AMICUS THERAPEUTICS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 310 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-06: Reporting owner LINEHAN CHARLES M | NEA 11 GP, LLC | TRAINOR III EUGENE A | SANDELL SCOTT D | DRANT RYAN D | BARRETT M JAMES | NEA PARTNERS 11 LP | KOLLURI KRISHNA KITTU | BASKETT FOREST | NEW ENTERPRISE ASSOCIATES 11 LP; Form 3/A; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2007-06-06: Reporting owner PERRY MARK W; Form 3/A; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2007-06-06: Reporting owner NEWHALL CHARLES W III; Form 3/A; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2007-06-06: Reporting owner KRAMLICH C RICHARD; Form 3/A; Security Series D Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-06 holding as of filing | LINEHAN CHARLES M | NEA 11 GP, LLC | TRAINOR III EUGENE A | SANDELL SCOTT D | DRANT RYAN D | BARRETT M JAMES | NEA PARTNERS 11 LP | KOLLURI KRISHNA KITTU | BASKETT FOREST | NEW ENTERPRISE ASSOCIATES 11 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-06-06 | ||
| 2007-06-06 holding as of filing | PERRY MARK W 10% Owner | 3/A | Series D Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-06-06 | ||
| 2007-06-06 holding as of filing | NEWHALL CHARLES W III 10% Owner | 3/A | Series D Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-06-06 | ||
| 2007-06-06 holding as of filing | KRAMLICH C RICHARD 10% Owner | 3/A | Series D Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-06-06 | ||
| 2007-06-06 holding as of filing | BARRIS PETER J 10% Owner | 3/A | Series D Convertible Preferred Stock Derivative · Indirect · See Note 4 | Holding | no price filed | 2007-06-06 | ||
| 2007-06-05 | GREEN L STEPHEN | KOPCHINSKY GREGORY | DEEPAK KAMRA | YOUNG ERIC A | RUSSO GUY M | CANAAN EQUITY III ENTREPRENEURS LLC | BALEN JOHN V | RUDNICK SETH | Canaan Equity Partners III LLC | CANAAN EQUITY III LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +931,762 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | GREEN L STEPHEN | KOPCHINSKY GREGORY | DEEPAK KAMRA | YOUNG ERIC A | RUSSO GUY M | CANAAN EQUITY III ENTREPRENEURS LLC | BALEN JOHN V | RUDNICK SETH | Canaan Equity Partners III LLC | CANAAN EQUITY III LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +907,498 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | GREEN L STEPHEN | KOPCHINSKY GREGORY | DEEPAK KAMRA | YOUNG ERIC A | RUSSO GUY M | CANAAN EQUITY III ENTREPRENEURS LLC | BALEN JOHN V | RUDNICK SETH | Canaan Equity Partners III LLC | CANAAN EQUITY III LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +203,378 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | GREEN L STEPHEN | KOPCHINSKY GREGORY | DEEPAK KAMRA | YOUNG ERIC A | RUSSO GUY M | CANAAN EQUITY III ENTREPRENEURS LLC | BALEN JOHN V | RUDNICK SETH | Canaan Equity Partners III LLC | CANAAN EQUITY III LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −14,179 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | GREEN L STEPHEN | KOPCHINSKY GREGORY | DEEPAK KAMRA | YOUNG ERIC A | RUSSO GUY M | CANAAN EQUITY III ENTREPRENEURS LLC | BALEN JOHN V | RUDNICK SETH | Canaan Equity Partners III LLC | CANAAN EQUITY III LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −6,027 8,152 owned after | $15.00 | 2007-06-07 | |
| 2007-06-05 | GREEN L STEPHEN | KOPCHINSKY GREGORY | DEEPAK KAMRA | YOUNG ERIC A | RUSSO GUY M | CANAAN EQUITY III ENTREPRENEURS LLC | BALEN JOHN V | RUDNICK SETH | Canaan Equity Partners III LLC | CANAAN EQUITY III LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | +8,152 8,152 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | GREEN L STEPHEN | KOPCHINSKY GREGORY | DEEPAK KAMRA | YOUNG ERIC A | RUSSO GUY M | CANAAN EQUITY III ENTREPRENEURS LLC | BALEN JOHN V | RUDNICK SETH | Canaan Equity Partners III LLC | CANAAN EQUITY III LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +8,152 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · By Canaan Equity III, L.P. | X Exercise of in-the-money or at-the-money derivative security | −7,859 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · By Canaan Equity III Entrepreneurs, L.L.C. | X Exercise of in-the-money or at-the-money derivative security | −253 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III, L.P. | X Exercise of in-the-money or at-the-money derivative security | +7,859 906,079 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III Entrepreneurs, L.L.C. | X Exercise of in-the-money or at-the-money derivative security | +253 33,835 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III, L.P. | C Conversion of derivative security | −7,859 898,220 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III Entrepreneurs, L.L.C. | C Conversion of derivative security | −16,771 33,542 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III, L.P. | C Conversion of derivative security | −449,110 449,110 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III Entrepreneurs, L.L.C. | C Conversion of derivative security | −16,771 16,771 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III, L.P. | C Conversion of derivative security | −449,110 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III Entrepreneurs, L.L.C. | C Conversion of derivative security | −16,771 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III, L.P. | C Conversion of derivative security | −437,415 437,415 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III Entrepreneurs, L.L.C. | C Conversion of derivative security | −16,334 16,334 