AMICUS THERAPEUTICS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-06-13: Reporting owner Redmile Group, LLC | Green Jeremy; Form 3; Security Warrants to Purchase Common Stock; Transaction Holding.
- 2010-03-02: Reporting owner Crowley John F; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-06-05: Reporting owner FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP; Form 4; Security Warrant to purchase Series B (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-06-05: Reporting owner FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP; Form 4; Security Warrant to purchase Series B (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-06-13 holding as of filing | Redmile Group, LLC | Green Jeremy 10% Owner | 10% Owner | 3 | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $7.98 exercise price | 2016-06-13 | ||
| 2010-03-02 | Crowley John F Director, Officer (Chairman, President & CEO) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,898 11,898 owned after | $0.05 | 2010-03-03 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Series B (right to buy) Derivative · Indirect · By Frazier Healthcare IV, LP | X Exercise of in-the-money or at-the-money derivative security | −15,042 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-06-05 | FRAZIER AFFILIATES IV LP | FRAZIER HEALTHCARE IV LP | FHM IV LP 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Series B (right to buy) Derivative · Indirect · By Frazier Affiliates IV, LP | X Exercise of in-the-money or at-the-money derivative security | −76 0 owned after | $6.38 exercise price | 2007-06-07 | |
| 2007-05-30 holding as of filing | FRAZIER HEALTHCARE IV LP | FHM IV LP | FRAZIER AFFILIATES IV LP 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to purchase Series B (right to buy) Derivative · Indirect · By Frazier Healthcare IV, LP | Holding | $6.38 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | FRAZIER HEALTHCARE IV LP | FHM IV LP | FRAZIER AFFILIATES IV LP 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to purchase Series B (right to buy) Derivative · Indirect · By Frazier Affiliates IV, LP | Holding | $6.38 exercise price | 2007-05-30 |