AMICUS THERAPEUTICS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 310 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-05: Reporting owner CHL Medical Partners II, L.P.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-06-05: Reporting owner CHL Medical Partners II, L.P.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-06-05: Reporting owner CHL Medical Partners II, L.P.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-06-05: Reporting owner CHL Medical Partners II, L.P.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −247,850 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −16,669 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −247,850 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −16,669 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −96,233 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −6,484 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −96,233 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −6,484 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −333,111 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −22,444 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −83,278 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −5,611 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −734,803 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −49,509 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −11,182 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −753 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −247,850 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −16,669 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −247,850 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −16,669 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −96,233 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −6,484 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −96,223 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −6,484 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −333,111 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II Side Fund, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −22,444 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | QUAKER BIO VENTURES LP 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −396,825 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | QUAKER BIO VENTURES LP 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −132,275 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | QUAKER BIO VENTURES LP 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −396,825 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | QUAKER BIO VENTURES LP 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −132,275 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | QUAKER BIO VENTURES LP 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −135,586 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | QUAKER BIO VENTURES LP 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −45,195 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | QUAKER BIO VENTURES LP 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −135,586 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | QUAKER BIO VENTURES LP 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −45,195 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Garden State Life Sciences Venture Fund L P 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −396,825 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Garden State Life Sciences Venture Fund L P 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −132,275 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Garden State Life Sciences Venture Fund L P 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −396,825 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Garden State Life Sciences Venture Fund L P 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −132,275 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Garden State Life Sciences Venture Fund L P 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −135,586 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Garden State Life Sciences Venture Fund L P 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −45,195 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Garden State Life Sciences Venture Fund L P 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −135,586 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Garden State Life Sciences Venture Fund L P 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −45,195 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEFF P SHERRILL Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Quaker Bioventures, L.P. | C Conversion of derivative security | −396,825 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEFF P SHERRILL Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Garden State Life Sciences Venture Fund, L.P. | C Conversion of derivative security | −132,275 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEFF P SHERRILL Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Quaker Bioventures, L.P. | C Conversion of derivative security | −396,825 