API TECHNOLOGIES CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows, 57 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-04-22: Reporting owner Tavares Robert; Form 4/A; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-04-22: Reporting owner Tavares Robert; Form 4/A; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-04-22: Reporting owner Seeton Eric F.; Form 4/A; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-04-22: Reporting owner Seeton Eric F.; Form 4/A; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-04-22 | Tavares Robert Director, Officer (President and CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −406,250 0 owned after | $1.15 exercise price | 2016-04-22 | |
| 2016-04-22 | Tavares Robert Director, Officer (President and CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −567,500 0 owned after | $1.89 exercise price | 2016-04-22 | |
| 2016-04-22 | Seeton Eric F. Officer (Chief Financial Officer) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.15 exercise price | 2016-04-22 | |
| 2016-04-22 | Seeton Eric F. Officer (Chief Financial Officer) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.39 exercise price | 2016-04-22 | |
| 2016-04-22 | Tavares Robert Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −406,250 0 owned after | $1.15 exercise price | 2016-04-22 | |
| 2016-04-22 | Tavares Robert Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −567,500 0 owned after | $1.89 exercise price | 2016-04-22 | |
| 2016-04-22 | Seeton Eric F. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.15 exercise price | 2016-04-22 | |
| 2016-04-22 | Seeton Eric F. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.39 exercise price | 2016-04-22 | |
| 2016-01-26 | Seeton Eric F. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.15 exercise price | 2016-01-28 | |
| 2016-01-26 | Tavares Robert Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +406,250 406,250 owned after | $1.15 exercise price | 2016-01-28 | |
| 2015-09-08 | Seeton Eric F. Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.39 | 2015-09-15 | |
| 2015-03-02 | Tavares Robert Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +567,500 567,500 owned after | $1.89 exercise price | 2015-03-03 | |
| 2014-07-28 | Mannarino Claudio A Officer (Sr VP & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.19 exercise price | 2014-07-29 | |
| 2012-04-11 | Rehkemper Phil Officer (Executive Vice President & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.40 exercise price | 2012-04-12 | |
| 2011-01-21 | Fiske Kenton Willard Other (Dir/CEO/ Pres., SenDEC Corp.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147,000 147,000 owned after | $6.05 exercise price | 2011-01-25 | |
| 2010-03-23 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −233,333 0 owned after | $1.51 exercise price | 2010-03-23 | |
| 2010-03-23 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.51 exercise price | 2010-03-23 | |
| 2010-03-23 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +233,333 233,333 owned after | $1.51 exercise price | 2010-03-23 | |
| 2010-03-23 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.51 exercise price | 2010-03-23 | |
| 2009-08-05 | Pudles Stephen Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +498,109 498,109 owned after | $1.43 exercise price | 2009-08-07 | |
| 2009-08-05 | Mannarino Claudio A Officer (CFO; Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.43 exercise price | 2009-08-07 | |
| 2009-08-05 | Pollack Jonathan Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +550,000 550,000 owned after | $1.43 exercise price | 2009-08-07 | |
| 2009-08-05 | Cape Arthur Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.43 exercise price | 2009-08-07 | |
| 2009-08-05 | WRIGHT DONALD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.43 exercise price | 2009-08-07 | |
| 2009-06-25 holding as of filing | Pollack Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,334 owned after | $4.04 exercise price | 2009-06-25 | |
| 2008-05-30 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500,000 0 owned after | $0.27 exercise price | 2008-06-03 | |
| 2008-05-30 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500,000 0 owned after | $0.27 exercise price | 2008-06-03 | |
| 2008-05-30 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $0.20 exercise price | 2008-06-03 | |
| 2008-05-30 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500,000 3,500,000 owned after | $0.10 exercise price | 2008-06-03 | |
| 2008-05-30 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.10 exercise price | 2008-06-03 | |
| 2008-05-30 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2008-06-03 | |
| 2008-05-30 | Mills Thomas W Sr Director, Officer (President; COO) | 4 | option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $0.27 exercise price | 2008-06-03 | |
| 2008-05-30 | Mills Thomas W Sr Director, Officer (President; COO) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2008-06-03 | |
| 2008-05-30 | Mannarino Claudio A Officer (CFO; Vice President) | 4 | option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −375,000 0 owned after | $0.27 exercise price | 2008-06-03 | |
| 2008-05-30 | Mannarino Claudio A Officer (CFO; Vice President) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $0.10 exercise price | 2008-06-03 | |
| 2008-04-22 | Pudles Stephen Officer (CHIEF EXECUTIVE OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,236,650 11,236,650 owned after | $0.09 exercise price | 2008-04-23 | |
| 2008-04-22 | Pudles Stephen Officer (CHIEF EXECUTIVE OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,491,100 7,491,100 owned after | $0.09 exercise price | 2008-04-23 | |
| 2007-07-02 | Cape Arthur Director | 4 | option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.62 exercise price | 2007-07-03 | |
| 2007-07-02 | Cape Arthur Director | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.35 exercise price | 2007-07-03 | |
| 2007-07-02 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −700,000 0 owned after | $1.60 exercise price | 2007-07-03 | |
| 2007-07-02 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $2.06 exercise price | 2007-07-03 | |
| 2007-07-02 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,000 700,000 owned after | $1.35 exercise price | 2007-07-03 | |
| 2007-07-02 | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.35 exercise price | 2007-07-03 | |
| 2007-07-02 | Mills Thomas W Sr Director, Officer (President; COO) | 4 | option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.00 exercise price | 2007-07-03 | |
| 2007-07-02 | Mills Thomas W Sr Director, Officer (President; COO) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.35 exercise price | 2007-07-03 | |
| 2007-07-02 | Mannarino Claudio A Officer (CFO; Vice President) | 4 | option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.00 exercise price | 2007-07-03 | |
| 2007-07-02 | Mannarino Claudio A Officer (CFO; Vice President) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.35 exercise price | 2007-07-03 | |
| 2007-07-02 | Pollack Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.62 exercise price | 2007-07-03 | |
| 2007-07-02 | Pollack Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.35 exercise price | 2007-07-03 | |
| 2007-06-20 | Cape Arthur Director | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.62 exercise price | 2007-06-22 | |
| 2007-06-20 | Pollack Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.62 exercise price | 2007-06-22 | |
| 2007-02-23 holding as of filing | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.60 exercise price | 2007-02-23 | ||
| 2007-02-23 holding as of filing | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.06 exercise price | 2007-02-23 | ||
| 2007-02-23 holding as of filing | MOSKOVITS MARTIN Officer (Chief Technology Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2007-02-23 | ||
| 2006-12-27 | Mills Thomas W Sr Director, Officer (President; COO) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.00 exercise price | 2006-12-28 | |
| 2006-12-27 | Mannarino Claudio A Officer (CFO; Vice President) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.00 exercise price | 2006-12-28 | |
| 2006-03-29 | WRIGHT DONALD Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −25,000 25,000 owned after | $1.00 exercise price | 2006-03-29 |