AMP Insider Transactions — Page 3
552 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| HUNTER KELLI A | Exec VP of Human Resources | 2017-05-08 | Sale | 943.0 | $128.8 |
| MOORE COLIN | EVP & Global CIO | 2017-03-31 | Sale | 20,233.0 | $129.08 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2017-03-16 | Sale | 8,000.0 | $134.63 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2017-03-01 | Sale | 5,337.0 | $134.57 |
| THISSEN KAREN WILSON | Executive VP and GC | 2017-02-22 | Sale | 535.0 | $131.17 |
| Kupper Randy | EVP Technology and CIO | 2017-02-21 | Sale | 3,327.0 | $129.71 |
| HUNTER KELLI A | Exec VP of Human Resources | 2017-02-16 | Sale | 3,916.0 | $128.88 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2017-02-14 | Sale | 2,100.0 | $128.01 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-02-10 | Sale | 9,602.0 | $124.46 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-02-10 | Sale | 44,508.0 | $123.65 |
| Berman Walter Stanley | Executive VP and CFO | 2017-02-09 | Sale | 19,000.0 | $123.03 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2017-02-09 | Sale | 2,440.0 | $123.7 |
| HUNTER KELLI A | Exec VP of Human Resources | 2017-02-07 | Sale | 4,152.0 | $123.36 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2017-02-07 | Sale | 1,193.0 | $123.12 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2017-02-07 | Sale | 2,630.0 | $123.71 |
| HUNTER KELLI A | Exec VP of Human Resources | 2017-02-06 | Sale | 2,700.0 | $121.0 |
| HUNTER KELLI A | Exec VP of Human Resources | 2017-02-06 | Sale | 3,764.0 | $123.64 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2017-02-06 | Sale | 16,831.0 | $122.95 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2017-02-06 | Sale | 5,889.0 | $122.82 |
| Kupper Randy | EVP Technology and CIO | 2017-02-06 | Sale | 3,591.0 | $122.88 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2016-12-15 | Sale | 4,487.0 | $114.47 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2016-11-29 | Sale | 1,864.0 | $112.63 |
| Sharpe Robert Francis JR | Director | 2016-10-06 | Purchase | 35.0 | $100.56 |
| Kupper Randy | EVP Technology and CIO | 2016-09-23 | Sale | 4,129.0 | $100.81 |
| Junek John Carl | Exec VP and General Counsel | 2016-09-07 | Sale | 4,683.0 | $100.3 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2016-09-07 | Sale | 4,513.0 | $100.71 |
| Kupper Randy | EVP Technology and CIO | 2016-08-09 | Sale | 5,686.0 | $96.91 |
| GREENBERG LON R | Director | 2016-06-29 | Purchase | 3,900.0 | $88.18 |
| Sharpe Robert Francis JR | Director | 2016-06-16 | Purchase | 35.0 | $99.19 |
| HUNTER KELLI A | Exec VP of Human Resources | 2016-06-01 | Sale | 3,486.0 | $102.07 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2016-05-17 | Sale | 10,300.0 | $95.98 |
| Kupper Randy | EVP Technology and CIO | 2016-03-30 | Sale | 3,069.0 | $95.73 |
| Sharpe Robert Francis JR | Director | 2016-03-08 | Purchase | 80.0 | $89.7 |
| Berman Walter Stanley | Executive VP and CFO | 2016-02-26 | Sale | 500.0 | $86.34 |
| Berman Walter Stanley | Executive VP and CFO | 2016-02-26 | Sale | 17,500.0 | $85.82 |
| SARLES H JAY | Director | 2016-02-01 | Purchase | 2,000.0 | $89.52 |
| Sharpe Robert Francis JR | Director | 2015-10-29 | Purchase | 30.0 | $115.54 |
| NEAL BLIXT DIANNE | Director | 2015-08-11 | Purchase | 800.0 | $122.96 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2015-06-23 | Sale | 9,042.0 | $129.4 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2015-06-11 | Sale | 700.0 | $130.25 |
| Berman Walter Stanley | Executive VP and CFO | 2015-06-11 | Sale | 13,003.0 | $129.97 |
| Stewart David Kent | Sr Vice Pres and Controller | 2015-05-19 | Sale | 114.0 | $129.15 |
| Sharpe Robert Francis JR | Director | 2015-05-19 | Sale | 6,724.0 | $128.58 |
| Junek John Carl | Exec VP and General Counsel | 2015-04-17 | Sale | 1,341.0 | $129.75 |
| Junek John Carl | Exec VP and General Counsel | 2015-04-16 | Sale | 1,341.0 | $129.88 |
| Junek John Carl | Exec VP and General Counsel | 2015-04-15 | Sale | 1,341.0 | $129.95 |
| Junek John Carl | Exec VP and General Counsel | 2015-04-14 | Sale | 1,340.0 | $126.5 |
| Junek John Carl | Exec VP and General Counsel | 2015-04-14 | Sale | 1,767.0 | $130.0 |
| Junek John Carl | Exec VP and General Counsel | 2015-04-13 | Sale | 1,340.0 | $124.32 |
| Junek John Carl | Exec VP and General Counsel | 2015-04-13 | Sale | 1,739.0 | $125.0 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2015-03-31 | Sale | 3,835.0 | $130.97 |
