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CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options, 2009, Page 2

CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 370 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2009-11-18: Reporting owner MORAN MICHAEL M; Form 4; Security Option (right to buy); Transaction Holding.
  • 2009-11-18: Reporting owner LEWIS JOHN S; Form 4; Security Option (right to buy); Transaction Holding.
  • 2009-11-16: Reporting owner TODD STEPHEN D; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2009-11-16: Reporting owner Saunders Jeffrey D; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2009-11-18
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$30.21
exercise price
2009-11-18
2009-11-18
holding as of filing
LEWIS JOHN S
Director, Officer (President, Bank Performance)
4Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$30.21
exercise price
2009-11-18
2009-11-16TODD STEPHEN D
Officer (Dir of Bank Perf, West Region)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,349
16,349 owned after
$2.01
exercise price
2009-11-18
2009-11-16Saunders Jeffrey D
Officer (Chief Accounting Officer)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
10,000 owned after
$2.01
exercise price
2009-11-18
2009-11-16Surline Todd
Officer (Chief of Human Capital Mngmt.)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,000
8,000 owned after
$2.01
exercise price
2009-11-18
2009-11-16Bixby Gregory R
Officer (Chief Information Officer)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,349
16,349 owned after
$2.01
exercise price
2009-11-18
2009-11-16Fortune David D
Officer (Chief Credit Officer)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,666
16,666 owned after
$2.01
exercise price
2009-11-18
2009-11-16THOMAS BRUCE A
Officer (President, Bank Operations)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+27,658
27,658 owned after
$2.01
exercise price
2009-11-18
2009-11-16Reid Joseph D III
Officer (Chief of Bank Development)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,349
16,349 owned after
$2.01
exercise price
2009-11-18
2009-11-16HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+33,841
33,841 owned after
$2.01
exercise price
2009-11-18
2009-11-16REID JOSEPH D
Director, Officer (Chairman and CEO)
4Options (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+71,428
71,428 owned after
$2.01
exercise price
2009-11-18
2009-11-16ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+32,539
32,539 owned after
$2.01
exercise price
2009-11-18
2009-11-16ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+19,619
19,619 owned after
$2.01
exercise price
2009-11-18
2009-11-16MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+21,131
21,131 owned after
$2.01
exercise price
2009-11-18
2009-11-16Hogan Robert R
Officer (President/CEO, Capitol Wealth)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
10,000 owned after
$2.01
exercise price
2009-11-18
2009-11-16LEWIS JOHN S
Director, Officer (President, Bank Performance)
4Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,573
34,573 owned after
$2.01
exercise price
2009-11-18
2009-11-04
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
915 owned after
$34.84
exercise price
2009-11-04
2009-11-04
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
1,311 owned after
$37.48
exercise price
2009-11-04
2009-11-04
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
1,040 owned after
$46.20
exercise price
2009-11-04
2009-11-04
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
3,080 owned after
$20.12
exercise price
2009-11-04
2009-11-04
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
4,345 owned after
$6.04
exercise price
2009-11-04
2009-11-03
holding as of filing
Smythe John C
Officer (President, GL Region)
4Option (right to buy)
Derivative · Direct
Holding
701 owned after
$20.89
exercise price
2009-11-03
2009-11-03
holding as of filing
Smythe John C
Officer (President, GL Region)
4Option (right to buy)
Derivative · Direct
Holding
1,728 owned after
$27.05
exercise price
2009-11-03
2009-11-03
holding as of filing
Smythe John C
Officer (President, GL Region)
4Option (right to buy)
Derivative · Direct
Holding
1,984 owned after
$30.21
exercise price
2009-11-03
2009-10-28
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
4,345 owned after
$6.04
exercise price
2009-10-28
2009-10-01
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
4,345 owned after
$6.04
exercise price
2009-10-01
2009-09-25
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
915 owned after
$34.84
exercise price
2009-09-25
2009-09-25
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
1,311 owned after
$37.48
exercise price
2009-09-25
2009-09-25
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
1,040 owned after
$46.20
exercise price
2009-09-25
