ATMI INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-10: Reporting owner Mincieli Kathleen G; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-10: Reporting owner Carlson Timothy C; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-10: Reporting owner Hohlstein Paul J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-10: Reporting owner Philips Mario; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-10 | Mincieli Kathleen G Officer (SVP, Human Resources) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,116 9,116 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | Carlson Timothy C Officer (EVP, CFO and Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,245 23,245 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | Hohlstein Paul J Officer (SVP, Supply Chain and Ops) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,572 9,572 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | Philips Mario Officer (SVP and GM, LifeSciences) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,116 9,116 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | Dubois Lawrence H Officer (SVP, CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,534 12,534 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | NEUGOLD DOUGLAS A Director, Officer (Chairman, President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,314 48,314 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | SHARKEY DANIEL P Officer (EVP, Business Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,004 18,004 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | Harmon Ellen T Officer (EVP, CLO, CCO and Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,004 18,004 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | Higinbotham Tod Officer (EVP and GM, Microelectronics) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,789 22,789 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | MARSH C DOUGLAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | ADLEY MARK Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | BANUCCI EUGENE G Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | MAHLE STEPHEN H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | SHAVERS CHERYL L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | SCALISE GEORGE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $18.48 exercise price | 2011-02-14 | |
| 2011-02-10 | HILLAS ROBERT S Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $18.48 exercise price | 2011-02-14 |