CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2005. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2005-12-31: Reporting owner REID JOSEPH D; Form 4; Security Option (right to buy); Transaction G Bona fide gift.
- 2005-12-30: Reporting owner GASKIN KATHLEEN A; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-12-30: Reporting owner REID JOSEPH D; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-12-30: Reporting owner BALLARD PAUL R; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2005-12-31 | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | G Bona fide gift | −42,000 258,000 owned after | $37.48 exercise price | 2006-01-04 | |
| 2005-12-30 | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-04 | |
| 2005-12-30 | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $37.48 exercise price | 2006-01-04 | |
| 2005-12-30 | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-04 | |
| 2005-12-30 | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-04 | |
| 2005-12-30 | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-04 | |
| 2005-12-30 | KASTEN MICHAEL L Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-04 | |
| 2005-12-30 | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-04 | |
| 2005-12-30 | JONES BRUCE D Officer (President, SE Region) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $37.48 exercise price | 2006-01-04 | |
| 2005-12-30 | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | MUNRO KATHRYN L Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | FERGUSON JOEL I Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | CRIST DOUGLAS E Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-30 | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,311 1,311 owned after | $37.48 exercise price | 2006-01-03 | |
| 2005-12-29 | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −923 0 owned after | $11.00 exercise price | 2006-01-03 |