BioAmber Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-05: Reporting owner Pettersen Babette; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-05: Reporting owner Orecchioni Fabrice; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-05: Reporting owner Millis James; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-05: Reporting owner Huc Jean-Francois; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-05 | Pettersen Babette Officer (Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $10.16 exercise price | 2014-12-05 | |
| 2014-12-05 | Orecchioni Fabrice Officer (Chief Operations Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $10.16 exercise price | 2014-12-05 | |
| 2014-12-05 | Millis James Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.16 exercise price | 2014-12-05 | |
| 2014-12-05 | Huc Jean-Francois Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $10.16 exercise price | 2014-12-05 | |
| 2014-12-05 | Hartmann Michael A. Officer (Executive Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.16 exercise price | 2014-12-05 | |
| 2014-05-27 | BRINER KURT W Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 15,300 owned after | $10.00 exercise price | 2014-06-04 | |
| 2014-05-27 | BRINER KURT W Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,601 18,901 owned after | $10.00 exercise price | 2014-06-04 | |
| 2014-05-27 | Lucquin Denis Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $10.00 exercise price | 2014-05-29 | |
| 2014-05-27 | BRINER KURT W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $10.00 exercise price | 2014-05-29 | |
| 2014-05-27 | RICHSTONE ELLEN B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $10.00 exercise price | 2014-05-29 | |
| 2014-05-27 | LINSERT HENRY JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $10.00 exercise price | 2014-05-29 | |
| 2014-05-27 | Wall Kenneth W. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $10.00 exercise price | 2014-05-29 | |
| 2014-05-27 | LAND RAYMOND J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $10.00 exercise price | 2014-05-29 | |
| 2014-05-27 | Haller Heinz Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $10.00 exercise price | 2014-05-29 | |
| 2014-02-14 holding as of filing | Ashworth Andrew P. Officer (Chief Financial Officer) | 3/A | Stock Option (right to buy) Derivative · Direct | Holding | $10.55 exercise price | 2014-02-14 | ||
| 2014-01-03 holding as of filing | Orecchioni Fabrice Director, Officer (Chief Operations Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $28.49 exercise price | 2014-01-03 | ||
| 2014-01-03 holding as of filing | Orecchioni Fabrice Director, Officer (Chief Operations Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.55 exercise price | 2014-01-03 | ||
| 2014-01-03 holding as of filing | Orecchioni Fabrice Director, Officer (Chief Operations Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.98 exercise price | 2014-01-03 |