Aravive, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-09-12: Reporting owner Zhang Eric; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-09-12: Reporting owner HOFFMAN ROBERT; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-09-12: Reporting owner Giaccia Amato; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-09-12: Reporting owner Tabibiazar Raymond; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-09-12 | Zhang Eric Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $5.77 exercise price | 2019-09-13 | |
| 2019-09-12 | HOFFMAN ROBERT Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $5.77 exercise price | 2019-09-13 | |
| 2019-09-12 | Giaccia Amato Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $5.77 exercise price | 2019-09-13 | |
| 2019-09-12 | Tabibiazar Raymond Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $5.77 exercise price | 2019-09-13 | |
| 2019-09-12 | AKKARAJU SRINIVAS Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $5.77 exercise price | 2019-09-13 | |
| 2019-09-12 | Malik Shahzad Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $5.77 exercise price | 2019-09-13 | |
| 2019-02-28 | Shah Vinay Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,000 38,000 owned after | $5.83 exercise price | 2019-03-04 | |
| 2019-02-28 | Haas Kevin Officer (VP, Finance and PAO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $5.83 exercise price | 2019-03-04 | |
| 2019-02-28 | Shepard Jay Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +116,000 116,000 owned after | $5.83 exercise price | 2019-03-04 | |
| 2019-02-28 | McIntyre Gail Frances Officer (Chief Scientific Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,000 53,000 owned after | $5.83 exercise price | 2019-03-04 | |
| 2019-02-25 holding as of filing | McIntyre Gail Frances Officer (Chief Scientific Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.66 exercise price | 2019-02-25 | ||
| 2019-02-25 holding as of filing | McIntyre Gail Frances Officer (Chief Scientific Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.90 exercise price | 2019-02-25 | ||
| 2019-02-25 holding as of filing | McIntyre Gail Frances Officer (Chief Scientific Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.90 exercise price | 2019-02-25 | ||
| 2019-01-03 | AKKARAJU SRINIVAS Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | Giaccia Amato Director, 10% Owner | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | Giaccia Amato Director, 10% Owner | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | HOFFMAN ROBERT Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | HOFFMAN ROBERT Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | Malik Shahzad Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | Malik Shahzad Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.69 exercise price | 2019-01-07 | |
| 2019-01-03 | Zhang Eric Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | Zhang Eric Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | Tabibiazar Raymond Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | Tabibiazar Raymond Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.61 exercise price | 2019-01-07 | |
| 2019-01-03 | HOFFMAN ROBERT Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.69 exercise price | 2019-01-07 | |
| 2019-01-03 | HOFFMAN ROBERT Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.69 exercise price | 2019-01-07 | |
| 2019-01-03 | Giaccia Amato Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.69 exercise price | 2019-01-07 | |
| 2019-01-03 | Giaccia Amato Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.69 exercise price | 2019-01-07 | |
| 2019-01-03 | AKKARAJU SRINIVAS Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $3.69 exercise price | 2019-01-07 |