BENEFITFOCUS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-07-02: Reporting owner Pelzer Francis J.; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2020-05-19: Reporting owner Fini Annmarie; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2020-05-19: Reporting owner Fini Annmarie; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2020-05-15: Reporting owner Fini Annmarie; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-07-02 holding as of filing | Pelzer Francis J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $13.53 exercise price | 2020-07-02 | |
| 2020-05-19 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2020-05-19 | |
| 2020-05-19 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $13.53 exercise price | 2020-05-19 | |
| 2020-05-15 | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.38 exercise price | 2020-05-19 | |
| 2020-05-05 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $5.38 exercise price | 2020-05-05 | |
| 2020-05-05 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2020-05-05 | |
| 2020-05-05 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $13.53 exercise price | 2020-05-05 | |
| 2020-04-03 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $5.38 exercise price | 2020-04-03 | |
| 2020-04-03 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 7,000 owned after | $10.30 exercise price | 2020-04-03 | |
| 2020-04-03 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $13.53 exercise price | 2020-04-03 | |
| 2020-01-13 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.38 exercise price | 2020-01-13 | ||
| 2020-01-13 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.30 exercise price | 2020-01-13 | ||
| 2020-01-13 holding as of filing | Fini Annmarie Officer (Exec. VP Customer Success Org.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $13.53 exercise price | 2020-01-13 |