AVAYA INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-26: Reporting owner PAI AMARNATH K; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-10-26: Reporting owner PAI AMARNATH K; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-10-26: Reporting owner PAI AMARNATH K; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-10-26: Reporting owner PAI AMARNATH K; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-26 | PAI AMARNATH K Officer (VP/Controller/Princ.Acct.Off.) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 144,500 owned after | $5.00 | 2007-10-30 | |
| 2007-10-26 | PAI AMARNATH K Officer (VP/Controller/Princ.Acct.Off.) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 137,000 owned after | $6.71 | 2007-10-30 | |
| 2007-10-26 | PAI AMARNATH K Officer (VP/Controller/Princ.Acct.Off.) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −42,000 95,000 owned after | $6.33 | 2007-10-30 | |
| 2007-10-26 | PAI AMARNATH K Officer (VP/Controller/Princ.Acct.Off.) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 50,000 owned after | $1.61 | 2007-10-30 | |
| 2007-10-26 | PAI AMARNATH K Officer (VP/Controller/Princ.Acct.Off.) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.20 | 2007-10-30 | |
| 2007-10-26 | Wells Stuart Officer (SVP & President - GCS) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $12.79 exercise price | 2007-10-30 | |
| 2007-10-26 | GASTON ROGER C Officer (SVP - Global Human Resources) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 59,236 owned after | $11.82 exercise price | 2007-10-30 | |
| 2007-10-26 | GASTON ROGER C Officer (SVP - Global Human Resources) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −59,236 0 owned after | $12.51 exercise price | 2007-10-30 | |
| 2007-10-26 | ODEEN PHILIP A Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87,719 0 owned after | $15.79 | 2007-10-30 | |
| 2007-10-26 | LESLIE MARK Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,856 33,930 owned after | $4.38 | 2007-10-30 | |
| 2007-10-26 | LESLIE MARK Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,930 0 owned after | $12.20 | 2007-10-30 | |
| 2007-10-26 | ZARRELLA RONALD L Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,169 0 owned after | $12.18 | 2007-10-30 | |
| 2007-10-26 | TERRACCIANO ANTHONY P Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,948 23,474 owned after | $11.11 | 2007-10-30 | |
| 2007-10-26 | TERRACCIANO ANTHONY P Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,474 0 owned after | $11.11 | 2007-10-30 | |
| 2007-10-26 | STERN PAULA Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,351 0 owned after | $14.42 | 2007-10-30 | |
| 2007-10-26 | STANZIONE DANIEL Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,330 7,111 owned after | $2.98 | 2007-10-30 | |
| 2007-10-26 | STANZIONE DANIEL Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,111 0 owned after | $21.09 exercise price | 2007-10-30 | |
| 2007-10-26 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,000 88,853 owned after | $9.30 exercise price | 2007-10-29 | |
| 2007-10-26 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,853 0 owned after | $12.51 exercise price | 2007-10-29 | |
| 2007-10-25 | THURK MICHAEL Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −142,165 1,426,955 owned after | $12.51 | 2007-10-29 | |
| 2007-10-25 | THURK MICHAEL Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −315,657 1,111,298 owned after | $9.24 | 2007-10-29 | |
| 2007-10-25 | THURK MICHAEL Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −94,909 1,016,389 owned after | $11.18 | 2007-10-29 | |
| 2007-10-25 | THURK MICHAEL Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −115,000 901,389 owned after | $15.90 | 2007-10-29 | |
| 2007-10-25 | THURK MICHAEL Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 776,389 owned after | $13.25 | 2007-10-29 | |
| 2007-10-25 | THURK MICHAEL Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −487,502 288,887 owned after | $3.00 | 2007-10-29 | |
| 2007-10-25 | THURK MICHAEL Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,887 250,000 owned after | $16.39 | 2007-10-29 | |
| 2007-10-25 | THURK MICHAEL Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $10.45 | 2007-10-29 | |
| 2007-10-25 | ILL Charles L Officer (SVP-Global Sales) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −88,853 317,000 owned after | $12.51 | 2007-10-29 | |
| 2007-10-25 | ILL Charles L Officer (SVP-Global Sales) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 217,000 owned after | $9.30 | 2007-10-29 | |
