API TECHNOLOGIES CORP. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-03-22: Reporting owner Senator Investment Group LP; Form 4; Security Convertible Subordinated Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-06-23: Reporting owner Pollack Jonathan; Form 4; Security Convertible Debenture (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-06-23: Reporting owner DEZWIREK PHILLIP; Form 4; Security Convertible Debenture (Right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-06-23: Reporting owner DEZWIREK JASON LOUIS; Form 4; Security Convertible Debenture (Right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-03-22 | Senator Investment Group LP 10% Owner | 4 | Convertible Subordinated Note Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | $16,000,000.00 | 2012-03-26 | ||
| 2009-06-23 | Pollack Jonathan Director | 4 | Convertible Debenture (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +66,667 66,667 owned after | $50,000.00 | 2009-06-25 | |
| 2009-06-23 | DEZWIREK PHILLIP Director, Officer (Chairman), 10% Owner | 4 | Convertible Debenture (Right to buy) Derivative · Indirect · Icarus Investment Corp. (Ontario) | P Open market or private purchase of non-derivative or derivative security | +933,334 933,334 owned after | $700,000.00 | 2009-06-25 | |
| 2009-06-23 | DEZWIREK JASON LOUIS Director, Officer (Secretary), 10% Owner | 4 | Convertible Debenture (Right to buy) Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +933,334 933,334 owned after | $700,000.00 | 2009-06-25 | |
| 2009-06-23 | DEZWIREK JASON LOUIS Director, Officer (Secretary), 10% Owner | 4 | Convertible Debenture (Right to buy) Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +933,334 933,334 owned after | $700,000.00 | 2009-06-25 |