American Virtual Cloud Technologies, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows, 41 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-08-29: Reporting owner Ribbon Communications Inc.; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2021-10-04: Reporting owner SPAC Opportunity Partners, LLC; Form 3; Security Warrants; Transaction Holding.
- 2021-10-04: Reporting owner SPAC Opportunity Partners, LLC; Form 3; Security Warrants; Transaction Holding.
- 2021-10-04: Reporting owner SPAC Opportunity Partners, LLC; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-08-29 | Ribbon Communications Inc. 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −43,778 0 owned after | $0.01 exercise price | 2022-09-21 | |
| 2021-10-04 holding as of filing | SPAC Opportunity Partners, LLC 10% Owner | 3 | Warrants Derivative · Indirect · Please see footnotes | Holding | no price filed | 2021-10-04 | ||
| 2021-10-04 holding as of filing | SPAC Opportunity Partners, LLC 10% Owner | 3 | Warrants Derivative · Indirect · Please see footnotes | Holding | no price filed | 2021-10-04 | ||
| 2021-10-04 holding as of filing | SPAC Opportunity Partners, LLC 10% Owner | 3 | Warrants Derivative · Indirect · Please see footnotes | Holding | no price filed | 2021-10-04 | ||
| 2021-09-16 | MOCK LAWRENCE E, JR. Director | 4/A | Warrants Derivative · Indirect · Please see footnotes | X Exercise of in-the-money or at-the-money derivative security | 0 owned after | $0.01 exercise price | 2021-10-04 | |
| 2021-09-10 | NAVIGATION CAPITAL PARTNERS, INC. | SPAC Opportunity Fund I, L.P. 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · Please see footnotes | X Exercise of in-the-money or at-the-money derivative security | −2,429,561 0 owned after | $0.01 exercise price | 2021-10-04 | |
| 2021-09-10 | MOCK LAWRENCE E, JR. Director | 4 | Warrants Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −2,000,000 0 owned after | $0.01 exercise price | 2021-09-14 | |
| 2021-09-10 | MOCK LAWRENCE E, JR. Director | 4 | Warrants Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | 0 owned after | $0.01 exercise price | 2021-09-14 | |
| 2021-09-10 | NAVIGATION CAPITAL PARTNERS II, L.P. 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,429,561 0 owned after | $0.01 exercise price | 2021-09-14 | |
| 2021-09-10 | STRATOS MANAGEMENT SYSTEMS HOLDINGS LLC | NCP GENERAL PARTNER II LLC | RICHARDSON JOHN S. | NAVIGATION CAPITAL PARTNERS II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | 0 owned after | $0.01 exercise price | 2021-09-14 | |
| 2021-09-10 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −226,000 0 owned after | $0.01 exercise price | 2021-09-14 | |
| 2021-09-10 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −226,000 0 owned after | $0.01 exercise price | 2021-09-14 | |
| 2021-07-01 | SPAC Opportunity Fund I, L.P. 10% Owner | 4 | Warrants Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | −1,000,000 0 owned after | no price filed | 2021-10-04 | |
| 2021-07-01 | SPAC Opportunity Fund I, L.P. 10% Owner | 4 | Warrants Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | 0 owned after | no price filed | 2021-10-04 | |
| 2021-07-01 | SPAC Opportunity Fund I, L.P. 10% Owner | 4 | Warrants Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | 0 owned after | no price filed | 2021-10-04 | |
| 2021-05-27 | MOCK LAWRENCE E, JR. Director | 4 | Warrants Derivative · Indirect · Please see footnote | J Other acquisition or disposition (describe transaction) | $0.01 exercise price | 2021-06-02 | ||
| 2021-05-27 | SPAC Opportunity Partners, LLC | NAVIGATION CAPITAL PARTNERS, INC. 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | $0.01 exercise price | 2021-06-01 | ||
| 2021-05-27 | SPAC Opportunity Partners Investment Sub, LLC 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.01 exercise price | 2021-06-01 | ||
| 2021-01-26 holding as of filing | SPAC Opportunity Partners, LLC | NAVIGATION CAPITAL PARTNERS, INC. 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · Please see footnotes | Holding | no price filed | 2021-01-26 | ||
