AMP Insider Transactions — Page 4
552 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Kupper Randy | EVP Technology and CIO | 2014-09-17 | Sale | 2,327.0 | $126.04 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2014-09-08 | Sale | 4,329.0 | $126.68 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2014-09-05 | Sale | 8,031.0 | $124.93 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-09-02 | Sale | 9,832.0 | $127.85 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-08-20 | Sale | 29,305.0 | $122.56 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-08-19 | Sale | 258.0 | $122.2 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2014-08-01 | Sale | 22,328.0 | $119.16 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2014-08-01 | Sale | 519.0 | $119.46 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-06-30 | Sale | 1,700.0 | $120.11 |
| Froude Donald E | Pres., Personal Advisors Group | 2014-06-30 | Sale | 4,500.0 | $119.87 |
| HUNTER KELLI A | Exec VP of Human Resources | 2014-06-30 | Sale | 8,249.0 | $119.86 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-06-27 | Sale | 25,995.0 | $119.58 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2014-06-12 | Sale | 4,597.0 | $115.68 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2014-06-06 | Sale | 6,228.0 | $117.77 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-06-02 | Sale | 17,651.0 | $113.87 |
| Berman Walter Stanley | Executive VP and CFO | 2014-05-30 | Sale | 15,000.0 | $112.94 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-05-29 | Sale | 54,794.0 | $112.39 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-05-23 | Sale | 20,194.0 | $110.89 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-05-22 | Sale | 24,846.0 | $110.88 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-05-21 | Sale | 22,258.0 | $110.11 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2014-05-20 | Sale | 17,000.0 | $109.4 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-05-12 | Sale | 23,055.0 | $112.63 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-05-08 | Sale | 11,471.0 | $112.41 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2014-05-07 | Sale | 4,000.0 | $110.11 |
| Froude Donald E | Pres., Personal Advisors Group | 2014-03-31 | Sale | 4,000.0 | $109.93 |
| Froude Donald E | Pres., Personal Advisors Group | 2014-03-28 | Sale | 29,412.0 | $108.55 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2014-03-21 | Sale | 5,413.0 | $113.37 |
| Berman Walter Stanley | Executive VP and CFO | 2014-03-07 | Sale | 11,911.0 | $112.66 |
| Kupper Randy | EVP Technology and CIO | 2014-03-05 | Sale | 1,373.0 | $109.71 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-03-04 | Sale | 56,784.0 | $109.69 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-02-28 | Sale | 9,200.0 | $109.7 |
| Froude Donald E | Pres., Personal Advisors Group | 2014-02-24 | Sale | 20,500.0 | $108.54 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2014-02-20 | Sale | 3,181.0 | $106.29 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2014-02-19 | Sale | 48,361.0 | $108.63 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2014-02-18 | Sale | 10,007.0 | $108.29 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2014-02-13 | Sale | 19,745.0 | $106.67 |
| HUNTER KELLI A | Exec VP of Human Resources | 2014-02-13 | Sale | 6,300.0 | $106.63 |
| Berman Walter Stanley | Executive VP and CFO | 2014-02-11 | Sale | 15,000.0 | $106.43 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2014-02-11 | Sale | 10,744.0 | $106.39 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2014-02-11 | Sale | 15,948.0 | $105.85 |
| Stewart David Kent | Sr Vice Pres and Controller | 2013-12-31 | Sale | 1,000.0 | $115.12 |
| Stewart David Kent | Sr Vice Pres and Controller | 2013-12-27 | Sale | 1,000.0 | $114.1 |
| Stewart David Kent | Sr Vice Pres and Controller | 2013-12-26 | Sale | 1,000.0 | $114.0 |
| Stewart David Kent | Sr Vice Pres and Controller | 2013-12-20 | Sale | 1,000.0 | $111.5 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2013-12-19 | Sale | 3,141.0 | $111.02 |
| Froude Donald E | Pres., Personal Advisors Group | 2013-12-17 | Sale | 10,500.0 | $109.0 |
| Junek John Carl | Exec VP and General Counsel | 2013-12-12 | Sale | 8,479.0 | $106.25 |
| Junek John Carl | Exec VP and General Counsel | 2013-12-11 | Sale | 13,407.0 | $108.24 |
| Junek John Carl | Exec VP and General Counsel | 2013-12-10 | Sale | 13,396.0 | $107.92 |