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEFF P SHERRILL Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Garden State Life Sciences Venture Fund, L.P. | C Conversion of derivative security | −132,275 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEFF P SHERRILL Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Quaker Bioventures, L.P. | C Conversion of derivative security | −135,586 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEFF P SHERRILL Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Garden State Life Sciences Venture Fund, L.P. | C Conversion of derivative security | −45,195 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEFF P SHERRILL Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Quaker Bioventures, L.P. | C Conversion of derivative security | −135,586 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEFF P SHERRILL Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Garden State Life Sciences Venture Fund, L.P. | C Conversion of derivative security | −45,195 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | BARKAS ALEXANDER E Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | C Conversion of derivative security | −978,562 | $0.00 | 2007-06-06 | |
| 2007-06-05 | BARKAS ALEXANDER E Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | C Conversion of derivative security | −14,902 | $0.00 | 2007-06-06 | |
| 2007-06-05 | BARKAS ALEXANDER E Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | C Conversion of derivative security | −1,000,978 | $0.00 | 2007-06-06 | |
| 2007-06-05 | BARKAS ALEXANDER E Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | C Conversion of derivative security | −15,242 | $0.00 | 2007-06-06 | |
| 2007-06-05 | BARKAS ALEXANDER E Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | C Conversion of derivative security | −219,042 | $0.00 | 2007-06-06 | |
| 2007-06-05 | BARKAS ALEXANDER E Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | C Conversion of derivative security | −3,334 | $0.00 | 2007-06-06 | |
| 2007-06-05 | BARKAS ALEXANDER E Director | 4 | Warrant to purchase Series B Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −14,892 | $6.38 exercise price | 2007-06-06 | |
| 2007-06-05 | BARKAS ALEXANDER E Director | 4 | Warrant to purchase Series B Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −227 | $6.38 exercise price | 2007-06-06 | |
| 2007-06-05 | PROSPECT ASSOCIATES II L P | SCHNELL DAVID | HIRSCH RUSSELL C | PROSPECT VENTURE PARTNERS II LP | PROSPECT MANAGEMENT CO II LLC | TANANBAUM JAMES B 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | C Conversion of derivative security | −978,562 | $0.00 | 2007-06-06 | |
| 2007-06-05 | PROSPECT ASSOCIATES II L P | SCHNELL DAVID | HIRSCH RUSSELL C | PROSPECT VENTURE PARTNERS II LP | PROSPECT MANAGEMENT CO II LLC | TANANBAUM JAMES B 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | C Conversion of derivative security | −14,902 | $0.00 | 2007-06-06 | |
| 2007-06-05 | PROSPECT ASSOCIATES II L P | SCHNELL DAVID | HIRSCH RUSSELL C | PROSPECT VENTURE PARTNERS II LP | PROSPECT MANAGEMENT CO II LLC | TANANBAUM JAMES B 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | C Conversion of derivative security | −1,000,978 | $0.00 | 2007-06-06 | |
| 2007-06-05 | PROSPECT ASSOCIATES II L P | SCHNELL DAVID | HIRSCH RUSSELL C | PROSPECT VENTURE PARTNERS II LP | PROSPECT MANAGEMENT CO II LLC | TANANBAUM JAMES B 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | C Conversion of derivative security | −15,242 | $0.00 | 2007-06-06 | |
| 2007-06-05 | PROSPECT ASSOCIATES II L P | SCHNELL DAVID | HIRSCH RUSSELL C | PROSPECT VENTURE PARTNERS II LP | PROSPECT MANAGEMENT CO II LLC | TANANBAUM JAMES B 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | C Conversion of derivative security | −219,042 | $0.00 | 2007-06-06 | |
| 2007-06-05 | PROSPECT ASSOCIATES II L P | SCHNELL DAVID | HIRSCH RUSSELL C | PROSPECT VENTURE PARTNERS II LP | PROSPECT MANAGEMENT CO II LLC | TANANBAUM JAMES B 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | C Conversion of derivative security | −3,334 | $0.00 | 2007-06-06 | |
| 2007-06-05 | PROSPECT ASSOCIATES II L P | SCHNELL DAVID | HIRSCH RUSSELL C | PROSPECT VENTURE PARTNERS II LP | PROSPECT MANAGEMENT CO II LLC | TANANBAUM JAMES B 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Series B Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −14,892 | $6.38 exercise price | 2007-06-06 | |
| 2007-06-05 | PROSPECT ASSOCIATES II L P | SCHNELL DAVID | HIRSCH RUSSELL C | PROSPECT VENTURE PARTNERS II LP | PROSPECT MANAGEMENT CO II LLC | TANANBAUM JAMES B 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Series B Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −227 | $6.38 exercise price | 2007-06-06 | |
| 2007-05-31 holding as of filing | KOLLURI KRISHNA KITTU | NEW ENTERPRISE ASSOCIATES 11 LP | NEA 11 GP, LLC | NEA PARTNERS 11 LP | SANDELL SCOTT D | TRAINOR III EUGENE A | BASKETT FOREST | BARRETT M JAMES | LINEHAN CHARLES M | DRANT RYAN D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-05-31 | ||