| 2021-01-26 holding as of filing | SPAC Opportunity Partners Investment Sub, LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.01 exercise price | 2021-01-26 | ||
| 2021-01-17 | ELLIS U. BERTRAM JR. Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $0.01 exercise price | 2021-01-28 | |
| 2020-12-11 holding as of filing | Ribbon Communications Inc. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.01 exercise price | 2020-12-11 | ||
| 2020-12-01 | MOCK LAWRENCE E, JR. Director, 10% Owner | 4 | Warrants Derivative · Indirect · Please see footnote | J Other acquisition or disposition (describe transaction) | $0.01 exercise price | 2021-01-26 | ||
| 2020-12-01 | SPAC Opportunity Partners, LLC | NAVIGATION CAPITAL PARTNERS, INC. 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | $0.01 exercise price | 2021-01-26 | ||
| 2020-06-29 | MOCK LAWRENCE E, JR. Director, 10% Owner | 4 | Warrants Derivative · Indirect · Please see footnote | J Other acquisition or disposition (describe transaction) | +1,000,000 1,000,000 owned after | $0.01 exercise price | 2021-01-26 | |
| 2020-04-24 holding as of filing | MAYS DARRELL J. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrant Derivative · Indirect · See footnote | Holding | 883,057 owned after | $0.01 exercise price | 2020-04-24 | |
| 2020-04-24 holding as of filing | MAYS DARRELL J. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrant Derivative · Indirect · Securities held by daughter | Holding | $0.01 exercise price | 2020-04-24 | ||
| 2020-04-22 | MAYS DARRELL J. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +62,500 62,500 owned after | $0.01 exercise price | 2020-04-24 | |
| 2020-04-17 holding as of filing | NAVIGATION CAPITAL PARTNERS II, L.P. | RICHARDSON JOHN S. | NCP GENERAL PARTNER II LLC 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · Please see footnotes | Holding | no price filed | 2020-04-17 | ||
| 2020-04-17 holding as of filing | STRATOS MANAGEMENT SYSTEMS HOLDINGS LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2020-04-17 | ||
| 2020-04-08 holding as of filing | MASTEC INC 10% Owner | 3/A | Warrant Derivative · Direct | Holding | $11.50 exercise price | 2020-04-08 | ||
| 2020-04-08 holding as of filing | MASTEC INC 10% Owner | 4 | Warrant Derivative · Direct | Holding | 2,000,000 owned after | $11.50 exercise price | 2020-04-08 | |
| 2020-04-07 | MOCK LAWRENCE E, JR. Director, 10% Owner | 4/A | Warrants Derivative · Indirect · see footnote | J Other acquisition or disposition (describe transaction) | $0.01 exercise price | 2020-11-06 | ||
| 2020-04-07 | MOCK LAWRENCE E, JR. Director | 4 | Warrant Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.01 exercise price | 2020-04-09 | |
| 2020-04-07 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +883,057 883,057 owned after | $0.01 exercise price | 2020-04-09 | |
| 2020-04-07 | MAYS DARRELL J. Director, 10% Owner | 4 | Warrant Derivative · Indirect · see footnote | P Open market or private purchase of non-derivative or derivative security | +883,057 883,057 owned after | $0.01 exercise price | 2020-04-09 | |
| 2020-04-07 | MAYS DARRELL J. Director, 10% Owner | 4 | Warrant Derivative · Indirect · Securities held by daughter | P Open market or private purchase of non-derivative or derivative security | $0.01 exercise price | 2020-04-09 | ||
| 2020-04-07 | ELLIS U. BERTRAM JR. Director | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $0.01 exercise price | 2020-04-09 | |
| 2020-04-07 | MASTEC INC 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +300,000 | $3,000,000.00 | 2020-04-08 | |
| 2017-08-04 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Private Placement Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +867,290 7,017,290 owned after | $1.00 | 2017-08-07 | |
| 2017-08-01 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Private Placement Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,150,000 6,150,000 owned after | $1.00 | 2017-08-03 |