BLUEFLY INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-13: Reporting owner RMV VI, L.L.C. | LESCHLY MARK | RHO Ventures VI LP | KAIROUZ HABIB | Rho Capital Partners LLC | RUCH JOSHUA; Form 4; Security Warrant (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-13: Reporting owner Prentice Capital Management, LP | Zimmerman Michael; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-04-03: Reporting owner SOROS GEORGE; Form 4; Security Common Stock Warrants; Transaction Holding.
- 2012-04-03: Reporting owner SOROS GEORGE; Form 4; Security Common Stock Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-13 | RMV VI, L.L.C. | LESCHLY MARK | RHO Ventures VI LP | KAIROUZ HABIB | Rho Capital Partners LLC | RUCH JOSHUA Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +476,190 476,190 owned after | $1.05 | 2012-08-15 | |
| 2012-08-13 | Prentice Capital Management, LP | Zimmerman Michael 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +476,190 476,190 owned after | $1.05 exercise price | 2012-08-15 | |
| 2012-04-03 holding as of filing | SOROS GEORGE 10% Owner | 4 | Common Stock Warrants Derivative · Direct · (m) | Holding | 156 owned after | $5.10 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | SOROS GEORGE 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · (m) | Holding | 31,665 owned after | $5.10 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | SOROS GEORGE 10% Owner | 4 | Common Stock Warrants Derivative · Direct · (m) | Holding | 7 owned after | $7.80 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | SOROS GEORGE 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · (m) | Holding | 2,421 owned after | $7.80 exercise price | 2012-04-03 | |
| 2008-03-26 | MAVERICK FUND USA LTD | MAVERICK FUND LDC | AINSLIE LEE S III | MAVERICK CAPITAL MANAGEMENT LLC | MAVERICK FUND II LTD | MAVERICK CAPITAL LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Common Stock warrants (right to buy) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +19,796 19,796 owned after | $5.10 exercise price | 2008-04-10 | |
| 2008-03-26 | QIH MANAGEMENT LLC | QUANTUM INDUSTRIAL PARTNERS LDC ET AL | QIH MANAGEMENT INVESTOR LP | SOROS FUND MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +31,665 31,665 owned after | $5.10 exercise price | 2008-04-08 | |
| 2008-03-26 | SOROS GEORGE 10% Owner | 4/A | Common Stock Warrants Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +31,665 31,665 owned after | $5.10 exercise price | 2008-04-08 | |
| 2008-03-26 | SOROS GEORGE 10% Owner | 4/A | Common Stock Warrants Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +1,036 1,036 owned after | $5.10 exercise price | 2008-04-08 | |
| 2008-03-26 | MAVERICK FUND LDC | MAVERICK FUND II LTD | MAVERICK FUND USA LTD | AINSLIE LEE S III | MAVERICK CAPITAL MANAGEMENT LLC | MAVERICK CAPITAL LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock warrants (right to buy) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +197,979 197,979 owned after | $0.44 exercise price | 2008-03-28 | |
| 2008-03-26 | SOROS GEORGE 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +316,659 316,659 owned after | $0.44 exercise price | 2008-03-28 | |
| 2008-03-26 | SOROS GEORGE 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +10,364 10,364 owned after | $0.44 exercise price | 2008-03-28 | |
| 2008-03-26 | SOROS FUND MANAGEMENT LLC | QIH MANAGEMENT INVESTOR LP | QUANTUM INDUSTRIAL PARTNERS LDC ET AL | QIH MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +316,659 316,659 owned after | $0.44 exercise price | 2008-03-28 | |
| 2007-01-25 | SOROS GEORGE 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See footntoe (2) | X Exercise of in-the-money or at-the-money derivative security | −24,208 0 owned after | $1.12 exercise price | 2007-01-29 | |
| 2007-01-25 | SOROS GEORGE 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See footntoe (3) | X Exercise of in-the-money or at-the-money derivative security | −792 0 owned after | $1.12 exercise price | 2007-01-29 | |
| 2007-01-25 | SOROS FUND MANAGEMENT LLC | QIH MANAGEMENT LLC | QIH MANAGEMENT INVESTOR LP | QUANTUM INDUSTRIAL PARTNERS LDC ET AL 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −24,208 0 owned after | $1.12 exercise price | 2007-01-29 |