AMP Insider Transactions — Page 5
552 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 401–500; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Froude Donald E | Pres., Personal Advisors Group | 2013-03-06 | Sale | 36,068.0 | $70.25 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2013-03-06 | Sale | 10,152.0 | $70.37 |
| Berman Walter Stanley | Executive VP and CFO | 2013-03-06 | Sale | 110,792.0 | $70.25 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-03-05 | Sale | 33,414.0 | $70.42 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-02-19 | Sale | 75,126.0 | $69.02 |
| Berman Walter Stanley | Executive VP and CFO | 2013-02-15 | Sale | 34,000.0 | $68.97 |
| Junek John Carl | Exec VP and General Counsel | 2013-02-14 | Sale | 5,751.0 | $69.0 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2013-02-12 | Sale | 1,242.0 | $67.29 |
| HUNTER KELLI A | Exec VP of Human Resources | 2013-02-12 | Sale | 14,551.0 | $67.36 |
| Junek John Carl | Exec VP and General Counsel | 2013-02-11 | Sale | 1,330.0 | $66.4 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2013-02-09 | Sale | 33,539.0 | $66.44 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-02-06 | Sale | 22,752.0 | $66.36 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2013-02-04 | Sale | 17,595.0 | $65.21 |
| TRUSCOTT WILLIAM F | CEO, U.S. Asset Management | 2013-02-04 | Sale | 191,516.0 | $65.52 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2013-02-04 | Sale | 46,435.0 | $65.42 |
| Junek John Carl | Exec VP and General Counsel | 2013-01-24 | Sale | 5,419.0 | $67.0 |
| Junek John Carl | Exec VP and General Counsel | 2013-01-22 | Sale | 2,659.0 | $65.69 |
| Junek John Carl | Exec VP and General Counsel | 2013-01-11 | Sale | 4,921.0 | $64.76 |
| Junek John Carl | Exec VP and General Counsel | 2013-01-02 | Sale | 5,656.0 | $65.0 |
| Junek John Carl | Exec VP and General Counsel | 2012-12-18 | Sale | 5,678.0 | $63.0 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-12-18 | Sale | 82,363.0 | $62.99 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-12-17 | Sale | 83,499.0 | $62.25 |
| Berman Walter Stanley | Executive VP and CFO | 2012-12-17 | Sale | 28,260.0 | $62.25 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2012-12-12 | Sale | 8,237.0 | $61.96 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-12-07 | Sale | 82,411.0 | $62.21 |
| Stewart David Kent | Sr Vice Pres and Controller | 2012-12-06 | Sale | 34,316.0 | $61.29 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2012-12-05 | Sale | 33,116.0 | $60.74 |
| Berman Walter Stanley | Executive VP and CFO | 2012-11-30 | Sale | 105,147.0 | $61.08 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-11-28 | Sale | 69,498.0 | $60.51 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-11-27 | Sale | 105,632.0 | $60.66 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-11-26 | Sale | 123,065.0 | $60.5 |
| Junek John Carl | Exec VP and General Counsel | 2012-11-06 | Sale | 5,700.0 | $61.0 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-11-06 | Sale | 10,462.0 | $60.55 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-11-05 | Sale | 10,587.0 | $60.2 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2012-11-02 | Sale | 108,799.0 | $60.0 |
| HUNTER KELLI A | Exec VP of Human Resources | 2012-11-02 | Sale | 44,236.0 | $60.0 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-11-02 | Sale | 177,777.0 | $60.51 |
| Junek John Carl | Exec VP and General Counsel | 2012-10-31 | Sale | 356.0 | $58.91 |
| Junek John Carl | Exec VP and General Counsel | 2012-10-31 | Sale | 19,303.0 | $58.35 |
| Junek John Carl | Exec VP and General Counsel | 2012-10-31 | Sale | 38,604.0 | $57.35 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2012-09-14 | Sale | 5,716.0 | $59.86 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2012-09-14 | Sale | 34,065.0 | $60.05 |
| Junek John Carl | Exec VP and General Counsel | 2012-09-13 | Sale | 13,640.0 | $58.0 |
| Junek John Carl | Exec VP and General Counsel | 2012-09-13 | Sale | 31,837.0 | $56.21 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-09-06 | Sale | 115,854.0 | $55.64 |
| HUNTER KELLI A | Exec VP of Human Resources | 2012-08-22 | Sale | 6,600.0 | $55.0 |
| TRUSCOTT WILLIAM F | CEO, U.S. Asset Management | 2012-08-16 | Sale | 20,000.0 | $55.0 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-08-16 | Sale | 28,560.0 | $54.53 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-08-15 | Sale | 40,654.0 | $54.42 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-08-14 | Sale | 48,625.0 | $54.45 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2012-08-14 | Sale | 37,427.0 | $54.38 |
