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ATHERSYS, INC / NEW Form 8-K: Current report, 2013

ATHERSYS, INC / NEW Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2013-12-03: Form 8-K; Period of report 2013-12-03; Description 8.01 Other Events.
  • 2013-11-29: Form 8-K; Period of report 2013-11-27; Description 8.01 Other Events.
  • 2013-11-14: Form 8-K; Period of report 2013-11-14; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
  • 2013-10-23: Form 8-K; Period of report 2013-10-22; Description 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
FiledFormPeriod of reportDescriptionDetailsDocument
2013-12-038-K2013-12-038.01 Other Eventsd637426d8k.htm
2013-11-298-K2013-11-278.01 Other Eventsd635750d8k.htm
2013-11-148-K2013-11-142.02 Results of Operations and Financial Condition2.02 On November 14, 2013, Athersys, Inc. issued a press release announcing financial results for its third quarter ended September 30, 2013.d628458d8k.htm
2013-10-238-K2013-10-221.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities1.01 Entry into a Material Definitive Agreement.
1.02 The company had previously entered into a common stock purchase agreement (the “Former Purchase Agreement”) with Aspire Capital on November 11, 2011, as amended.
2.02 As of September 30, 2013, the Company had $17.8 million of cash and cash equivalents.
3.02 The information contained above in Item 1.01 is hereby incorporated by reference into this Item 3.02.
d616254d8k.htm
2013-09-208-K2013-09-188.01 Other Events8.01 As previously disclosed in its Form 8-K filed on June 20, 2013, Athersys, Inc. (the “Company” or “we”), in connection with the termination of certain incentive agreements, established in 2005, granted restricted stock units (“RSUs”) to each of its named executive officers.d599470d8k.htm
2013-08-138-K2013-08-132.02 Results of Operations and Financial Condition2.02 On August 13, 2013, Athersys, Inc. issued a press release announcing financial results for its second quarter ended June 30, 2013.d583309d8k.htm
2013-06-208-K2013-04-295.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders5.02 As disclosed in its recent proxy statement for its 2013 Annual Meeting of Stockholders, in 2005, in connection with a restructuring of its internal programs and to retain and motivate its named executive officers, Athersys, Inc. (the “Company“or “we”) entered into incentive agreements with each of its named executive officers establishing an incentive program (the “2005 Incentive Program”), which provided the officers financial participation in the event of certain merger or acquisition or asset sale transactions.
5.07 The Company held its Annual Meeting of Stockholders on June 18, 2013.
d552765d8k.htm
2013-06-188-K2013-06-185.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On June 18, 2013, at the Annual Meeting of Stockholders of Athersys, Inc. (the “Company”), the Company’s stockholders approved and adopted the Athersys, Inc. Amended and Restated 2007 Long-Term Incentive Plan (Amended and Restated Effective June 18, 2013) (the “Plan”).d552790d8k.htm
2013-05-148-K2013-05-142.02 Results of Operations and Financial Condition2.02 On May 14, 2013, Athersys, Inc. issued a press release announcing financial results for its first quarter ended March 31, 2013.d538362d8k.htm
2013-03-128-K2013-03-122.02 Results of Operations and Financial Condition2.02 On March 12, 2013, Athersys, Inc. issued a press release announcing financial results for its fourth quarter ended December 31, 2012.d500809d8k.htm
2013-02-288-K2013-02-285.07 Submission of Matters to a Vote of Security Holders5.07 On February 28, 2013, Athersys, Inc. (the “Company”) held a Special Meeting of Stockholders.d494873d8k.htm
2013-01-088-K2013-01-075.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officersd463422d8k.htm