BLUEFLY INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-23: Reporting owner Rho Capital Partners LLC | LESCHLY MARK | RHO Ventures VI LP | KAIROUZ HABIB | RMV VI, L.L.C. | RUCH JOSHUA; Form 4; Security 12% Secured Subordinated Convertible Promissory Notes; Transaction J Other acquisition or disposition (describe transaction).
- 2012-08-13: Reporting owner RMV VI, L.L.C. | LESCHLY MARK | RHO Ventures VI LP | KAIROUZ HABIB | Rho Capital Partners LLC | RUCH JOSHUA; Form 4; Security 12% Secured Subordinated Convertible Promissory Notes; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-21: Reporting owner SOROS FUND MANAGEMENT LLC | QUANTUM INDUSTRIAL PARTNERS LDC ET AL | QIH MANAGEMENT INVESTOR LP | QIH MANAGEMENT LLC; Form 4; Security Convertible Promissory Note; Transaction J Other acquisition or disposition (describe transaction).
- 2009-12-21: Reporting owner SOROS GEORGE; Form 4; Security Convertible Promissory Note; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-23 | Rho Capital Partners LLC | LESCHLY MARK | RHO Ventures VI LP | KAIROUZ HABIB | RMV VI, L.L.C. | RUCH JOSHUA Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 12% Secured Subordinated Convertible Promissory Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | 0 owned after | $1,500,000.00 exercise price | 2013-05-28 | |
| 2012-08-13 | RMV VI, L.L.C. | LESCHLY MARK | RHO Ventures VI LP | KAIROUZ HABIB | Rho Capital Partners LLC | RUCH JOSHUA Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 12% Secured Subordinated Convertible Promissory Notes Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $1,500,000.00 exercise price | 2012-08-15 | |
| 2009-12-21 | SOROS FUND MANAGEMENT LLC | QUANTUM INDUSTRIAL PARTNERS LDC ET AL | QIH MANAGEMENT INVESTOR LP | QIH MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $3.65 exercise price | 2009-12-23 | |
| 2009-12-21 | SOROS GEORGE 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | 0 owned after | $3.65 exercise price | 2009-12-23 | |
| 2009-12-21 | SOROS GEORGE 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | 0 owned after | $3.65 exercise price | 2009-12-23 | |
| 2009-12-21 | AINSLIE LEE S III | MAVERICK FUND LDC | MAVERICK CAPITAL MANAGEMENT LLC | MAVERICK CAPITAL LTD | MAVERICK FUND USA LTD | MAVERICK FUND II LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | 0 owned after | $1.70 exercise price | 2009-12-23 | |
| 2009-12-21 | AINSLIE LEE S III | MAVERICK FUND LDC | MAVERICK CAPITAL MANAGEMENT LLC | MAVERICK CAPITAL LTD | MAVERICK FUND USA LTD | MAVERICK FUND II LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | 0 owned after | $1.70 exercise price | 2009-12-23 | |
| 2009-12-21 | AINSLIE LEE S III | MAVERICK FUND LDC | MAVERICK CAPITAL MANAGEMENT LLC | MAVERICK CAPITAL LTD | MAVERICK FUND USA LTD | MAVERICK FUND II LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | 0 owned after | $1.70 exercise price | 2009-12-23 | |
| 2008-07-23 | MAVERICK FUND USA LTD | MAVERICK CAPITAL MANAGEMENT LLC | MAVERICK FUND LDC | MAVERICK FUND II LTD | MAVERICK CAPITAL LTD | AINSLIE LEE S III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.65 exercise price | 2008-07-25 | ||
| 2008-07-23 | MAVERICK FUND USA LTD | MAVERICK CAPITAL MANAGEMENT LLC | MAVERICK FUND LDC | MAVERICK FUND II LTD | MAVERICK CAPITAL LTD | AINSLIE LEE S III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.65 exercise price | 2008-07-25 | ||
| 2008-07-23 | MAVERICK FUND USA LTD | MAVERICK CAPITAL MANAGEMENT LLC | MAVERICK FUND LDC | MAVERICK FUND II LTD | MAVERICK CAPITAL LTD | AINSLIE LEE S III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.65 exercise price | 2008-07-25 | ||
| 2008-07-23 | SOROS GEORGE 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | $3.65 exercise price | 2008-07-24 | ||
| 2008-07-23 | SOROS GEORGE 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | $3.65 exercise price | 2008-07-24 | ||
| 2008-07-23 | QUANTUM INDUSTRIAL PARTNERS LDC ET AL 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $3.65 exercise price | 2008-07-24 |