Aravive, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-02-20: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-02-14; Total offering amount $54,999,991.
- 2014-02-19: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-02-04; Total offering amount $10,000,000.
- 2013-10-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2013-10-01; Total offering amount $9,999,999.
- 2013-07-22: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-07-08; Total offering amount $12,499,999.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Rule 506(b) | Equity | 2014-02-14 | $54,999,991 | $54,999,991 | $0 | 19 |
| 2014-02-19 | Rule 506(b) | Equity | 2014-02-04 | $10,000,000 | $10,000,000 | $0 | 10 |
| 2013-10-11 | Rule 506(b) | Equity | 2013-10-01 | $9,999,999 | $9,999,999 | $0 | 10 |
| 2013-07-22 | Rule 506 | Equity | 2013-07-08 | $12,499,999 | $12,499,999 | $0 | 7 |
| 2013-01-28 | Rule 506 | Equity | 2013-01-07 | $4,587,998 | $4,587,998 | $0 | 6 |
| 2013-01-28 | Rule 506 | Equity | 2013-01-07 | $20,499,999 | $7,999,999 | $12,500,000 | 7 |
| 2011-03-09 | Rule 506 | Equity | 2011-02-14 | $21,107,360 | $14,419,861 | $6,687,499 | 8 |