Attitude Drinks Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-13: Reporting owner Buckman H John; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-13: Reporting owner Edwards Michael C.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-13: Reporting owner KEE TOMMY E; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-13: Reporting owner WARREN ROY G; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-13 | Buckman H John Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,011 owned after | no price filed | 2013-09-16 | |
| 2013-09-13 | Edwards Michael C. Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | no price filed | 2013-09-16 | |
| 2013-09-13 | KEE TOMMY E Officer (CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,806,426 1,817,877 owned after | no price filed | 2013-09-16 | |
| 2013-09-13 | WARREN ROY G Director, Officer (CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,895 owned after | no price filed | 2013-09-16 | |
| 2011-12-31 | KEE TOMMY E Officer (CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,656,566 5,725,442 owned after | $0.02 exercise price | 2012-01-04 | |
| 2010-08-03 holding as of filing | WARREN ROY G Director, Officer (CEO), 10% Owner | 4 | Stock Options Derivative · Direct | Holding | 447,483 owned after | $1.00 exercise price | 2010-08-03 | |
| 2010-03-31 | Brooks David D Other (Former CFO) | 4 | Common Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $0.04 exercise price | 2010-04-13 | |
| 2010-03-31 | Brooks David D Other (Former CFO) | 4 | Common Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $0.04 exercise price | 2010-04-13 | |
| 2010-02-22 holding as of filing | Brooks David D Officer (Chief Financial Officer) | 3 | Common Stock Options Derivative · Direct | Holding | $0.04 exercise price | 2010-02-22 | ||
| 2010-02-22 holding as of filing | Brooks David D Officer (Chief Financial Officer) | 3 | Common Stock Options Derivative · Direct | Holding | $0.04 exercise price | 2010-02-22 | ||
| 2009-03-30 | WARREN ROY G Director, Officer (CEO), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,949,656 8,949,656 owned after | $0.05 exercise price | 2009-04-01 | |
| 2009-03-30 | KEE TOMMY E Officer (CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,377,519 1,377,519 owned after | $0.05 exercise price | 2009-04-01 |