Asensus Surgical, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-09-15: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2017-09-12; Total offering amount $950,000.
- 2013-03-29: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-03-22; Total offering amount $3,024,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-09-15 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2017-09-12 | $950,000 | $950,000 | $0 | 1 |
| 2013-03-29 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-03-22 | $3,024,000 | $3,024,000 | $0 | 17 |