ASSERTIO HOLDINGS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 82 rows, 82 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2026-06-16: Reporting owner MCKEE WILLIAM; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-06-16: Reporting owner MCKEE WILLIAM; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-06-16: Reporting owner Schlessinger Sam; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-06-16: Reporting owner Schlessinger Sam; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-06-16 | MCKEE WILLIAM Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $15.15 exercise price | 2026-06-16 | |
| 2026-06-16 | MCKEE WILLIAM Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $9.26 exercise price | 2026-06-16 | |
| 2026-06-16 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,666 0 owned after | $19.65 exercise price | 2026-06-16 | |
| 2026-06-16 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,900 0 owned after | $11.90 exercise price | 2026-06-16 | |
| 2026-06-16 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | $12.18 exercise price | 2026-06-16 | |
| 2026-06-16 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,128 0 owned after | $11.77 exercise price | 2026-06-16 | |
| 2026-06-16 | Kirk Sigurd Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,913 0 owned after | $17.10 exercise price | 2026-06-16 | |
| 2026-06-16 | Kirk Sigurd Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $15.15 exercise price | 2026-06-16 | |
| 2026-06-16 | Kirk Sigurd Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $9.26 exercise price | 2026-06-16 | |
| 2026-06-16 | Emany Sravan Kumar Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,753 0 owned after | $16.05 exercise price | 2026-06-16 | |
| 2026-06-16 | Emany Sravan Kumar Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $15.15 exercise price | 2026-06-16 | |
| 2026-06-16 | Emany Sravan Kumar Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $9.26 exercise price | 2026-06-16 | |
| 2026-06-16 | Schwichtenberg Paul Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,666 0 owned after | $19.65 exercise price | 2026-06-16 | |
| 2026-06-16 | Schwichtenberg Paul Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,666 0 owned after | $11.90 exercise price | 2026-06-16 | |
| 2026-06-16 | Schwichtenberg Paul Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | $12.18 exercise price | 2026-06-16 | |
| 2026-06-16 | Schwichtenberg Paul Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,888 0 owned after | $11.77 exercise price | 2026-06-16 | |
| 2026-06-16 | Reisenauer Mark L Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $12.75 exercise price | 2026-06-16 | |
| 2026-06-16 | Reisenauer Mark L Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,666 0 owned after | $12.37 exercise price | 2026-06-16 | |
| 2026-06-16 | Reisenauer Mark L Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,667 0 owned after | $11.77 exercise price | 2026-06-16 | |
| 2026-06-16 | Mason Heather L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,666 0 owned after | $17.10 exercise price | 2026-06-16 | |
| 2026-06-16 | Mason Heather L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $9.26 exercise price | 2026-06-16 | |
| 2026-06-16 | Stark David Matthew Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $15.15 exercise price | 2026-06-16 | |
| 2026-06-16 | Stark David Matthew Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,415 0 owned after | $9.26 exercise price | 2026-06-16 | |
| 2026-06-16 | Patel Ajay Officer (EVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,666 0 owned after | $19.65 exercise price | 2026-06-16 | |
| 2026-06-16 | Patel Ajay Officer (EVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,666 0 owned after | $11.90 exercise price | 2026-06-16 | |
| 2026-06-16 | Patel Ajay Officer (EVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | $12.18 exercise price | 2026-06-16 | |
| 2026-06-16 | Patel Ajay Officer (EVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,128 0 owned after | $11.77 exercise price | 2026-06-16 | |
| 2026-03-02 | Schlessinger Sam Officer (EVP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,128 21,128 owned after | $11.77 exercise price | 2026-03-03 | |
| 2026-03-02 | Patel Ajay Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,128 21,128 owned after | $11.77 exercise price | 2026-03-03 | |
| 2026-03-02 | Schwichtenberg Paul Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,888 27,888 owned after | $11.77 exercise price | 2026-03-03 | |
| 2026-03-02 | Reisenauer Mark L Director, Officer (CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,667 26,667 owned after | $11.77 exercise price | 2026-03-03 | |
| 2025-11-13 | Reisenauer Mark L Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.82 exercise price | 2025-11-14 | |
| 2025-05-07 | Stark David Matthew Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $0.62 exercise price | 2025-05-09 | |
| 2025-05-07 | Kirk Sigurd Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $0.62 exercise price | 2025-05-09 | |
| 2025-05-07 | Emany Sravan Kumar Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $0.62 exercise price | 2025-05-09 | |
| 2025-05-07 | MCKEE WILLIAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $0.62 exercise price | 2025-05-09 | |
| 2025-05-07 | Mason Heather L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $0.62 exercise price | 2025-05-09 | |
| 2025-02-18 | Schlessinger Sam Officer (SVP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +188,875 188,875 owned after | $0.81 exercise price | 2025-02-20 | |
| 2025-02-18 | Schwichtenberg Paul Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +188,875 188,875 owned after | $0.81 exercise price | 2025-02-20 | |
| 2025-02-18 | Patel Ajay Officer (SVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +188,875 188,875 owned after | $0.81 exercise price | 2025-02-20 | |
| 2025-02-18 | O'Grady Brendan P. Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +755,525 755,525 owned after | $0.81 exercise price | 2025-02-20 | |
