holding
71,428 owned after
$2.01
exercise price
2011-03-10
2011-03-08
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Option (right to buy)
Derivative · Direct
Holding
40,000 owned after
$30.21
exercise price
2011-03-08
2011-03-08
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Option (right to buy)
Derivative · Direct
Holding
32,539 owned after
$2.01
exercise price
2011-03-08
2011-03-08
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Option (right to buy)
Derivative · Direct
Holding
19,619 owned after
$2.01
exercise price
2011-03-08
2011-02-15
holding as of filing
OLEARY DAVID
Director, Officer (Secretary)
4Option (right to buy)
Derivative · Direct
Holding
135 owned after
$24.20
exercise price
2011-02-15
2011-02-15
holding as of filing
OLEARY DAVID
Director, Officer (Secretary)
4Option (right to buy)
Derivative · Direct
Holding
915 owned after
$34.84
exercise price
2011-02-15
2011-02-15
holding as of filing
OLEARY DAVID
Director, Officer (Secretary)
4Option (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2011-02-15
2011-02-15
holding as of filing
OLEARY DAVID
Director, Officer (Secretary)
4Option (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2011-02-15
2011-02-15
holding as of filing
OLEARY DAVID
Director, Officer (Secretary)
4Option (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2011-02-15
2011-02-15
holding as of filing
OLEARY DAVID
Director, Officer (Secretary)
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2011-02-15
2011-02-15
holding as of filing
OLEARY DAVID
Director, Officer (Secretary)
4Option (right to buy)
Derivative · Direct
Holding
11,538 owned after
$1.96
exercise price
2011-02-15
2011-02-15
holding as of filing
THOMAS BRUCE A
Officer (President, Bank Operations)
4Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$30.21
exercise price
2011-02-15
2011-02-15
holding as of filing
THOMAS BRUCE A
Officer (President, Bank Operations)
4Option (right to buy)
Derivative · Direct
Holding
27,658 owned after
$2.01
exercise price
2011-02-15
2011-02-15
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Option (right to buy)
Derivative · Direct
Holding
40,000 owned after
$30.21
exercise price
2011-02-15
2011-02-15
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Option (right to buy)
Derivative · Direct
Holding
32,539 owned after
$2.01
exercise price
2011-02-15
2011-02-15
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Option (right to buy)
Derivative · Direct
Holding
19,619 owned after
$2.01
exercise price
2011-02-15
2011-02-14
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
4,345 owned after
$6.04
exercise price
2011-02-14
2011-02-14
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
11,538 owned after
$1.96
exercise price
2011-02-14
2011-02-14
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$30.21
exercise price
2011-02-14
2011-02-14
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Option (right to buy)
Derivative · Direct
Holding
21,131 owned after
$2.01
exercise price
2011-02-14
2011-02-14
holding as of filing
GENOVA H NICHOLAS
Director
4Option (right to buy)
Derivative · Direct
Holding
915 owned after
$34.84
exercise price
2011-02-14
2011-02-14
holding as of filing
GENOVA H NICHOLAS
Director
4Option (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2011-02-14
2011-02-14
holding as of filing
GENOVA H NICHOLAS
Director
4Option (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2011-02-14
2011-02-14
holding as of filing
GENOVA H NICHOLAS
Director
4Option (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2011-02-14
2011-02-14
holding as of filing
GENOVA H NICHOLAS
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2011-02-14
2011-02-14
holding as of filing
GENOVA H NICHOLAS
Director
4Option (right to buy)
Derivative · Direct
Holding
11,538 owned after
$1.96
exercise price
2011-02-14
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
66,879 owned after
$16.40
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
60,000 owned after
$25.27
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$25.86
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$34.31
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$31.86
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
270,000 owned after
$32.03
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
258,000 owned after
$37.48
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-02-08
2011-02-08
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Options (right to buy)
Derivative · Direct
Holding
71,428 owned after
$2.01
exercise price
2011-02-08
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
66,879 owned after
$16.40
exercise price
2011-01-06
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
60,000 owned after
$25.27
exercise price
2011-01-06
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$25.86
exercise price
2011-01-06
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$34.31
exercise price
2011-01-06
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$31.86
exercise price
2011-01-06
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
270,000 owned after
$32.03
exercise price
2011-01-06
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
258,000 owned after
$37.48
exercise price
2011-01-06
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-01-06
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-01-06
2011-01-06
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$22.46
exercise price
2011-01-06