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III, L.P. | C Conversion of derivative security | −437,415 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III Entrepreneurs, L.L.C. | C Conversion of derivative security | −16,334 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III, L.P. | C Conversion of derivative security | −96,029 98,029 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III Entrepreneurs, L.L.C. | C Conversion of derivative security | −3,660 3,660 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III, L.P. | C Conversion of derivative security | −96,029 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III Entrepreneurs, L.L.C. | C Conversion of derivative security | −3,660 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III, L.P. | S Open market or private sale of non-derivative or derivative security | −5,810 0 owned after | $15.00 | 2007-06-07 | |
| 2007-06-05 | Bloch Stephen M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Canaan Equity III Entrepeneurs, L.L.C. | S Open market or private sale of non-derivative or derivative security | −217 0 owned after | $15.00 | 2007-06-07 | |
| 2007-06-05 | NEA 11 GP, LLC | BARRETT M JAMES | DRANT RYAN D | KOLLURI KRISHNA KITTU | BASKETT FOREST | NEW ENTERPRISE ASSOCIATES 11 LP | LINEHAN CHARLES M | SANDELL SCOTT D | NEA PARTNERS 11 LP | TRAINOR III EUGENE A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −990,796 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEA 11 GP, LLC | BARRETT M JAMES | DRANT RYAN D | KOLLURI KRISHNA KITTU | BASKETT FOREST | NEW ENTERPRISE ASSOCIATES 11 LP | LINEHAN CHARLES M | SANDELL SCOTT D | NEA PARTNERS 11 LP | TRAINOR III EUGENE A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,016,220 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEA 11 GP, LLC | BARRETT M JAMES | DRANT RYAN D | KOLLURI KRISHNA KITTU | BASKETT FOREST | NEW ENTERPRISE ASSOCIATES 11 LP | LINEHAN CHARLES M | SANDELL SCOTT D | NEA PARTNERS 11 LP | TRAINOR III EUGENE A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,643,472 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEA 11 GP, LLC | BARRETT M JAMES | DRANT RYAN D | KOLLURI KRISHNA KITTU | BASKETT FOREST | NEW ENTERPRISE ASSOCIATES 11 LP | LINEHAN CHARLES M | SANDELL SCOTT D | NEA PARTNERS 11 LP | TRAINOR III EUGENE A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −15,077 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | PERRY MARK W 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −990,796 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | PERRY MARK W 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,016,220 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | PERRY MARK W 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,643,472 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | PERRY MARK W 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −821,736 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | PERRY MARK W 10% Owner | 4 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Note 2 | X Exercise of in-the-money or at-the-money derivative security | −15,077 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | NEWHALL CHARLES W III 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −990,796 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEWHALL CHARLES W III 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,016,220 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEWHALL CHARLES W III 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,643,472 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEWHALL CHARLES W III 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −821,736 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | NEWHALL CHARLES W III 10% Owner | 4 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Note 2 | X Exercise of in-the-money or at-the-money derivative security | −15,077 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | KRAMLICH C RICHARD 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −990,796 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | KRAMLICH C RICHARD 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,016,220 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | KRAMLICH C RICHARD 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,643,472 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | KRAMLICH C RICHARD 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −821,736 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | KRAMLICH C RICHARD 10% Owner | 4 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Note 2 | X Exercise of in-the-money or at-the-money derivative security | −15,077 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | BARRIS PETER J 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −990,796 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | BARRIS PETER J 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,016,220 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | BARRIS PETER J 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,643,472 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | BARRIS PETER J 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −821,736 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | BARRIS PETER J 10% Owner | 4 | Series B Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Note 2 | X Exercise of in-the-money or at-the-money derivative security | −15,077 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Frazier Healthcare IV, LP | C Conversion of derivative security | −988,446 