| Junek John Carl | Exec VP and General Counsel | 2013-12-09 | Sale | 13,397.0 | $109.03 |
| Stewart David Kent | Sr Vice Pres and Controller | 2013-12-06 | Sale | 1,000.0 | $109.13 |
| Stewart David Kent | Sr Vice Pres and Controller | 2013-11-26 | Sale | 1,000.0 | $108.63 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2013-11-22 | Sale | 3,269.0 | $106.79 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-11-13 | Sale | 19,137.0 | $103.87 |
| Berman Walter Stanley | Executive VP and CFO | 2013-11-11 | Sale | 20,000.0 | $103.89 |
| HUNTER KELLI A | Exec VP of Human Resources | 2013-11-04 | Sale | 9,149.0 | $101.33 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2013-11-04 | Sale | 16,536.0 | $101.0 |
| HUNTER KELLI A | Exec VP of Human Resources | 2013-11-01 | Sale | 3,156.0 | $100.67 |
| Froude Donald E | Pres., Personal Advisors Group | 2013-09-30 | Sale | 6,500.0 | $91.15 |
| Froude Donald E | Pres., Personal Advisors Group | 2013-09-27 | Sale | 3,820.0 | $91.35 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2013-09-20 | Sale | 2,000.0 | $92.94 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2013-09-13 | Sale | 3,164.0 | $90.73 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2013-09-13 | Sale | 3,546.0 | $90.71 |
| Berman Walter Stanley | Executive VP and CFO | 2013-09-12 | Sale | 15,000.0 | $90.92 |
| Berman Walter Stanley | Executive VP and CFO | 2013-09-11 | Sale | 14,925.0 | $90.47 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-09-11 | Sale | 18,446.0 | $90.75 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2013-09-10 | Sale | 2,541.0 | $90.66 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-09-10 | Sale | 35,562.0 | $90.73 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2013-09-05 | Sale | 6,567.0 | $88.41 |
| Froude Donald E | Pres., Personal Advisors Group | 2013-08-13 | Sale | 3,794.0 | $90.3 |
| Froude Donald E | Pres., Personal Advisors Group | 2013-08-09 | Sale | 10,000.0 | $90.25 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-08-02 | Sale | 9,976.0 | $91.1 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-08-01 | Sale | 8,463.0 | $91.1 |
| Kupper Randy | EVP Technology and CIO | 2013-08-01 | Sale | 10,866.0 | $91.0 |
| TRUSCOTT WILLIAM F | CEO, U.S. Asset Management | 2013-07-31 | Sale | 34,986.0 | $89.11 |
| Stewart David Kent | Sr Vice Pres and Controller | 2013-07-31 | Sale | 5,000.0 | $89.07 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-05-30 | Sale | 11,507.0 | $83.6 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-05-20 | Sale | 11,185.0 | $81.92 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-05-14 | Sale | 11,072.0 | $80.8 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-05-13 | Sale | 22,075.0 | $79.1 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2013-05-10 | Sale | 5,679.0 | $77.3 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-05-10 | Sale | 10,600.0 | $78.0 |
| Berman Walter Stanley | Executive VP and CFO | 2013-05-10 | Sale | 17,000.0 | $77.27 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2013-05-08 | Sale | 7,339.0 | $76.9 |
| TRUSCOTT WILLIAM F | CEO, U.S. Asset Management | 2013-05-07 | Sale | 23,016.0 | $77.23 |
| Berman Walter Stanley | Executive VP and CFO | 2013-05-07 | Sale | 17,472.0 | $76.99 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2013-05-06 | Sale | 4,535.0 | $76.39 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2013-05-06 | Sale | 27,593.0 | $76.69 |
| Sharan Kim Michelle | Pres Fncl Plng & Wealth & CMO | 2013-05-03 | Sale | 4,346.0 | $75.09 |
| Junek John Carl | Exec VP and General Counsel | 2013-05-03 | Sale | 12,333.0 | $75.0 |
| HUNTER KELLI A | Exec VP of Human Resources | 2013-05-03 | Sale | 3,331.0 | $75.74 |
| Junek John Carl | Exec VP and General Counsel | 2013-04-12 | Sale | 12,324.0 | $74.87 |
| Junek John Carl | Exec VP and General Counsel | 2013-04-11 | Sale | 20,512.0 | $74.6 |
| Junek John Carl | Exec VP and General Counsel | 2013-04-10 | Sale | 24,304.0 | $72.87 |
| Junek John Carl | Exec VP and General Counsel | 2013-04-09 | Sale | 22,794.0 | $72.41 |
| Junek John Carl | Exec VP and General Counsel | 2013-04-08 | Sale | 23,461.0 | $71.3 |
| Froude Donald E | Pres., Personal Advisors Group | 2013-03-28 | Sale | 7,000.0 | $73.64 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2013-03-20 | Sale | 50.0 | $74.75 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2013-03-08 | Sale | 2,903.0 | $71.29 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2013-03-07 | Sale | 1,010.0 | $70.87 |