CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 370 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-30: Reporting owner Reid Joseph D III; Form 4; Security Option (right to buy); Transaction Holding.
- 2009-12-30: Reporting owner Reid Joseph D III; Form 4; Security Option (right to buy); Transaction Holding.
- 2009-12-30: Reporting owner Reid Joseph D III; Form 4; Security Option (right to buy); Transaction Holding.
- 2009-12-30: Reporting owner Reid Joseph D III; Form 4; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-30 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 192 owned after | $20.89 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 5,000 owned after | $27.05 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 5,000 owned after | $30.21 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 16,349 owned after | $2.01 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,303 owned after | $17.42 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 801 owned after | $20.89 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.90 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 961 owned after | $20.89 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $27.05 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $30.21 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 32,539 owned after | $2.01 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 19,619 owned after | $2.01 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 288,111 owned after | $16.40 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Options (right to buy) Derivative · Direct | Holding | 71,428 owned after | $2.01 exercise price | 2009-12-30 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 288,111 owned after | $16.40 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Options (right to buy) Derivative · Direct | Holding | 71,428 owned after | $2.01 exercise price | 2009-12-23 | |
| 2009-12-16 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2009-12-16 | |
| 2009-12-16 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2009-12-16 | |
| 2009-12-16 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 135 owned after | $24.20 exercise price | 2009-12-16 | |
| 2009-12-16 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2009-12-16 | |
| 2009-12-16 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2009-12-16 | |
| 2009-12-16 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2009-12-16 | |
| 2009-12-16 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,080 owned after | $20.12 exercise price | 2009-12-16 | |
| 2009-12-16 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 4,345 owned after | $6.04 exercise price | 2009-12-16 | |
| 2009-12-16 holding as of filing | Myers Kenneth I Officer (Director of Risk Management) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $34.52 exercise price | 2009-12-16 | |
| 2009-12-10 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $24.20 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 3,080 owned after | $20.12 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 4,345 owned after | $6.04 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 3,080 owned after | $20.12 exercise price | 2009-12-10 | |
| 2009-12-10 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 4,345 owned after | $6.04 exercise price | 2009-12-10 | |
| 2009-12-02 holding as of filing | Maas Steven L Director | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 4,345 owned after | $6.04 exercise price | 2009-12-02 | |
| 2009-11-25 holding as of filing | Maas Steven L Director | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 4,345 owned after | $6.04 exercise price | 2009-11-25 | |
| 2009-11-18 holding as of filing | TODD STEPHEN D Officer (Dir of Bank Perf, West Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 721 owned after | $20.89 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | TODD STEPHEN D Officer (Dir of Bank Perf, West Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | Fortune David D Officer (Chief Credit Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 256 owned after | $20.89 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | Fortune David D Officer (Chief Credit Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $27.05 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | THOMAS BRUCE A Officer (President, Bank Operations) | 4 | Option (right to buy) Derivative · Direct | Holding | 34,000 owned after | $27.05 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | THOMAS BRUCE A Officer (President, Bank Operations) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 192 owned after | $20.89 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 5,000 owned after | $27.05 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 5,000 owned after | $30.21 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,303 owned after | $17.42 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 480 owned after | $20.89 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.90 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $27.05 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 288,111 owned after | $16.40 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,303 owned after | $17.42 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 801 owned after | $20.89 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.90 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 961 owned after | $20.89 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $27.05 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $30.21 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 961 owned after | $20.89 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $27.05 exercise price | 2009-11-18 |