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Frazier Affiliates IV, L.P. | C Conversion of derivative security | −5,016 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Frazier Healthcare IV, LP | C Conversion of derivative security | −1,011,088 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Frazier Affiliates IV, L.P. | C Conversion of derivative security | −5,132 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Frazier Healthcare IV, LP | C Conversion of derivative security | −572,310 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Frazier Affiliates IV, L.P. | C Conversion of derivative security | −2,904 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Frazier Healthcare IV, LP | J Other acquisition or disposition (describe transaction) | +15,042 15,042 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Frazier Affiiates IV, LP | J Other acquisition or disposition (describe transaction) | +76 76 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Frazier Healthcare IV, LP | C Conversion of derivative security | −15,042 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Frazier Affiiates IV, LP | C Conversion of derivative security | −76 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · Frazier Healthcare IV, L.P. | C Conversion of derivative security | −988,446 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · Frazier Affiliates IV, L.P. | C Conversion of derivative security | −5,016 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · Frazier Healthcare IV, L.P. | C Conversion of derivative security | −1,011,088 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · Frazier Affiliates IV, L.P. | C Conversion of derivative security | −5,132 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · Frazier Healthcare IV, L.P. | C Conversion of derivative security | −572,310 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · Frazier Affiliates IV, L.P. | C Conversion of derivative security | −2,904 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series B Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · Frazier Healthcare IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −15,042 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series B Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · Frazier Affiliates IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −76 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · Frazier Healthcare IV, L.P. | J Other acquisition or disposition (describe transaction) | +15,042 15,042 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · Frazier Affiliates IV, L.P. | J Other acquisition or disposition (describe transaction) | +76 76 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · Frazier Healthcare IV, L.P. | C Conversion of derivative security | −15,042 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Topper James N Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · Frazier Affiliates IV, L.P. | C Conversion of derivative security | −76 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partners II, L.P. | C Conversion of derivative security | −83,278 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partner II Side Fund, L.P. | C Conversion of derivative security | −5,611 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partners II, L.P. | C Conversion of derivative security | −734,803 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partner II Side Fund, L.P. | C Conversion of derivative security | −49,509 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partners II, L.P. | C Conversion of derivative security | −11,182 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partner II Side Fund, L.P. | C Conversion of derivative security | −753 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partners II, L.P. | C Conversion of derivative security | −247,850 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partner II Side Fund, L.P. | C Conversion of derivative security | −16,669 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partners II, L.P. | C Conversion of derivative security | −247,850 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partner II Side Fund, L.P. | C Conversion of derivative security | −16,669 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partners II, L.P. | C Conversion of derivative security | −96,233 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partner II Side Fund, L.P. | C Conversion of derivative security | −6,484 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partners II, L.P. | C Conversion of derivative security | −96,223 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partner II Side Fund, L.P. | C Conversion of derivative security | −6,484 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partners II, L.P. | C Conversion of derivative security | −333,111 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | Weinhoff Gregory M Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By CHL Medical Partner II Side Fund, L.P. | C Conversion of derivative security | −22,444 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −83,278 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −5,611 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −734,803 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −49,509 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −11,182 0 owned after | $0.00 | 2007-06-07 | |
| 2007-06-05 | CHL Medical Partners II, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −753 0 owned after | $0.00 | 2007-06-07 |