American Virtual Cloud Technologies, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-01-17: Reporting owner ELLIS U. BERTRAM JR.; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-04-22: Reporting owner MAYS DARRELL J.; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-04-07: Reporting owner MOCK LAWRENCE E, JR.; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-04-07: Reporting owner PENSARE SPONSOR GROUP, LLC; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-01-17 | ELLIS U. BERTRAM JR. Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $0.01 exercise price | 2021-01-28 | |
| 2020-04-22 | MAYS DARRELL J. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +62,500 62,500 owned after | $0.01 exercise price | 2020-04-24 | |
| 2020-04-07 | MOCK LAWRENCE E, JR. Director | 4 | Warrant Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.01 exercise price | 2020-04-09 | |
| 2020-04-07 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +883,057 883,057 owned after | $0.01 exercise price | 2020-04-09 | |
| 2020-04-07 | MAYS DARRELL J. Director, 10% Owner | 4 | Warrant Derivative · Indirect · see footnote | P Open market or private purchase of non-derivative or derivative security | +883,057 883,057 owned after | $0.01 exercise price | 2020-04-09 | |
| 2020-04-07 | MAYS DARRELL J. Director, 10% Owner | 4 | Warrant Derivative · Indirect · Securities held by daughter | P Open market or private purchase of non-derivative or derivative security | $0.01 exercise price | 2020-04-09 | ||
| 2020-04-07 | ELLIS U. BERTRAM JR. Director | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $0.01 exercise price | 2020-04-09 | |
| 2020-04-07 | MASTEC INC 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +300,000 | $3,000,000.00 | 2020-04-08 | |
| 2017-08-04 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Private Placement Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +867,290 7,017,290 owned after | $1.00 | 2017-08-07 | |
| 2017-08-01 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Private Placement Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,150,000 6,150,000 owned after | $1.00 | 2017-08-03 |