ARC DOCUMENT SOLUTIONS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-04: Reporting owner MATHER JONATHAN; Form 5; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-29: Reporting owner Legg Mark W; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-05-26: Reporting owner SCOCIMARA ERIBERTO R; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2006-05-22: Reporting owner Formolo Thomas J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-04 | MATHER JONATHAN Officer (Chief Financial Officer) | 5 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $33.10 exercise price | 2007-02-21 | |
| 2006-11-29 | Legg Mark W Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $5.62 exercise price | 2006-12-01 | |
| 2006-05-26 holding as of filing | SCOCIMARA ERIBERTO R Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $35.42 exercise price | 2006-05-26 | ||
| 2006-05-22 | Formolo Thomas J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,997 3,997 owned after | $35.42 exercise price | 2006-05-24 | |
| 2006-05-22 | McCluggage Dewitt Kerry Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,997 3,997 owned after | $35.42 exercise price | 2006-05-24 | |
| 2006-05-22 | PEREZ DE LA MESA MANUEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,997 3,997 owned after | $35.42 exercise price | 2006-05-24 | |
| 2006-05-22 | MEALY MARK W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,997 3,997 owned after | $35.42 exercise price | 2006-05-24 | |
| 2006-04-11 | Roy Rahul K Officer (CTO) | 4 | Stock Option ( right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 24,000 owned after | $4.88 | 2006-04-12 | |
| 2006-02-21 | Roy Rahul K Officer (CTO) | 5 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.95 exercise price | 2007-02-14 | |
| 2006-02-21 | Legg Mark W Officer (CFO until 12/06) | 5 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.95 exercise price | 2007-02-14 |