ATMI INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-10: Reporting owner NEUGOLD DOUGLAS A; Form 4; Security Stock Options (Right to Buy); Transaction C Conversion of derivative security.
- 2007-12-06: Reporting owner ADLEY MARK; Form 4; Security Stock Options (Right to Buy); Transaction C Conversion of derivative security.
- 2007-11-28: Reporting owner ADLEY MARK; Form 4; Security Stock Options (Right to Buy); Transaction C Conversion of derivative security.
- 2007-11-28: Reporting owner ADLEY MARK; Form 4; Security Stock Options (Right to Buy); Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-10 | NEUGOLD DOUGLAS A Officer (CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | C Conversion of derivative security | +39,000 195,560 owned after | $31.70 | 2007-12-11 | |
| 2007-12-06 | ADLEY MARK Director | 4 | Stock Options (Right to Buy) Derivative · Direct | C Conversion of derivative security | +12,944 43,338 owned after | $24.25 exercise price | 2007-12-10 | |
| 2007-11-28 | ADLEY MARK Director | 4 | Stock Options (Right to Buy) Derivative · Direct | C Conversion of derivative security | +12,556 56,282 owned after | $24.25 exercise price | 2007-11-30 | |
| 2007-11-28 | ADLEY MARK Director | 4 | Stock Options (Right to Buy) Derivative · Direct | C Conversion of derivative security | +12,556 56,282 owned after | $24.25 exercise price | 2007-11-30 | |
| 2007-11-01 | Dubois Lawrence H Officer (CTO) | 5/A | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 22,839 owned after | $30.77 exercise price | 2008-04-09 | |
| 2007-10-02 | Dubois Lawrence H Officer (CTO) | 5 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 22,839 owned after | $31.84 exercise price | 2008-02-15 | |
| 2007-09-18 holding as of filing | Hohlstein Paul J Officer (Sr. V.P. Sup Chn and Oper) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2007-09-18 | ||
| 2007-09-14 | MAHLE STEPHEN H Director | 4 | Stock Options Derivative · Direct | C Conversion of derivative security | +2,000 46,005 owned after | $24.25 | 2007-09-20 | |
| 2007-09-05 | BANUCCI EUGENE G Other (Indirect) | 4 | Stock options (right to buy) Derivative · Indirect · Spouse | C Conversion of derivative security | +1,000 3,800 owned after | $24.25 exercise price | 2007-09-06 | |
| 2007-09-04 | SHARKEY DANIEL P Officer (VP and CFO) | 4 | Stock Options(right to buy) Derivative · Direct | C Conversion of derivative security | +30,000 156,106 owned after | $24.25 exercise price | 2007-09-05 | |
| 2007-08-01 | HILLAS ROBERT S Director | 4 | Stock Options(right to buy) Derivative · Direct | C Conversion of derivative security | +25,000 46,005 owned after | $24.25 exercise price | 2007-08-03 | |
| 2007-06-12 holding as of filing | BANUCCI EUGENE G | NEUGOLD DOUGLAS A Director | Director | 4 | Stock Options (right to buy) Derivative · Indirect · Spouse | Holding | 4,800 owned after | $24.61 exercise price | 2007-06-12 | |
| 2007-06-11 | BANUCCI EUGENE G | NEUGOLD DOUGLAS A Director | Director | 4 | Stock Options (right to buy) Derivative · Direct | C Conversion of derivative security | +60,000 237,267 owned after | $24.25 exercise price | 2007-06-12 | |
| 2007-06-01 | NEUGOLD DOUGLAS A Officer (CEO) | 4 | Stock Options(Right to Buy) Derivative · Direct | C Conversion of derivative security | +29,000 234,560 owned after | $18.25 exercise price | 2007-06-06 | |
| 2007-05-04 | McGowan Thomas J Officer (V.P. of HR/OD) | 4 | Stock Options (Right to buy) Derivative · Direct | C Conversion of derivative security | +2,000 2,000 owned after | $18.80 exercise price | 2007-05-08 | |
| 2007-05-04 | McGowan Thomas J Officer (V.P. of HR/OD) | 4 | Stock Options (Right to buy) Derivative · Direct | C Conversion of derivative security | +1,705 1,705 owned after | $28.86 exercise price | 2007-05-08 | |
| 2007-03-19 holding as of filing | Higinbotham Tod Officer (Sr. VP and General Manager) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2007-03-19 | ||
| 2007-03-19 holding as of filing | McGowan Thomas J Officer (VP, Human Resource) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2007-03-19 | ||
| 2007-03-19 holding as of filing | Carlson Timothy C Officer (Sr. VP, Business Development) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2007-03-19 | ||
| 2007-03-19 holding as of filing | Nelson Daniel S Officer (VP, Microelectronics) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2007-03-19 | ||
| 2007-03-19 holding as of filing | Laing Kevin Officer (Chief Information Officer) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2007-03-19 | ||
| 2007-01-23 | SHARKEY DANIEL P Officer (Chief Financial Officer) | 4/A | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,330 24,660 owned after | $30.53 exercise price | 2007-01-23 | |
| 2007-01-04 holding as of filing | Flynn Frederick C JR Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 2,842 owned after | $28.86 exercise price | 2007-01-04 | |
| 2007-01-04 holding as of filing | Shereda Cynthia L Officer (VP / Chief Legal Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 14,426 owned after | $22.53 exercise price | 2007-01-04 | |
| 2007-01-04 holding as of filing | Shereda Cynthia L Officer (VP / Chief Legal Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 27,420 owned after | $24.56 exercise price | 2007-01-04 | |
| 2007-01-04 holding as of filing | Shereda Cynthia L Officer (VP / Chief Legal Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 9,095 owned after | $28.86 exercise price | 2007-01-04 | |
| 2007-01-02 | NEUGOLD DOUGLAS A Officer (Chief Executive Officer) | 4/A | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,676 65,352 owned after | $30.53 exercise price | 2007-01-23 | |
| 2007-01-02 | Shereda Cynthia L Officer (VP / Chief Legal Officer) | 4/A | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,936 13,872 owned after | $30.53 exercise price | 2007-01-23 | |
| 2007-01-02 | SHAVERS CHERYL L Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,853 3,853 owned after | $30.53 exercise price | 2007-01-04 | |
| 2007-01-02 | MAHLE STEPHEN H Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,853 3,853 owned after | $30.53 exercise price | 2007-01-04 | |
| 2007-01-02 | HILLAS ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,853 3,853 owned after | $30.53 exercise price | 2007-01-04 | |
| 2007-01-02 | ADLEY MARK Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,853 3,853 owned after | $30.53 exercise price | 2007-01-04 | |
| 2007-01-02 | Flynn Frederick C JR Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,853 3,853 owned after | $30.53 exercise price | 2007-01-04 | |
| 2007-01-02 | MARSH C DOUGLAS Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,853 3,853 owned after | $30.53 exercise price | 2007-01-04 | |
| 2007-01-02 | Shereda Cynthia L Officer (VP / Chief Legal Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,936 6,936 owned after | $30.53 exercise price | 2007-01-04 | |
| 2007-01-02 | SHARKEY DANIEL P Officer (Chief Financial Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,330 12,330 owned after | $30.53 exercise price | 2007-01-04 | |
| 2007-01-02 | NEUGOLD DOUGLAS A Officer (Chief Executive Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,676 32,676 owned after | $30.53 exercise price | 2007-01-04 |