Aravive, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-06: Reporting owner Gut Robert; Form 3; Security No securities held.; Transaction Holding.
- 2014-03-26: Reporting owner Index Ventures IV (Jersey) LP | Yucca (Jersey) SLP | Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP; Form 4; Security Series B Convertible Prefered Stock; Transaction C Conversion of derivative security.
- 2014-03-20: Reporting owner Index Ventures IV (Jersey) LP | Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | Yucca (Jersey) SLP; Form 3; Security Series B Convertible Preferreed Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-06 holding as of filing | Gut Robert Officer (Chief Medical Officer) | 3 | No securities held. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-09-06 | |
| 2014-03-26 | Index Ventures IV (Jersey) LP | Yucca (Jersey) SLP | Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Prefered Stock Derivative · Direct | C Conversion of derivative security | −760,994 0 owned after | $0.00 | 2014-03-27 | |
| 2014-03-20 holding as of filing | Index Ventures IV (Jersey) LP | Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | Yucca (Jersey) SLP 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferreed Stock Derivative · Direct | Holding | no price filed | 2014-03-20 |