API TECHNOLOGIES CORP. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-01-09: Reporting owner DEZWIREK PHILLIP; Form 5; Security Warrant (right to buy); Transaction Holding.
- 2013-01-09: Reporting owner DEZWIREK PHILLIP; Form 5; Security Warrant (right to buy); Transaction Holding.
- 2013-01-09: Reporting owner DEZWIREK PHILLIP; Form 5; Security Warrant (right to buy); Transaction Holding.
- 2013-01-09: Reporting owner DEZWIREK JASON | Icarus Investment Corp.; Form 5; Security Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-01-09 holding as of filing | DEZWIREK PHILLIP Other (See Remarks) | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 11,987 owned after | $5.08 exercise price | 2013-01-09 | |
| 2013-01-09 holding as of filing | DEZWIREK PHILLIP Other (See Remarks) | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 111,608 owned after | $5.60 exercise price | 2013-01-09 | |
| 2013-01-09 holding as of filing | DEZWIREK PHILLIP Other (See Remarks) | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 208,334 owned after | $5.53 exercise price | 2013-01-09 | |
| 2013-01-09 holding as of filing | DEZWIREK JASON | Icarus Investment Corp. Other (Former Dir, Sec & 10% owner) | Other (Former 10% owner) | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 11,987 owned after | $5.08 exercise price | 2013-01-09 | |
| 2013-01-09 holding as of filing | DEZWIREK JASON | Icarus Investment Corp. Other (Former Dir, Sec & 10% owner) | Other (Former 10% owner) | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 89,286 owned after | $5.60 exercise price | 2013-01-09 | |
| 2013-01-09 holding as of filing | DEZWIREK JASON | Icarus Investment Corp. Other (Former Dir, Sec & 10% owner) | Other (Former 10% owner) | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 208,334 owned after | $5.53 exercise price | 2013-01-09 | |
| 2013-01-09 holding as of filing | DEZWIREK JASON | Icarus Investment Corp. Other (Former Dir, Sec & 10% owner) | Other (Former 10% owner) | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 11,987 owned after | $5.08 exercise price | 2013-01-09 | |
| 2013-01-09 holding as of filing | DEZWIREK JASON | Icarus Investment Corp. Other (Former Dir, Sec & 10% owner) | Other (Former 10% owner) | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 111,608 owned after | $5.60 exercise price | 2013-01-09 | |
| 2010-11-10 holding as of filing | Icarus Investment Corp. 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $1.40 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Icarus Investment Corp. 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $1.27 exercise price | 2010-11-10 | ||
| 2010-01-20 | WRIGHT DONALD Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,858 17,858 owned after | $1.40 exercise price | 2010-01-22 | |
| 2010-01-20 | Pudles Stephen Officer (Chief Executive Officer) | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,858 17,858 owned after | $1.40 exercise price | 2010-01-22 | |
| 2010-01-20 | Pollack Jonathan Director | 4 | Warrant (right to buy) Derivative · Indirect · Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,643 44,643 owned after | $1.40 exercise price | 2010-01-22 | |
| 2010-01-20 | Mannarino Claudio A Officer (CFO; Vice President) | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,929 8,929 owned after | $1.40 exercise price | 2010-01-22 | |
| 2010-01-20 | Kraft Bernard Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,786 26,786 owned after | $1.40 exercise price | 2010-01-22 | |
| 2010-01-20 | DEZWIREK PHILLIP Director, Officer (Chairman), 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · Icarus Investment Corp. (Ontario) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +446,429 446,429 owned after | $1.40 exercise price | 2010-01-22 | |
| 2010-01-20 | DEZWIREK JASON LOUIS Director, Officer (Secretary), 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · DAJJ Family Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +357,143 357,143 owned after | $1.40 exercise price | 2010-01-22 | |
| 2010-01-20 | DEZWIREK JASON LOUIS Director, Officer (Secretary), 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · Icarus Investment Corp. (Ontario) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +446,429 446,429 owned after | $1.40 exercise price | 2010-01-22 | |
| 2009-12-31 | Pollack Jonathan Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,424 3,424 owned after | $1.27 exercise price | 2010-01-05 | |
| 2009-12-18 | DEZWIREK PHILLIP Director, Officer (Chairman), 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · Icarus Investment Corp. (Ontario) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,945 47,945 owned after | $1.27 exercise price | 2009-12-22 | |
| 2009-12-18 | DEZWIREK JASON LOUIS Director, Officer (Secretary), 10% Owner | 4 | Warrant (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,945 47,945 owned after | $1.27 exercise price | 2009-12-22 | |
| 2009-12-18 | DEZWIREK JASON LOUIS Director, Officer (Secretary), 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,945 47,945 owned after | $1.27 exercise price | 2009-12-22 | |
| 2009-06-25 holding as of filing | DEZWIREK PHILLIP Director, Officer (Chairman), 10% Owner | 4 | Stock Warrant (Right to Buy) Derivative · Direct | Holding | 833,334 owned after | $1.38 exercise price | 2009-06-25 | |
| 2009-06-25 holding as of filing | DEZWIREK JASON LOUIS Director, Officer (Secretary), 10% Owner | 4 | Stock warrant (Right to Buy) Derivative · Direct | Holding | 833,334 owned after | $1.38 exercise price | 2009-06-25 | |
| 2008-06-02 holding as of filing | DEZWIREK JASON LOUIS Director, Officer (Secretary), 10% Owner | 4 | Stock warrant (Right to Buy) Derivative · Direct | Holding | 12,500,000 owned after | $0.09 exercise price | 2008-06-02 | |
| 2008-06-02 holding as of filing | DEZWIREK PHILLIP Director, Officer (Chairman), 10% Owner | 4 | Stock Warrant (Right to Buy) Derivative · Direct | Holding | 12,500,000 owned after | $0.09 exercise price | 2008-06-02 | |
| 2006-11-08 holding as of filing | DEZWIREK PHILLIP Director, Officer (Chairman; CEO), 10% Owner | 3 | Stock Warrant (right to buy) Derivative · Direct · (m) | Holding | $0.46 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | DEZWIREK JASON LOUIS Director, Officer (Secretary), 10% Owner | 3 | Stock Warrant (right to buy) Derivative · Direct · (m) | Holding | $0.46 exercise price | 2006-11-08 |