2009-09-25
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
3,080 owned after
$20.12
exercise price
2009-09-25
2009-09-25
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
4,345 owned after
$6.04
exercise price
2009-09-25
2009-07-30
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2009-07-30
2009-07-30
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2009-07-30
2009-07-30
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2009-07-30
2009-07-30
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-07-30
2009-07-28
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2009-07-28
2009-07-28
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2009-07-28
2009-07-28
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2009-07-28
2009-07-28
holding as of filing
FERGUSON JOEL I
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-07-28
2009-07-01
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
4,345 owned after
$6.04
exercise price
2009-07-01
2009-06-15
holding as of filing
WALKER MARIE D
Officer (Senior Vice President)
4/AOption (right to buy)
Derivative · Direct
Holding
7,000 owned after
$27.05
exercise price
2009-06-15
2009-06-15
holding as of filing
Reid Joseph D III
Officer (Chief of Bank Development)
4/AOption (right to buy)
Derivative · Direct
Holding
192 owned after
$20.89
exercise price
2009-06-15
2009-06-15
holding as of filing
Reid Joseph D III
Officer (Chief of Bank Development)
4/AOption (right to buy)
Derivative · Direct
Holding
5,000 owned after
$27.05
exercise price
2009-06-15
2009-06-15
holding as of filing
Reid Joseph D III
Officer (Chief of Bank Development)
4/AOption (right to buy)
Derivative · Direct
Holding
5,000 owned after
$30.21
exercise price
2009-06-15
2009-06-12
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4/AOption (right to buy)
Derivative · Direct
Holding
1,303 owned after
$17.42
exercise price
2009-06-12
2009-06-12
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4/AOption (right to buy)
Derivative · Direct
Holding
480 owned after
$20.89
exercise price
2009-06-12
2009-06-12
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4/AOption (right to buy)
Derivative · Direct
Holding
1,050 owned after
$20.90
exercise price
2009-06-12
2009-06-12
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4/AOption (right to buy)
Derivative · Direct
Holding
50,000 owned after
$27.05
exercise price
2009-06-12
2009-06-12
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4/AOption (right to buy)
Derivative · Direct
Holding
20,000 owned after
$30.21
exercise price
2009-06-12
2009-06-12
holding as of filing
NOFZIGER MYRL D
Director
4/AOption (right to buy)
Derivative · Direct
Holding
915 owned after
$34.84
exercise price
2009-06-12
2009-06-12
holding as of filing
NOFZIGER MYRL D
Director
4/AOption (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2009-06-12
2009-06-12
holding as of filing
NOFZIGER MYRL D
Director
4/AOption (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2009-06-12
2009-06-12
holding as of filing
NOFZIGER MYRL D
Director
4/AOption (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2009-06-12
2009-06-12
holding as of filing
NOFZIGER MYRL D
Director
4/AOption (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-06-12
2009-06-12
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4/AOption (right to buy)
Derivative · Direct
Holding
1,303 owned after
$17.42
exercise price
2009-06-12
2009-06-12
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4/AOption (right to buy)
Derivative · Direct
Holding
801 owned after
$20.89
exercise price
2009-06-12
2009-06-12
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4/AOption (right to buy)
Derivative · Direct
Holding
1,050 owned after
$20.90
exercise price
2009-06-12
2009-06-12
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4/AOption (right to buy)
Derivative · Direct
Holding
961 owned after
$20.89
exercise price
2009-06-12
2009-06-12
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4/AOption (right to buy)
Derivative · Direct
Holding
40,000 owned after
$27.05
exercise price
2009-06-12
2009-06-12
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4/AOption (right to buy)
Derivative · Direct
Holding
40,000 owned after
$30.21
exercise price
2009-06-12
2009-06-12
holding as of filing
BECKER DAVID L
Director
4/AOption (right to buy)
Derivative · Direct
Holding
915 owned after
$34.84
exercise price
2009-06-12
2009-06-12
holding as of filing
BECKER DAVID L
Director
4/AOption (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2009-06-12
2009-06-12
holding as of filing
BECKER DAVID L
Director
4/AOption (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2009-06-12
2009-06-12
holding as of filing
BECKER DAVID L
Director
4/AOption (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2009-06-12
2009-06-12
holding as of filing
