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ARRIVENT BIOPHARMA, INC. (AVBP) Form D

ARRIVENT BIOPHARMA, INC. Form D Notices of Exempt Offering of Securities

Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.

  • 2022-12-29: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2022-12-16; Total offering amount $145,000,000.
  • 2022-02-14: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-06-09; Total offering amount $150,000,000.
  • 2021-06-23: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-06-09; Total offering amount $90,000,000.
FiledFederal exemptionTypes of securities offeredDate of first saleTotal offering amountTotal amount soldTotal remaining to be soldInvestors who have already invested
2022-12-29Rule 506(b)Equity2022-12-16$145,000,000$109,999,989$35,000,01117
2022-02-14
D/A
Rule 506(b)Equity2021-06-09$150,000,000$150,000,000$010
2021-06-23Rule 506(b)Equity2021-06-09$90,000,000$81,000,000$9,000,0009

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