ATMI INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-13: Reporting owner Carlson Timothy C; Form 4; Security Non-Qualified Stock Option(right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-12: Reporting owner MARSH C DOUGLAS; Form 4; Security Non-Qualified Stock Option(; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-11: Reporting owner MARSH C DOUGLAS; Form 4; Security Non-Qualified Stock Option(right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-11: Reporting owner HILLAS ROBERT S; Form 4; Security Non-Qualified Stock Option(right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-13 | Carlson Timothy C Officer (EVP, CFO and Treasurer) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $18.52 exercise price | 2012-12-13 | |
| 2012-12-12 | MARSH C DOUGLAS Director | 4 | Non-Qualified Stock Option( Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,732 0 owned after | $18.52 exercise price | 2012-12-13 | |
| 2012-12-11 | MARSH C DOUGLAS Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,964 1,732 owned after | $18.52 exercise price | 2012-12-13 | |
| 2012-12-11 | HILLAS ROBERT S Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 0 owned after | $18.52 exercise price | 2012-12-12 | |
| 2012-12-10 | MAHLE STEPHEN H Director | 4 | Non-Qualified Stock Option( Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,899 0 owned after | $18.52 exercise price | 2012-12-10 | |
| 2012-12-07 | BANUCCI EUGENE G Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $18.52 exercise price | 2012-12-10 | |
| 2012-12-07 | MAHLE STEPHEN H Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −101 4,899 owned after | $18.52 exercise price | 2012-12-10 | |
| 2012-12-06 | Higinbotham Tod Officer (EVP and GM,Microelectronics) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $18.80 exercise price | 2012-12-07 | |
| 2012-12-05 | MARSH C DOUGLAS Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −304 4,696 owned after | $18.52 exercise price | 2012-12-07 | |
| 2012-12-05 | HILLAS ROBERT S Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 3,200 owned after | $18.52 exercise price | 2012-12-07 | |
| 2012-11-07 | NEUGOLD DOUGLAS A Officer (Chairman, President and CEO) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,325 0 owned after | $18.52 exercise price | 2012-11-09 | |
| 2012-11-06 | NEUGOLD DOUGLAS A Officer (Chairman, President and CEO) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,182 12,325 owned after | $18.52 exercise price | 2012-11-07 | |
| 2012-11-06 | SHARKEY DANIEL P Officer (EVP, Business Development) | 4 | Non-Qualified Stock Option( Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,121 0 owned after | $18.52 exercise price | 2012-11-06 | |
| 2012-11-05 | NEUGOLD DOUGLAS A Officer (Chairman, President and CEO) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,693 43,507 owned after | $18.52 exercise price | 2012-11-06 | |
| 2012-11-05 | SHARKEY DANIEL P Officer (EVP, Business Development) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,879 8,121 owned after | $18.52 exercise price | 2012-11-06 | |
| 2012-11-02 | Mincieli Kathleen G Officer (SVP, Human Resources) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,663 1,555 owned after | $13.82 exercise price | 2012-11-06 | |
| 2012-11-02 | NEUGOLD DOUGLAS A Officer (Chairman, President and CEO) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 59,200 owned after | $18.52 exercise price | 2012-11-06 | |
| 2012-02-15 | Harmon Ellen T Officer (EVP,CLO,CCO and Secretary) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,349 5,117 owned after | $13.82 exercise price | 2012-02-17 | |
| 2012-02-09 | MARSH C DOUGLAS Director | 4/A | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,515 4,515 owned after | $24.05 exercise price | 2012-08-08 | |
| 2012-02-09 | HILLAS ROBERT S Director | 4/A | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,515 4,515 owned after | $24.05 exercise price | 2012-08-08 | |
| 2012-02-09 | Dubois Lawrence H Officer (SVP, CTO) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,346 10,346 owned after | $24.05 exercise price | 2012-02-13 | |
| 2012-02-09 | Carlson Timothy C Officer (EVP, CFO and Treasurer) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,187 19,187 owned after | $24.05 exercise price | 2012-02-13 | |
| 2012-02-09 | Harmon Ellen T Officer (EVP,CLO,CCO and Secretary) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,861 14,861 owned after | $24.05 exercise price | 2012-02-13 | |
| 2012-02-09 | SHARKEY DANIEL P Officer (EVP, Business Development) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,861 14,861 owned after | $24.05 exercise price | 2012-02-13 | |
| 2012-02-09 | Philips Mario Officer (SVP and GM, LifeSciences) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,524 7,524 owned after | $24.05 exercise price | 2012-02-13 | |
| 2012-02-09 | NEUGOLD DOUGLAS A Director, Officer (Chairman, President and CEO) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,880 39,880 owned after | $24.05 exercise price | 2012-02-13 | |
| 2012-02-09 | Mincieli Kathleen G Officer (SVP, Human Resources) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,524 7,524 owned after | $24.05 exercise price | 2012-02-13 | |
| 2012-02-09 | Hohlstein Paul J Officer (SVP SPLY CHN AND OPER) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,901 7,901 owned after | $24.05 exercise price | 2012-02-13 | |
| 2012-02-09 | Higinbotham Tod Officer (EVP and GM,Microelectronics) | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,811 18,811 owned after | $24.05 exercise price | 2012-02-13 | |
| 2012-02-09 | SHAVERS CHERYL L Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,515 4,515 owned after | $24.05 exercise price | 2012-02-10 | |
| 2012-02-09 | SCALISE GEORGE Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,515 4,515 owned after | $24.05 exercise price | 2012-02-10 | |
| 2012-02-09 | MARSH C DOUGLAS Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,515 4,515 owned after | $24.05 exercise price | 2012-02-10 | |
| 2012-02-09 | MAHLE STEPHEN H Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,515 4,515 owned after | $24.05 exercise price | 2012-02-10 | |
| 2012-02-09 | HILLAS ROBERT S Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,515 4,515 owned after | $24.05 exercise price | 2012-02-10 | |
| 2012-02-09 | BANUCCI EUGENE G Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,515 4,515 owned after | $24.05 exercise price | 2012-02-10 | |
| 2012-02-09 | ADLEY MARK Director | 4 | Non-Qualified Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,515 4,515 owned after | $24.05 exercise price | 2012-02-10 |