BioAmber Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-02: Reporting owner Eno Richard P; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-01: Reporting owner Settino Mario; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-26: Reporting owner Frost Robert; Form 4; Security Stock-Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-11: Reporting owner Haller Heinz; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-02 | Eno Richard P Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.48 exercise price | 2017-10-05 | |
| 2017-06-01 | Settino Mario Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.07 exercise price | 2017-06-09 | |
| 2017-05-26 | Frost Robert Director | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $2.19 exercise price | 2017-06-09 | |
| 2017-05-11 | Haller Heinz Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $2.26 exercise price | 2017-05-17 | |
| 2017-05-11 | BRINER KURT W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $2.26 exercise price | 2017-05-17 | |
| 2017-05-11 | Wall Kenneth W. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $2.26 exercise price | 2017-05-17 | |
| 2017-05-11 | LAND RAYMOND J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $2.26 exercise price | 2017-05-17 | |
| 2017-05-11 | RICHSTONE ELLEN B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $2.26 exercise price | 2017-05-17 | |
| 2017-05-01 | Hartmann Michael A. Officer (Executive Vice President) | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.26 exercise price | 2017-05-03 | |
| 2017-05-01 | Millis James Officer (Chief Technology Officer) | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.26 exercise price | 2017-05-03 | |
| 2017-02-09 | Saucier Mario Officer (Chief Financial Officer) | 4 | Stock-Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,032 53,032 owned after | $3.55 exercise price | 2017-02-13 | |
| 2017-02-09 | Saucier Mario Officer (Chief Financial Officer) | 4 | Stock-Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.55 exercise price | 2017-02-13 | |
| 2017-02-09 | Hartmann Michael A. Officer (Executive Vice President) | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,558 38,558 owned after | $3.55 exercise price | 2017-02-13 | |
| 2017-02-09 | Hartmann Michael A. Officer (Executive Vice President) | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.55 exercise price | 2017-02-13 | |
| 2017-02-09 | Millis James Officer (Chief Technology Officer) | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,686 60,686 owned after | $3.55 exercise price | 2017-02-13 | |
| 2017-02-09 | Millis James Officer (Chief Technology Officer) | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.55 exercise price | 2017-02-13 | |
| 2017-02-09 | Orecchioni Fabrice Officer (Chief Operations Officer) | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,351 51,351 owned after | $3.55 exercise price | 2017-02-13 | |
| 2017-02-09 | Orecchioni Fabrice Officer (Chief Operations Officer) | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $3.55 exercise price | 2017-02-13 |