BEAM INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-02-25: Reporting owner WESLEY NORMAN H; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-02-25: Reporting owner OMTVEDT CRAIG P; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-02-25: Reporting owner KLEIN CHRISTOPHER J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-02-25: Reporting owner ROCHE MARK A; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-02-25 | WESLEY NORMAN H Director, Officer (Chairman of the Board) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2008-02-27 | |
| 2008-02-25 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,500 19,500 owned after | $0.00 | 2008-02-27 | |
| 2008-02-25 | KLEIN CHRISTOPHER J Officer (Sr. VP-Strategy & Corp. Dev.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,200 13,200 owned after | $0.00 | 2008-02-27 | |
| 2008-02-25 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,900 12,900 owned after | $0.00 | 2008-02-27 | |
| 2008-02-25 | HAUSBERG MARK Officer (Sr. VP - Finance & Treasurer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,100 5,100 owned after | $0.00 | 2008-02-27 | |
| 2008-02-25 | Wiertel Edward A Officer (VP & Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900 900 owned after | $0.00 | 2008-02-27 |