ASSERTIO HOLDINGS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-05-28: Reporting owner CRG Partners III L.P. | CRG Partners III - Parallel Fund B (Cayman) L.P. | Loan Security Holdings I LLC | CRG Partners III - Parallel Fund (A) L.P. | CRG Partners III (Cayman) Unlev AIV I L.P. | CRG Partners III (Cayman) Lev AIV I L.P. | CR Group L.P.; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-05-28 holding as of filing | CRG Partners III L.P. | CRG Partners III - Parallel Fund B (Cayman) L.P. | Loan Security Holdings I LLC | CRG Partners III - Parallel Fund (A) L.P. | CRG Partners III (Cayman) Unlev AIV I L.P. | CRG Partners III (Cayman) Lev AIV I L.P. | CR Group L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · By Loan Security Holdings I LLC | Holding | no price filed | 2020-05-28 |