ARC DOCUMENT SOLUTIONS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-21: Reporting owner Wijesuriya Dilantha; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-12-21: Reporting owner Suriyakumar Kumarakulasingam; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-06-29: Reporting owner Avalos Jorge; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-02-09: Reporting owner Wijesuriya Dilantha; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-21 | Wijesuriya Dilantha Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −143,792 0 owned after | $2.37 exercise price | 2022-12-22 | |
| 2022-12-21 | Suriyakumar Kumarakulasingam Director, Officer (Chairman and CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 0 owned after | $2.70 exercise price | 2022-12-22 | |
| 2022-06-29 | Avalos Jorge Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,826 280,826 owned after | $2.64 exercise price | 2022-07-01 | |
| 2022-02-09 | Wijesuriya Dilantha Officer (Chief Operating Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,000 165,000 owned after | $3.21 exercise price | 2022-02-11 | |
| 2022-02-09 | Wijesuriya Dilantha Officer (Chief Operating Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,465 86,465 owned after | $3.21 exercise price | 2022-02-11 | |
| 2022-02-09 | Avalos Jorge Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,000 165,000 owned after | $3.21 exercise price | 2022-02-11 | |
| 2022-02-09 | Suriyakumar Kumarakulasingam Director, Officer (Chairman, President and CEO), 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $3.21 exercise price | 2022-02-11 | |
| 2022-02-09 | Luttrell Tracey Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,500 47,500 owned after | $3.21 exercise price | 2022-02-11 | |
| 2022-02-09 | Roy Rahul K Officer (Chief Technology Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,000 165,000 owned after | $3.21 exercise price | 2022-02-11 |