| 2025-02-14 holding as of filing | Pietryga Mary E Officer (SVP, CCO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.85 exercise price | 2025-02-14 | ||
| 2025-01-02 | Reisenauer Mark L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $0.85 exercise price | 2025-01-03 | |
| 2024-11-07 | Stark David Matthew Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $1.01 exercise price | 2024-11-12 | |
| 2024-05-31 | O'Grady Brendan P. Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800,000 1,800,000 owned after | $0.99 exercise price | 2024-06-04 | |
| 2024-05-23 | Kirk Sigurd Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $1.01 exercise price | 2024-05-28 | |
| 2024-05-23 | Emany Sravan Kumar Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $1.01 exercise price | 2024-05-28 | |
| 2024-05-23 | Vacirca Jeff L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $1.01 exercise price | 2024-05-28 | |
| 2024-05-23 | MCKEE WILLIAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $1.01 exercise price | 2024-05-28 | |
| 2024-05-23 | STAPLE PETER D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,225 81,225 owned after | $1.01 exercise price | 2024-05-28 | |
| 2024-04-09 holding as of filing | Kirk Sigurd Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.14 exercise price | 2024-04-09 | ||
| 2024-02-07 | Schlessinger Sam Officer (SVP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +283,500 283,500 owned after | $0.79 exercise price | 2024-02-09 | |
| 2024-02-07 | Schwichtenberg Paul Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +340,000 340,000 owned after | $0.79 exercise price | 2024-02-09 | |
| 2024-02-07 | Patel Ajay Officer (SVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +340,000 340,000 owned after | $0.79 exercise price | 2024-02-09 | |
| 2024-01-02 | Mason Heather L Director, Officer (Interim CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +550,000 550,000 owned after | $1.14 exercise price | 2024-01-04 | |
| 2023-11-14 | Emany Sravan Kumar Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,308 26,308 owned after | $1.07 exercise price | 2023-11-16 | |
| 2023-07-31 | Vacirca Jeff L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,005 5,005 owned after | $5.69 exercise price | 2023-08-02 | |
| 2023-05-10 | MCKEE WILLIAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,821 3,821 owned after | $7.55 exercise price | 2023-05-12 | |
| 2023-05-10 | Mason Heather L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,821 3,821 owned after | $7.55 exercise price | 2023-05-12 | |
| 2023-05-10 | Tyree James L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,821 3,821 owned after | $7.55 exercise price | 2023-05-12 | |
| 2023-05-10 | STAPLE PETER D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,821 3,821 owned after | $7.55 exercise price | 2023-05-12 | |
| 2023-02-21 | Schlessinger Sam Officer (SVP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,623 56,623 owned after | $5.18 exercise price | 2023-02-23 | |
| 2023-02-21 | Peisert Daniel A. Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +226,491 226,491 owned after | $5.18 exercise price | 2023-02-23 | |
| 2023-02-21 | Schwichtenberg Paul Officer (SVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,623 56,623 owned after | $5.18 exercise price | 2023-02-23 | |
| 2023-02-21 | Patel Ajay Officer (SVP and CAO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,623 56,623 owned after | $5.18 exercise price | 2023-02-23 | |
| 2022-05-12 | Schlessinger Sam Officer (SVP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109,649 109,649 owned after | $2.63 exercise price | 2022-05-16 | |
| 2022-05-12 | Schlessinger Sam Officer (SVP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.63 exercise price | 2022-05-16 | |
| 2022-05-12 | Patel Ajay Officer (SVP and CAO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109,649 109,649 owned after | $2.63 exercise price | 2022-05-16 | |
| 2022-05-12 | Patel Ajay Officer (SVP and CAO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.63 exercise price | 2022-05-16 | |
| 2022-05-12 | Schwichtenberg Paul Officer (SVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109,649 109,649 owned after | $2.63 exercise price | 2022-05-16 | |
| 2022-05-12 | Schwichtenberg Paul Officer (SVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.63 exercise price | 2022-05-16 | |
| 2022-05-12 | Peisert Daniel A. Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +438,596 438,596 owned after | $2.63 exercise price | 2022-05-16 | |
| 2022-05-12 | Peisert Daniel A. Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.63 exercise price | 2022-05-16 | |
| 2022-03-01 holding as of filing | Schlessinger Sam Officer (SVP, General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.31 exercise price | 2022-03-01 | ||
| 2021-12-01 | Patel Ajay Officer (SVP and CAO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +235,000 235,000 owned after | $1.31 exercise price | 2021-12-02 | |
| 2021-12-01 | Schwichtenberg Paul Officer (SVP and CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +235,000 235,000 owned after | $1.31 exercise price | 2021-12-02 | |
| 2021-12-01 | Peisert Daniel A. Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +935,000 935,000 owned after | $1.31 exercise price | 2021-12-02 | |
| 2020-05-20 | TIMMINS MEGAN C. Officer (SVP, Gen Csl & Sec) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +211,750 | $0.60 exercise price | 2020-05-22 | |
| 2020-05-20 | Strobeck Mark Officer (EVP & Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +291,000 291,000 owned after | $0.60 exercise price | 2020-05-22 | |
| 2020-05-20 | SMITH TODD N Director, Officer (Director, Pres & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +603,750 603,750 owned after | $0.60 exercise price | 2020-05-22 | |
| 2020-05-20 | SMITH TODD N Director, Officer (Director, Pres & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $0.95 exercise price | 2020-05-22 | |
| 2020-05-19 | Peisert Daniel A. Officer (EVP and CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.80 exercise price | 2020-05-21 |