AVAYA INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2012-12-21: Form 8-K; Period of report 2012-12-18; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 2.03.
- 2012-12-17: Form 8-K; Period of report 2012-12-17; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2012-12-11: Form 8-K; Period of report 2012-12-11; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2012-11-02: Form 8-K; Period of report 2012-10-29; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2012-12-21 | 8-K | 2012-12-18 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated into this Item 2.03 by reference. | d457945d8k.htm |
| 2012-12-17 | 8-K | 2012-12-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 14, 2012, David J. Roux, Co-Founder and Senior Director of Silver Lake, resigned as a Director of Avaya Inc. (the “Company”), effective as of that date. | d456341d8k.htm |
| 2012-12-11 | 8-K | 2012-12-11 | 2.02 Results of Operations and Financial Condition | 2.02 On December 11, 2012, Avaya Inc. (the “Company”) issued a press release announcing its financial results for its fourth fiscal quarter and full fiscal year ended September 30, 2012. | d454233d8k.htm |
| 2012-11-02 | 8-K | 2012-10-29 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On October 29, 2012 (the “Amendments Closing Date”), (i) Avaya Inc. (“Borrower”), the several subsidiary borrowers (the “Subsidiary Borrowers”) party thereto, Citicorp USA, Inc. and the lenders party thereto entered into Amendment No. 2 to Credit Agreement (the “ABL Amendment”), pursuant to which that certain Credit Agreement, dated as of October 26, 2007, as amended, supplemented or otherwise modified prior to the Amendments Closing Date, among Borrower, Avaya Holdings Corp. (“Holdings”), the Subsidiary Borrowers party thereto from time to time, Citicorp USA, Inc., the lenders party thereto from time to time and the other agents named therein, was amended and restated in its entirety in the form attached to the ABL Amendment (as so amended and restated, the “ABL Credit Agreement”) and (ii) Borrower, Citibank, N.A. and the lenders party thereto entered into Amendment No. 4 to Credit Agreement (the “Cash Flow Amendment”), pursuant to which that certain Amended and Restated Credit Agreement, dated as of October 26, 2007, as amended and restated on February 11, 2011 and as otherwise amended, supplemented or modified prior to the Amendments Closing Date, among Borrower, Holdings, Citibank, N.A., the lenders party thereto from time to time and the other agents named therein, was amended and restated in its entirety in the form attached to the Cash Flow Amendment (as so amended and restated, the “Cash Flow Credit Agreement”). 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated into this Item 2.03 by reference. | d432662d8k.htm |
| 2012-10-30 | 8-K | 2012-10-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 25, 2012, Kevin Rollins, a Senior Advisor at TPG Capital, resigned as a Director of Avaya Inc. (the “Company”), effective as of that date. | d429004d8k.htm |
| 2012-10-18 | 8-K | 2012-10-17 | 7.01 Regulation FD Disclosure | 7.01 Avaya Inc. (“we,” “us,” “our” or the “Company”) announced today that, for the fourth quarter of fiscal 2012 ended September 30, 2012, the Company expects to report the following financial results: (i) revenue to be in the range of $1.270 billion to $1.277 billion, (ii) gross margin as a percentage of revenue to be approximately 54%, excluding the amortization of technology intangible assets and any other acquisition related adjustments, and (iii) Adjusted EBITDA to be in the range of $250 million to $260 million, with a cash balance as of September 30, 2012 of approximately $337 million. | d423380d8k.htm |
| 2012-09-24 | 8-K | 2012-09-24 | 7.01 Regulation FD Disclosure | 7.01 Avaya Inc. (“we,” “us,” “our” or the “Company”) disclosed today certain elements of its financial plan, which is based on the Company’s current beliefs and expectations. | d417056d8k.htm |
| 2012-08-30 | 8-K | 2012-08-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 24, 2012, Eugene J. Frantz, a Partner at TPG Capital, resigned as a Director of Avaya Inc. (the “Company”), effective as of that date. | d404570d8k.htm |
| 2012-08-15 | 8-K | 2012-08-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 15, 2012, Avaya Inc. (the “Company”) announced that Mr. Anthony Massetti would cease holding the position of Chief Financial Officer of the Company effective as of that date. | d396116d8k.htm |
| 2012-06-06 | 8-K | 2012-06-05 | 8.01 Other Events | 8.01 On June 5, 2012, Avaya Inc. issued a press release regarding the completion of the acquisition of Radvision Ltd., a corporation incorporated under the laws of the State of Israel. | d363848d8k.htm |
| 2012-04-12 | 8-K | 2012-04-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 12, 2012, Avaya Inc. (the “Company”) announced that Mohamad S. Ali will step down as Senior Vice President and President, Avaya Client Services to pursue other opportunities. | d333320d8k.htm |
| 2012-03-15 | 8-K | 2012-03-14 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On March 14, 2012, Avaya Inc., a Delaware corporation (the “Registrant”), entered into a Merger Agreement (the “Merger Agreement”), by and among the Registrant, Sonic Acquisition Ltd., an Israeli corporation (“Merger Sub”), and Radvision Ltd., an Israeli corporation (the “Company”), whereby Merger Sub will merge with and into the Company (the “Merger”) on the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the provisions of Sections 314-327 of the Companies Law 5759-1999 of the State of Israel. 8.01 On March 15, 2012, the Registrant issued a press release announcing the execution of the Merger Agreement. | d316879d8k.htm |
| 2012-02-22 | 8-K | 2012-02-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As reported in Item 9B of the Avaya Inc. (the “Company”) Form 10-K for the fiscal year ended September 30, 2011 filed with the Securities and Exchange Commission, the Compensation Committee (the “Compensation Committee”) of the Board of Directors of Avaya Holdings Corp. (“Parent”) approved a plan on December 5, 2011 to provide incentives to certain executive officers, including Thomas G. Mitchell, to continue to grow revenue in fiscal year 2012 (the “2012 Sales Incentive Program”). | d304200d8k.htm |