| 2007-10-25 | ILL Charles L Officer (SVP-Global Sales) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 192,000 owned after | $11.77 | 2007-10-29 | |
| 2007-10-25 | ILL Charles L Officer (SVP-Global Sales) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 150,000 owned after | $11.18 | 2007-10-29 | |
| 2007-10-25 | ILL Charles L Officer (SVP-Global Sales) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $13.91 | 2007-10-29 | |
| 2007-10-25 | DORSA CAROLINE Officer (SVP & Chief Financial Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $12.09 | 2007-10-29 | |
| 2007-10-25 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750,000 581,645 owned after | $14.84 | 2007-10-29 | |
| 2007-10-25 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 456,645 owned after | $6.39 | 2007-10-29 | |
| 2007-10-25 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 441,645 owned after | $3.00 | 2007-10-29 | |
| 2007-10-25 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 341,645 owned after | $13.25 | 2007-10-29 | |
| 2007-10-25 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,000 256,645 owned after | $15.90 | 2007-10-29 | |
| 2007-10-25 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,792 188,853 owned after | $11.18 | 2007-10-29 | |
| 2007-10-25 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,000 125,853 owned after | $9.30 | 2007-10-29 | |
| 2007-10-25 | DAMBROSIO LOUIS Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −177,707 1,205,659 owned after | $12.51 | 2007-10-29 | |
| 2007-10-25 | DAMBROSIO LOUIS Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −360,750 844,909 owned after | $9.24 | 2007-10-29 | |
| 2007-10-25 | DAMBROSIO LOUIS Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −94,909 750,000 owned after | $11.18 | 2007-10-29 | |
| 2007-10-25 | DAMBROSIO LOUIS Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −115,000 635,000 owned after | $15.90 | 2007-10-29 | |
| 2007-10-25 | DAMBROSIO LOUIS Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 510,000 owned after | $13.25 | 2007-10-29 | |
| 2007-10-25 | DAMBROSIO LOUIS Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,100,000 0 owned after | $2.69 | 2007-10-29 | |
| 2007-10-25 | SCRICCO FRANCIS M Officer (SVP-Manuf., Log. & Procurement) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −82,930 1,009,909 owned after | $12.51 | 2007-10-29 | |
| 2007-10-25 | SCRICCO FRANCIS M Officer (SVP-Manuf., Log. & Procurement) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 909,909 owned after | $9.30 | 2007-10-29 | |
| 2007-10-25 | SCRICCO FRANCIS M Officer (SVP-Manuf., Log. & Procurement) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −94,909 815,000 owned after | $11.18 | 2007-10-29 | |
| 2007-10-25 | SCRICCO FRANCIS M Officer (SVP-Manuf., Log. & Procurement) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −115,000 700,000 owned after | $15.90 | 2007-10-29 | |
| 2007-10-25 | SCRICCO FRANCIS M Officer (SVP-Manuf., Log. & Procurement) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 0 owned after | $15.63 | 2007-10-29 | |
| 2007-05-01 | THURK MICHAEL Director, Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,569,120 owned after | $3.00 exercise price | 2007-05-02 | |
| 2007-04-03 | THURK MICHAEL Director, Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,589,120 owned after | $3.00 exercise price | 2007-04-05 | |
| 2007-03-06 | THURK MICHAEL Director, Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,609,120 owned after | $3.00 | 2007-03-08 | |
| 2007-03-01 | DORSA CAROLINE Officer (SVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $12.09 | 2007-03-06 | |
| 2007-03-01 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 1,331,645 owned after | $3.00 | 2007-03-05 | |
| 2007-02-06 | THURK MICHAEL Director, Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,629,120 owned after | $3.00 | 2007-02-08 | |
| 2007-02-05 holding as of filing | Wells Stuart Officer (SVP & President - GCS) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.79 exercise price | 2007-02-05 | ||
| 2007-02-01 | DAMBROSIO LOUIS Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 1,383,366 owned after | $2.69 | 2007-02-05 | |
| 2007-02-01 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 1,336,645 owned after | $3.00 | 2007-02-05 | |
| 2007-01-03 | THURK MICHAEL Director, Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,649,120 owned after | $3.00 | 2007-01-05 | |
| 2007-01-03 | CRAVEN PAMELA Officer (Chief Administrative Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 1,351,645 owned after | $3.00 | 2007-01-05 |