| Froude Donald E | Pres., Personal Advisors Group | 2015-03-30 | Sale | 8,500.0 | $131.46 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2015-03-20 | Sale | 52,037.0 | $136.21 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2015-03-18 | Sale | 18,883.0 | $136.19 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2015-03-06 | Sale | 10,105.0 | $136.82 |
| Froude Donald E | Pres., Personal Advisors Group | 2015-02-20 | Sale | 6,000.0 | $136.18 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2015-02-19 | Sale | 4,000.0 | $135.83 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2015-02-13 | Sale | 3,903.0 | $137.92 |
| Berman Walter Stanley | Executive VP and CFO | 2015-02-13 | Sale | 25,000.0 | $137.68 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2015-02-12 | Sale | 42,682.0 | $137.2 |
| Kupper Randy | EVP Technology and CIO | 2015-02-12 | Sale | 1,144.0 | $136.68 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2015-02-11 | Sale | 25,000.0 | $136.01 |
| HUNTER KELLI A | Exec VP of Human Resources | 2015-02-11 | Sale | 7,757.0 | $135.9 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2015-02-11 | Sale | 10,382.0 | $136.02 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2015-02-11 | Sale | 14,000.0 | $135.58 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2015-02-11 | Sale | 17,191.0 | $135.93 |
| Junek John Carl | Exec VP and General Counsel | 2015-02-09 | Sale | 654.0 | $133.98 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2015-02-09 | Sale | 24,398.0 | $133.91 |
| Junek John Carl | Exec VP and General Counsel | 2015-02-06 | Sale | 1,786.0 | $136.0 |
| Junek John Carl | Exec VP and General Counsel | 2015-02-05 | Sale | 532.0 | $131.4 |
| Junek John Carl | Exec VP and General Counsel | 2015-02-03 | Sale | 1,751.0 | $132.0 |
| Junek John Carl | Exec VP and General Counsel | 2015-01-29 | Sale | 1,433.0 | $127.66 |
| Junek John Carl | Exec VP and General Counsel | 2015-01-28 | Sale | 1,433.0 | $129.5 |
| Junek John Carl | Exec VP and General Counsel | 2015-01-27 | Sale | 1,886.0 | $128.15 |
| Junek John Carl | Exec VP and General Counsel | 2015-01-26 | Sale | 2,216.0 | $129.37 |
| Junek John Carl | Exec VP and General Counsel | 2015-01-23 | Sale | 2,200.0 | $130.23 |
| Froude Donald E | Pres., Personal Advisors Group | 2014-12-24 | Sale | 11,914.0 | $136.19 |
| Kupper Randy | EVP Technology and CIO | 2014-12-23 | Sale | 2,475.0 | $136.21 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-12-23 | Sale | 29,155.0 | $136.08 |
| Berman Walter Stanley | Executive VP and CFO | 2014-12-19 | Sale | 10,785.0 | $135.12 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2014-12-09 | Sale | 4,000.0 | $133.08 |
| Berman Walter Stanley | Executive VP and CFO | 2014-12-08 | Sale | 11,102.0 | $136.71 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-12-02 | Sale | 28,917.0 | $132.39 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2014-11-25 | Sale | 8,263.0 | $131.59 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2014-11-24 | Sale | 24,313.0 | $131.42 |
| Sharpe Robert Francis JR | Director | 2014-11-12 | Sale | 3,147.0 | $129.72 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-11-10 | Sale | 24,729.0 | $129.75 |
| Berman Walter Stanley | Executive VP and CFO | 2014-11-07 | Sale | 8,305.0 | $129.08 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-11-07 | Sale | 2,600.0 | $129.33 |
| Froude Donald E | Pres., Personal Advisors Group | 2014-11-04 | Sale | 7,114.0 | $127.91 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-11-04 | Sale | 55,085.0 | $127.42 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-11-03 | Sale | 611.0 | $127.25 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-10-31 | Sale | 4,500.0 | $126.77 |
| Junek John Carl | Exec VP and General Counsel | 2014-10-10 | Sale | 1,036.0 | $117.0 |
| Junek John Carl | Exec VP and General Counsel | 2014-10-09 | Sale | 1,000.0 | $120.24 |
| Junek John Carl | Exec VP and General Counsel | 2014-10-08 | Sale | 1,000.0 | $118.76 |
| Junek John Carl | Exec VP and General Counsel | 2014-10-07 | Sale | 8,680.0 | $120.34 |
| Junek John Carl | Exec VP and General Counsel | 2014-10-06 | Sale | 8,680.0 | $122.29 |
| HUNTER KELLI A | Exec VP of Human Resources | 2014-09-29 | Sale | 5,073.0 | $123.72 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2014-09-18 | Sale | 8,522.0 | $127.88 |