| Stewart David Kent | Sr Vice Pres and Controller | 2012-08-07 | Sale | 29,152.0 | $54.0 |
| Froude Donald E | Pres., Personal Advisors Group | 2012-08-03 | Sale | 41,766.0 | $52.59 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2012-07-31 | Sale | 48,362.0 | $51.89 |
| SARLES H JAY | Director | 2012-05-17 | Purchase | 2,000.0 | $47.51 |
| Junek John Carl | Exec VP and General Counsel | 2012-03-30 | Sale | 4,770.0 | $57.01 |
| Junek John Carl | Exec VP and General Counsel | 2012-03-29 | Sale | 61,324.0 | $56.7 |
| Junek John Carl | Exec VP and General Counsel | 2012-03-28 | Sale | 377.0 | $57.55 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2012-03-20 | Sale | 17,000.0 | $57.24 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-03-13 | Sale | 26,000.0 | $57.52 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-03-13 | Sale | 58,614.0 | $56.34 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2012-03-07 | Sale | 1,900.0 | $54.43 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2012-03-06 | Sale | 2,600.0 | $54.44 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2012-02-28 | Sale | 31,483.0 | $56.0 |
| Berman Walter Stanley | Executive VP and CFO | 2012-02-27 | Sale | 12,141.0 | $56.18 |
| HUNTER KELLI A | Exec VP of Human Resources | 2012-02-24 | Sale | 50,977.0 | $56.88 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-02-24 | Sale | 72,099.0 | $56.68 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2012-02-23 | Sale | 84,059.0 | $56.43 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2012-02-21 | Sale | 12,000.0 | $56.48 |
| HUNTER KELLI A | Exec VP of Human Resources | 2012-02-15 | Sale | 9,000.0 | $54.79 |
| Berman Walter Stanley | Executive VP and CFO | 2012-02-10 | Sale | 125,769.0 | $53.35 |
| TRUSCOTT WILLIAM F | CEO, U.S. Asset Management | 2012-02-08 | Sale | 59,872.0 | $54.61 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2012-02-08 | Sale | 48,358.0 | $54.38 |
| Junek John Carl | Exec VP and General Counsel | 2012-01-20 | Sale | 19,001.0 | $54.0 |
| Junek John Carl | Exec VP and General Counsel | 2012-01-10 | Sale | 39,350.0 | $51.85 |
| SALOW GLEN | Exec VP of Serv Del & Tech | 2011-12-22 | Sale | 363,700.0 | $50.0 |
| Sharpe Robert Francis JR | Director | 2011-11-03 | Purchase | 4,000.0 | $46.67 |
| Sharpe Robert Francis JR | Director | 2011-11-03 | Purchase | 12,000.0 | $45.13 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2011-09-19 | Purchase | 50.0 | $43.16 |
| GREENBERG LON R | Director | 2011-08-23 | Purchase | 2,570.0 | $40.66 |
| SARLES H JAY | Director | 2011-08-22 | Purchase | 2,500.0 | $39.95 |
| Junek John Carl | Exec VP and General Counsel | 2011-07-29 | Sale | 10,372.0 | $52.77 |
| Junek John Carl | Exec VP and General Counsel | 2011-07-15 | Sale | 15,043.0 | $54.91 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2011-06-28 | Sale | 885.0 | $55.95 |
| TRUSCOTT WILLIAM F | CEO, U.S. Asset Management | 2011-05-04 | Sale | 12,000.0 | $60.08 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2011-02-17 | Sale | 31,509.0 | $63.76 |
| HUNTER KELLI A | Exec VP of Human Resources | 2011-02-16 | Sale | 13,348.0 | $64.33 |
| Berman Walter Stanley | Executive VP and CFO | 2010-12-15 | Sale | 17,211.0 | $55.22 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2010-12-13 | Sale | 6,674.0 | $55.98 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2010-12-13 | Sale | 24,276.0 | $55.8 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2010-12-13 | Sale | 50,798.0 | $55.8 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2010-12-10 | Sale | 69,328.0 | $55.82 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2010-12-10 | Sale | 108,044.0 | $55.63 |
| HUNTER KELLI A | Exec VP of Human Resources | 2010-12-09 | Sale | 65,795.0 | $55.52 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2010-12-07 | Sale | 89,920.0 | $53.79 |
| TRUSCOTT WILLIAM F | CEO, U.S. Asset Management | 2010-12-03 | Sale | 189,018.0 | $53.79 |
| SALOW GLEN | Exec VP of Serv Del & Tech | 2010-12-02 | Sale | 108,709.0 | $53.51 |
| Stewart David Kent | Sr Vice Pres and Controller | 2010-11-05 | Sale | 25,814.0 | $54.64 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2010-11-03 | Sale | 30,224.0 | $52.06 |
| SARLES H JAY | Director | 2010-05-25 | Purchase | 2,000.0 | $37.23 |