AMP Insider Transactions — Page 2
552 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2022-02-11 | Sale | 8,181.0 | $315.04 |
| THISSEN KAREN WILSON | Executive VP and GC | 2022-02-11 | Sale | 6,444.0 | $313.88 |
| Hutt John R. | Sr Vice Pres and Controller | 2022-02-10 | Sale | 1,285.0 | $323.02 |
| Berman Walter Stanley | Executive VP and CFO | 2022-02-09 | Sale | 7,000.0 | $319.37 |
| Berman Walter Stanley | Executive VP and CFO | 2022-02-07 | Sale | 5,000.0 | $311.0 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2021-12-27 | Sale | 23,990.0 | $306.35 |
| Hutt John R. | Sr Vice Pres and Controller | 2021-12-16 | Sale | 668.0 | $302.61 |
| THISSEN KAREN WILSON | Executive VP and GC | 2021-11-08 | Sale | 1,500.0 | $308.03 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2021-10-29 | Sale | 14,531.0 | $302.83 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2021-10-29 | Sale | 16,101.0 | $304.43 |
| Berman Walter Stanley | Executive VP and CFO | 2021-10-28 | Sale | 15,986.0 | $302.37 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2021-08-26 | Sale | 19,522.0 | $271.39 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2021-08-09 | Sale | 11,210.0 | $265.52 |
| Smyth Gerard P. | EVP & CIO | 2021-04-29 | Sale | 974.0 | $259.53 |
| Smyth Gerard P. | EVP Technology and CIO | 2021-04-29 | Sale | 970.0 | $259.64 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2021-04-29 | Sale | 6,263.0 | $260.0 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2021-04-29 | Sale | 7,693.0 | $257.76 |
| THISSEN KAREN WILSON | Executive VP and GC | 2021-04-29 | Sale | 1,560.0 | $259.85 |
| THISSEN KAREN WILSON | Executive VP and GC | 2021-02-17 | Sale | 2,055.0 | $219.2 |
| THISSEN KAREN WILSON | Executive VP and GC | 2021-02-11 | Sale | 3,720.0 | $214.08 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2021-02-11 | Sale | 9,500.0 | $215.22 |
| Hutt John R. | Sr Vice Pres and Controller | 2021-02-10 | Sale | 77.0 | $216.07 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2021-02-10 | Sale | 10,897.0 | $215.66 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2021-02-10 | Sale | 41,300.0 | $215.15 |
| Berman Walter Stanley | Executive VP and CFO | 2021-02-09 | Sale | 19,000.0 | $212.09 |
| MOORE COLIN | EVP & Global CIO | 2021-02-03 | Sale | 9,168.0 | $203.79 |
| MOORE COLIN | EVP & Global CIO | 2021-02-03 | Sale | 26,000.0 | $202.61 |
| MOORE COLIN | EVP & Global CIO | 2021-02-03 | Sale | 8,900.0 | $201.32 |
| THISSEN KAREN WILSON | Executive VP and GC | 2021-02-03 | Sale | 1,307.0 | $204.94 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2021-02-03 | Sale | 12,002.0 | $203.61 |
| Hutt John R. | Sr Vice Pres and Controller | 2020-12-03 | Sale | 302.0 | $196.12 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2020-12-03 | Sale | 6,974.0 | $195.3 |
| Berman Walter Stanley | Executive VP and CFO | 2020-11-30 | Sale | 6,633.0 | $186.69 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2020-11-30 | Sale | 21,005.0 | $188.0 |
| THISSEN KAREN WILSON | Executive VP and GC | 2020-11-25 | Sale | 1,132.0 | $189.66 |
| MOORE COLIN | EVP & Global CIO | 2020-11-11 | Sale | 12,322.0 | $181.86 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-11-09 | Sale | 4,016.0 | $185.45 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-11-09 | Sale | 18,300.0 | $184.85 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-11-09 | Sale | 30,086.0 | $183.97 |
| Berman Walter Stanley | Executive VP and CFO | 2020-11-09 | Sale | 15,514.0 | $182.95 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-11-05 | Sale | 3,705.0 | $173.59 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-11-05 | Sale | 25,800.0 | $172.84 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-11-05 | Sale | 16,500.0 | $171.61 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-11-04 | Sale | 28,534.0 | $171.79 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2020-11-03 | Sale | 10,927.0 | $167.73 |
| Sharpe Robert Francis JR | Director | 2020-11-02 | Sale | 1,000.0 | $164.55 |
| THISSEN KAREN WILSON | Executive VP and GC | 2020-10-30 | Sale | 620.0 | $159.22 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2020-08-11 | Sale | 9,873.0 | $163.83 |
| Sharpe Robert Francis JR | Director | 2020-05-26 | Sale | 1,000.0 | $141.03 |
| Kupper Randy | EVP Technology and CIO | 2020-02-20 | Sale | 6,862.0 | $179.55 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-02-19 | Sale | 25,429.0 | $178.59 |
