ASSERTIO HOLDINGS, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2026. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2026-06-16: Reporting owner Schlessinger Sam; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-06-16: Reporting owner Schwichtenberg Paul; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-06-16: Reporting owner Reisenauer Mark L; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-06-16: Reporting owner Patel Ajay; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-06-16 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,748 0 owned after | $0.00 | 2026-06-16 | |
| 2026-06-16 | Schwichtenberg Paul Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,042 0 owned after | $0.00 | 2026-06-16 | |
| 2026-06-16 | Reisenauer Mark L Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,333 0 owned after | $0.00 | 2026-06-16 | |
| 2026-06-16 | Patel Ajay Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,026 0 owned after | $0.00 | 2026-06-16 | |
| 2026-03-02 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,804 18,804 owned after | $0.00 | 2026-03-03 | |
| 2026-03-02 | Patel Ajay Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,804 18,804 owned after | $0.00 | 2026-03-03 | |
| 2026-03-02 | Schwichtenberg Paul Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,820 24,820 owned after | $0.00 | 2026-03-03 | |
| 2026-02-21 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,143 0 owned after | $0.00 | 2026-02-24 | |
| 2026-02-21 | Patel Ajay Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,143 0 owned after | $0.00 | 2026-02-24 | |
| 2026-02-21 | Schwichtenberg Paul Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,143 0 owned after | $0.00 | 2026-02-24 | |
| 2026-02-18 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,778 5,555 owned after | $0.00 | 2026-02-20 | |
| 2026-02-18 | Schwichtenberg Paul Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,778 5,555 owned after | $0.00 | 2026-02-20 | |
| 2026-02-18 | Patel Ajay Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,778 5,555 owned after | $0.00 | 2026-02-20 | |
| 2026-02-07 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 1,389 owned after | $0.00 | 2026-02-10 | |
| 2026-02-07 | Schwichtenberg Paul Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 1,667 owned after | $0.00 | 2026-02-10 | |
| 2026-02-07 | Patel Ajay Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 1,667 owned after | $0.00 | 2026-02-10 |