| 2007-05-31 holding as of filing | KOLLURI KRISHNA KITTU | NEW ENTERPRISE ASSOCIATES 11 LP | NEA 11 GP, LLC | NEA PARTNERS 11 LP | SANDELL SCOTT D | TRAINOR III EUGENE A | BASKETT FOREST | BARRETT M JAMES | LINEHAN CHARLES M | DRANT RYAN D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-05-31 | ||
| 2007-05-31 holding as of filing | KOLLURI KRISHNA KITTU | NEW ENTERPRISE ASSOCIATES 11 LP | NEA 11 GP, LLC | NEA PARTNERS 11 LP | SANDELL SCOTT D | TRAINOR III EUGENE A | BASKETT FOREST | BARRETT M JAMES | LINEHAN CHARLES M | DRANT RYAN D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-05-31 | ||
| 2007-05-31 holding as of filing | KOLLURI KRISHNA KITTU | NEW ENTERPRISE ASSOCIATES 11 LP | NEA 11 GP, LLC | NEA PARTNERS 11 LP | SANDELL SCOTT D | TRAINOR III EUGENE A | BASKETT FOREST | BARRETT M JAMES | LINEHAN CHARLES M | DRANT RYAN D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Direct | Holding | $6.38 exercise price | 2007-05-31 | ||
| 2007-05-30 holding as of filing | HIRSCH RUSSELL C | SCHNELL DAVID | PROSPECT MANAGEMENT CO II LLC | PROSPECT VENTURE PARTNERS II LP | TANANBAUM JAMES B | PROSPECT ASSOCIATES II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | HIRSCH RUSSELL C | SCHNELL DAVID | PROSPECT MANAGEMENT CO II LLC | PROSPECT VENTURE PARTNERS II LP | TANANBAUM JAMES B | PROSPECT ASSOCIATES II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Prospect Associates II,L.P. | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | HIRSCH RUSSELL C | SCHNELL DAVID | PROSPECT MANAGEMENT CO II LLC | PROSPECT VENTURE PARTNERS II LP | TANANBAUM JAMES B | PROSPECT ASSOCIATES II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | HIRSCH RUSSELL C | SCHNELL DAVID | PROSPECT MANAGEMENT CO II LLC | PROSPECT VENTURE PARTNERS II LP | TANANBAUM JAMES B | PROSPECT ASSOCIATES II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | HIRSCH RUSSELL C | SCHNELL DAVID | PROSPECT MANAGEMENT CO II LLC | PROSPECT VENTURE PARTNERS II LP | TANANBAUM JAMES B | PROSPECT ASSOCIATES II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | HIRSCH RUSSELL C | SCHNELL DAVID | PROSPECT MANAGEMENT CO II LLC | PROSPECT VENTURE PARTNERS II LP | TANANBAUM JAMES B | PROSPECT ASSOCIATES II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | HIRSCH RUSSELL C | SCHNELL DAVID | PROSPECT MANAGEMENT CO II LLC | PROSPECT VENTURE PARTNERS II LP | TANANBAUM JAMES B | PROSPECT ASSOCIATES II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants to purchase Series B Preferred Stock Derivative · Indirect · By Prospect Venture Partners II, L.P. | Holding | $6.38 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | HIRSCH RUSSELL C | SCHNELL DAVID | PROSPECT MANAGEMENT CO II LLC | PROSPECT VENTURE PARTNERS II LP | TANANBAUM JAMES B | PROSPECT ASSOCIATES II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants to purchase Series B Preferred Stock Derivative · Indirect · By Prospect Associates II, L.P. | Holding | $6.38 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 5 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Note 4 | Holding | $6.38 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | KRAMLICH C RICHARD 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | KRAMLICH C RICHARD 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | KRAMLICH C RICHARD 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | KRAMLICH C RICHARD 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 5 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | KRAMLICH C RICHARD 10% Owner | 3 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Note 4 | Holding | $6.38 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | NEWHALL CHARLES W III 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | NEWHALL CHARLES W III 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | NEWHALL CHARLES W III 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | NEWHALL CHARLES W III 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 5 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | NEWHALL CHARLES W III 10% Owner | 3 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Note 4 | Holding | $6.38 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | PERRY MARK W 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | PERRY MARK W 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | PERRY MARK W 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | PERRY MARK W 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 5 | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | PERRY MARK W 10% Owner | 3 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Note 4 | Holding | $6.38 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | DEEPAK KAMRA | KOPCHINSKY GREGORY | CANAAN EQUITY III ENTREPRENEURS LLC | RUSSO GUY M | CANAAN EQUITY III LP | YOUNG ERIC A | Canaan Equity Partners III LLC | GREEN L STEPHEN | RUDNICK SETH | BALEN JOHN V 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-05-30 | ||
| 2007-05-30 holding as of filing | DEEPAK KAMRA | KOPCHINSKY GREGORY | CANAAN EQUITY III ENTREPRENEURS LLC | RUSSO GUY M | CANAAN EQUITY III LP | YOUNG ERIC A | Canaan Equity Partners III LLC | GREEN L STEPHEN | RUDNICK SETH | BALEN JOHN V 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-05-30 |