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Astrana Health, Inc. (ASTH) Form D

Astrana Health, Inc. Form D Notices of Exempt Offering of Securities

Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.

  • 2025-11-21: Federal exemption Rule 506(b); Types of securities offered Equity; Restricted stock units; Date of first sale 2025-11-06; Total offering amount $1,448,825.
  • 2018-01-12: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Units consisting of Senior Subordinated Callable Convertible Notes and Warrants to Purchase Common Stock; Date of first sale 2009-10-16; Total offering amount $1,250,000.
  • 2018-01-12: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; Warrants to Purchase Common Stock; Date of first sale 2012-10-29; Total offering amount $200,452.
  • 2014-08-13: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; Date of first sale 2014-07-21; Total offering amount $1,000,000.
FiledFederal exemptionTypes of securities offeredDate of first saleTotal offering amountTotal amount soldTotal remaining to be soldInvestors who have already invested
2025-11-21Rule 506(b)Equity; Restricted stock units2025-11-06$1,448,825$1,448,825$06
2018-01-12Rule 506(b)Debt; OptionToAcquire; Units consisting of Senior Subordinated Callable Convertible Notes and Warrants to Purchase Common Stock2009-10-16$1,250,000$1,250,000$010
2018-01-12Rule 506(b)OptionToAcquire; Warrants to Purchase Common Stock2012-10-29$200,452$200,452$010
2014-08-13Rule 506(b)OptionToAcquire2014-07-21$1,000,000$1,000,000$02
2014-04-11Rule 506(b)Equity; Debt; OptionToAcquire; SecurityToBeAcquired2014-03-28$2,000,000$2,000,000$01
2012-12-31Rule 506OptionToAcquire2012-12-21$1,500,000$530,000$970,00011
2009-10-26Rule 505Debt; OptionToAcquire2009-10-16$1,250,000$1,250,000$010

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