BioAmber Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-19: Reporting owner BRINER KURT W; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-19: Reporting owner Gosbee George Frederick John; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-19: Reporting owner Haller Heinz; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-19: Reporting owner LAND RAYMOND J; Form 4; Security Stock-Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-19 | BRINER KURT W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $3.35 exercise price | 2016-05-23 | |
| 2016-05-19 | Gosbee George Frederick John Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $3.35 exercise price | 2016-05-23 | |
| 2016-05-19 | Haller Heinz Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $3.35 exercise price | 2016-05-23 | |
| 2016-05-19 | LAND RAYMOND J Director | 4 | Stock-Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $3.35 exercise price | 2016-05-23 | |
| 2016-05-19 | Wall Kenneth W. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $3.35 exercise price | 2016-05-23 | |
| 2016-05-19 | RICHSTONE ELLEN B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $3.35 exercise price | 2016-05-23 | |
| 2016-02-22 | Gosbee George Frederick John Director | 4 | Stock-option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.42 exercise price | 2016-02-24 | |
| 2016-01-26 | Huc Jean-Francois Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $5.00 exercise price | 2016-01-28 | |
| 2016-01-26 | Pettersen Babette Officer (Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $5.00 exercise price | 2016-01-27 | |
| 2016-01-26 | Orecchioni Fabrice Officer (Chief Operations Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.00 exercise price | 2016-01-27 | |
| 2016-01-26 | Millis James Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $5.00 exercise price | 2016-01-27 | |
| 2016-01-26 | Hartmann Michael A. Officer (Executive Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $5.00 exercise price | 2016-01-27 | |
| 2016-01-07 holding as of filing | Saucier Mario Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.13 exercise price | 2016-01-07 |