ALPHATEC HOLDINGS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-12-31: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-12-18; Total offering amount $167,999,998.
- 2012-11-09: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-11-06; Total offering amount $8,950,000.
- 2009-06-19: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-06-04; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2020-12-31 | Rule 506(b) | Equity | 2020-12-18 | $167,999,998 | $30,000,000 | $137,999,998 | 6 |
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| 2012-11-09 | Rule 506 | Equity | 2012-11-06 | $8,950,000 | $8,950,000 | $0 | 1 |
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| 2009-06-19 | Rule 506 | Equity | 2009-06-04 | $10,000,000 | $10,000,000 | $0 | 1 |
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