BEAM INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-02-23: Reporting owner HAUSBERG MARK; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-23: Reporting owner KLEIN CHRISTOPHER J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-23: Reporting owner ROCHE MARK A; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-23: Reporting owner Wiertel Edward A; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-02-23 | HAUSBERG MARK Officer (Sr. VP - Finance & Treasurer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,900 5,900 owned after | $0.00 | 2009-02-25 | |
| 2009-02-23 | KLEIN CHRISTOPHER J Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,700 14,700 owned after | $0.00 | 2009-02-25 | |
| 2009-02-23 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,800 13,800 owned after | $0.00 | 2009-02-25 | |
| 2009-02-23 | Wiertel Edward A Officer (VP & Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,700 3,700 owned after | $0.00 | 2009-02-25 | |
| 2009-02-23 | CARBONARI BRUCE A Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −53,500 53,500 owned after | $53,500.00 exercise price | 2009-02-25 | |
| 2009-02-23 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $0.00 | 2009-02-25 | |
| 2009-02-23 | Koley Patrick J. Officer (Sr VP-Strategy & Corp. Dev.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −14,800 14,800 owned after | $0.00 | 2009-02-25 | |
| 2009-02-23 | Koley Patrick J. Officer (Sr VP-Strategy & Corp. Dev.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −7,200 7,200 owned after | $0.00 | 2009-02-25 |