Attitude Drinks Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-18: Reporting owner WARREN ROY G; Form 4; Security Class A Common Stock Purchase Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-08-18: Reporting owner KEE TOMMY E; Form 4; Security Class A Common Stock Purchase Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-21: Reporting owner WARREN ROY G; Form 4; Security Class A Common Stock Purchase Warrant; Transaction S Open market or private sale of non-derivative or derivative security.
- 2009-09-21: Reporting owner WARREN ROY G; Form 4; Security Class A Common Stock Purchase Warrant; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-18 | WARREN ROY G Director, Officer (CEO) | 4 | Class A Common Stock Purchase Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2015-08-20 | |
| 2015-08-18 | KEE TOMMY E Officer (CFO) | 4 | Class A Common Stock Purchase Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2015-08-20 | |
| 2009-09-21 | WARREN ROY G Director, Officer (CEO), 10% Owner | 4 | Class A Common Stock Purchase Warrant Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −151,515 0 owned after | $0.01 exercise price | 2010-01-22 | |
| 2009-09-21 | WARREN ROY G Director, Officer (CEO), 10% Owner | 4 | Class A Common Stock Purchase Warrant Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −151,515 0 owned after | $0.01 exercise price | 2010-01-22 | |
| 2009-03-30 | Buckman H John Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +110,000 210,000 owned after | $0.05 exercise price | 2009-04-01 | |
| 2008-08-08 | Buckman H John Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $0.50 exercise price | 2008-08-11 | |
| 2008-01-10 holding as of filing | WARREN ROY G Director, Officer (President), 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.50 exercise price | 2008-01-10 |