Attitude Drinks Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-28: Reporting owner Buckman H John; Form 4; Security Series C Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-08-18: Reporting owner WARREN ROY G; Form 4; Security Series C Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-08-18: Reporting owner KEE TOMMY E; Form 4; Security Series C Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-01-09: Reporting owner WARREN ROY G; Form 4; Security Series A-1 Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-28 | Buckman H John Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58 0 owned after | no price filed | 2015-08-31 | |
| 2015-08-18 | WARREN ROY G Director, Officer (CEO) | 4 | Series C Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +156 0 owned after | no price filed | 2015-08-20 | |
| 2015-08-18 | KEE TOMMY E Officer (CFO) | 4 | Series C Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +371 0 owned after | no price filed | 2015-08-20 | |
| 2013-01-09 | WARREN ROY G Director, Officer (CEO) | 4 | Series A-1 Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 306 owned after | $0.05 | 2013-01-15 | |
| 2009-09-04 | WARREN ROY G Director, Officer (CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000,000 9,000,000 owned after | no price filed | 2010-01-22 |