ARC DOCUMENT SOLUTIONS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-14: Reporting owner Suriyakumar Kumarakulasingam; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-02-27: Reporting owner Wijesuriya Dilantha; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-02-27: Reporting owner Avalos Jorge; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-02-24: Reporting owner Roy Rahul K; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-14 | Suriyakumar Kumarakulasingam Director, Officer (Chairman and CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.20 exercise price | 2023-03-16 | |
| 2023-02-27 | Wijesuriya Dilantha Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $2.70 exercise price | 2023-02-28 | |
| 2023-02-27 | Avalos Jorge Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $2.70 exercise price | 2023-02-28 | |
| 2023-02-24 | Roy Rahul K Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $2.70 exercise price | 2023-02-28 | |
| 2023-02-08 | Wijesuriya Dilantha Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $3.69 exercise price | 2023-02-10 | |
| 2023-02-08 | Wijesuriya Dilantha Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,048 76,048 owned after | $3.69 exercise price | 2023-02-10 | |
| 2023-02-08 | Roy Rahul K Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $3.69 exercise price | 2023-02-10 | |
| 2023-02-08 | Luttrell Tracey Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,500 47,500 owned after | $3.69 exercise price | 2023-02-10 | |
| 2023-02-08 | Avalos Jorge Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $3.69 exercise price | 2023-02-10 | |
| 2023-02-08 | Avalos Jorge Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,048 76,048 owned after | $3.69 exercise price | 2023-02-10 |