| Berman Walter Stanley | Executive VP and CFO | 2020-02-18 | Sale | 41,002.0 | $177.77 |
| Berman Walter Stanley | Executive VP and CFO | 2020-02-18 | Sale | 11,158.0 | $176.2 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2020-02-18 | Sale | 11,998.0 | $177.88 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-02-18 | Sale | 70,108.0 | $177.46 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2020-02-14 | Sale | 46,081.0 | $178.28 |
| THISSEN KAREN WILSON | Executive VP and GC | 2020-02-10 | Sale | 530.0 | $175.72 |
| Kupper Randy | EVP Technology and CIO | 2020-02-07 | Sale | 7,115.0 | $175.42 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2020-01-31 | Sale | 7,598.0 | $166.15 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2019-12-18 | Sale | 8,100.0 | $167.5 |
| THISSEN KAREN WILSON | Executive VP and GC | 2019-11-08 | Sale | 303.0 | $158.67 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2019-10-29 | Sale | 6,477.0 | $154.13 |
| Kupper Randy | EVP Technology and CIO | 2019-06-07 | Sale | 5,160.0 | $150.38 |
| MOORE COLIN | EVP & Global CIO | 2019-02-25 | Sale | 24,032.0 | $133.64 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2018-05-10 | Purchase | 7,400.0 | $136.04 |
| Berman Walter Stanley | Executive VP and CFO | 2018-05-02 | Purchase | 3,728.0 | $134.12 |
| Kupper Randy | EVP Technology and CIO | 2018-02-23 | Sale | 4,381.0 | $159.61 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2018-01-26 | Sale | 5,500.0 | $174.04 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2018-01-26 | Sale | 31,379.0 | $173.64 |
| Stewart David Kent | Sr Vice Pres and Controller | 2017-12-22 | Sale | 4,817.0 | $171.51 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2017-12-08 | Sale | 7,329.0 | $169.47 |
| Stewart David Kent | Sr Vice Pres and Controller | 2017-11-27 | Sale | 603.0 | $160.72 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-11-09 | Sale | 1,600.0 | $160.03 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-11-09 | Sale | 33,400.0 | $159.07 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-11-08 | Sale | 4,800.0 | $160.01 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-11-07 | Sale | 2,428.0 | $161.07 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2017-10-27 | Sale | 1,904.0 | $161.58 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2017-10-27 | Sale | 1,754.0 | $161.01 |
| Kupper Randy | EVP Technology and CIO | 2017-10-27 | Sale | 2,460.0 | $161.06 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 2017-10-26 | Sale | 9,022.0 | $160.91 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2017-10-26 | Sale | 1,000.0 | $160.77 |
| MOORE COLIN | EVP & Global CIO | 2017-10-26 | Sale | 4,285.0 | $161.09 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-08-16 | Sale | 16,446.0 | $143.74 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-08-14 | Sale | 23,004.0 | $145.05 |
| Berman Walter Stanley | Executive VP and CFO | 2017-08-10 | Sale | 4,417.0 | $147.14 |
| Berman Walter Stanley | Executive VP and CFO | 2017-08-10 | Sale | 15,900.0 | $146.12 |
| Berman Walter Stanley | Executive VP and CFO | 2017-08-10 | Sale | 17,600.0 | $145.18 |
| THISSEN KAREN WILSON | Executive VP and GC | 2017-08-10 | Sale | 425.0 | $145.15 |
| McGraw Deirdre Davey | EVP Corp Comm/Cmnity Rltns | 2017-08-10 | Sale | 1,200.0 | $145.06 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-08-03 | Sale | 13,418.0 | $146.25 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-08-02 | Sale | 44,421.0 | $145.39 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | 2017-07-31 | Sale | 33,692.0 | $144.56 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-07-31 | Sale | 3,124.0 | $144.74 |
| CRACCHIOLO JAMES M | Chairman and CEO | 2017-07-31 | Sale | 50,000.0 | $144.04 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | 2017-07-31 | Sale | 4,728.0 | $144.57 |
| TRUSCOTT WILLIAM F | CEO, Global Asset Management | 2017-07-31 | Sale | 19,768.0 | $144.43 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | 2017-07-27 | Sale | 7,090.0 | $143.96 |
| HUNTER KELLI A | Exec VP of Human Resources | 2017-07-27 | Sale | 1,500.0 | $144.59 |
| Stewart David Kent | Sr Vice Pres and Controller | 2017-07-27 | Sale | 4,945.0 | $144.21 |
| Kupper Randy | EVP Technology and CIO | 2017-06-29 | Sale | 2,987.0 | $130.24 |