BECKER DAVID L
Director
4/AOption (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-06-12
2009-06-11
holding as of filing
Maas Steven L
Director
4/AOption (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-06-11
2009-06-11
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct · (m)
Holding
4,345 owned after
$6.04
exercise price
2009-06-11
2009-06-02
holding as of filing
WALKER MARIE D
Officer (Senior Vice President)
4Option (right to buy)
Derivative · Direct
Holding
7,000 owned after
$27.05
exercise price
2009-06-02
2009-06-02
holding as of filing
Reid Joseph D III
Officer (Chief of Bank Development)
4Option (right to buy)
Derivative · Direct
Holding
192 owned after
$20.89
exercise price
2009-06-02
2009-06-02
holding as of filing
Reid Joseph D III
Officer (Chief of Bank Development)
4Option (right to buy)
Derivative · Direct
Holding
5,000 owned after
$27.05
exercise price
2009-06-02
2009-06-02
holding as of filing
Reid Joseph D III
Officer (Chief of Bank Development)
4Option (right to buy)
Derivative · Direct
Holding
5,000 owned after
$30.21
exercise price
2009-06-02
2009-06-02
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct
Holding
915 owned after
$34.84
exercise price
2009-06-02
2009-06-02
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2009-06-02
2009-06-02
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2009-06-02
2009-06-02
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2009-06-02
2009-06-02
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-06-02
2009-06-02
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-06-02
2009-06-02
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Option (right to buy)
Derivative · Direct
Holding
6,517 owned after
$17.42
exercise price
2009-06-02
2009-06-02
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Option (right to buy)
Derivative · Direct
Holding
1,303 owned after
$17.42
exercise price
2009-06-02
2009-06-02
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Option (right to buy)
Derivative · Direct
Holding
480 owned after
$20.89
exercise price
2009-06-02
2009-06-02
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Option (right to buy)
Derivative · Direct
Holding
5,253 owned after
$20.90
exercise price
2009-06-02
2009-06-02
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Option (right to buy)
Derivative · Direct
Holding
1,050 owned after
$20.90
exercise price
2009-06-02
2009-06-02
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Option (right to buy)
Derivative · Direct
Holding
50,000 owned after
$27.05
exercise price
2009-06-02
2009-06-02
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$30.21
exercise price
2009-06-02
2009-06-02
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
1,303 owned after
$17.42
exercise price
2009-06-02
2009-06-02
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
801 owned after
$20.89
exercise price
2009-06-02
2009-06-02
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
5,253 owned after
$20.90
exercise price
2009-06-02
2009-06-02
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
1,050 owned after
$20.90
exercise price
2009-06-02
2009-06-02
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
961 owned after
$20.89
exercise price
2009-06-02
2009-06-02
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
40,000 owned after
$27.05
exercise price
2009-06-02
2009-06-02
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Option (right to buy)
Derivative · Direct
Holding
40,000 owned after
$30.21
exercise price
2009-06-02
2009-06-02
holding as of filing
BECKER DAVID L
Director
4Option (right to buy)
Derivative · Direct
Holding
915 owned after
$34.84
exercise price
2009-06-02
2009-06-02
holding as of filing
BECKER DAVID L
Director
4Option (right to buy)
Derivative · Direct
Holding
1,311 owned after
$37.48
exercise price
2009-06-02
2009-06-02
holding as of filing
BECKER DAVID L
Director
4Option (right to buy)
Derivative · Direct
Holding
1,040 owned after
$46.20
exercise price
2009-06-02
2009-06-02
holding as of filing
BECKER DAVID L
Director
4Option (right to buy)
Derivative · Direct
Holding
3,080 owned after
$20.12
exercise price
2009-06-02
2009-06-02
holding as of filing
BECKER DAVID L
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-06-02
2009-05-27
holding as of filing
LEWIS JOHN S
Director, Officer (President, Bank Performance)
4Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$30.21
exercise price
2009-05-27
2009-05-05
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-05-05
2009-04-28
holding as of filing
Maas Steven L
Director
4Option (right to buy)
Derivative · Direct
Holding
4,345 owned after
$6.04
exercise price
2009-04-28
2009-03-31
holding as of filing
NOFZIGER MYRL D
Director
4Option (right to buy)
Derivative · Direct
Holding
915 owned after
$34.84
exercise price
2009-03-31