American Virtual Cloud Technologies, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-10-04: Reporting owner SPAC Opportunity Partners, LLC; Form 3; Security Series A Convertible Debentures; Transaction Holding.
- 2021-10-04: Reporting owner SPAC Opportunity Partners, LLC; Form 3; Security Series A-1 Convertible Debentures; Transaction Holding.
- 2021-10-04: Reporting owner SPAC Opportunity Partners, LLC; Form 3; Security Series A-1 Convertible Debentures; Transaction Holding.
- 2021-09-08: Reporting owner MOCK LAWRENCE E, JR.; Form 4/A; Security Series A Convertible Debentures; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-10-04 holding as of filing | SPAC Opportunity Partners, LLC 10% Owner | 3 | Series A Convertible Debentures Derivative · Indirect · Please see footnotes | Holding | no price filed | 2021-10-04 | ||
| 2021-10-04 holding as of filing | SPAC Opportunity Partners, LLC 10% Owner | 3 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | Holding | no price filed | 2021-10-04 | ||
| 2021-10-04 holding as of filing | SPAC Opportunity Partners, LLC 10% Owner | 3 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | Holding | no price filed | 2021-10-04 | ||
| 2021-09-08 | MOCK LAWRENCE E, JR. Director | 4/A | Series A Convertible Debentures Derivative · Indirect · Please see footnotes | C Conversion of derivative security | −50,000 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-08 | SPAC Opportunity Fund I, L.P. | NAVIGATION CAPITAL PARTNERS, INC. 10% Owner | 10% Owner | 4 | Series A Convertible Debentures Derivative · Indirect · Please see footnotes | C Conversion of derivative security | 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-08 | SPAC Opportunity Fund I, L.P. | NAVIGATION CAPITAL PARTNERS, INC. 10% Owner | 10% Owner | 4 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | C Conversion of derivative security | 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-08 | MOCK LAWRENCE E, JR. Director | 4 | Series A Convertible Debentures Derivative · Indirect · See footnote | C Conversion of derivative security | −2,429,561 0 owned after | $0.00 | 2021-09-14 | |
| 2021-09-08 | STRATOS MANAGEMENT SYSTEMS HOLDINGS LLC | NCP GENERAL PARTNER II LLC | RICHARDSON JOHN S. | NAVIGATION CAPITAL PARTNERS II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Debentures Derivative · Direct | C Conversion of derivative security | −2,000,000 0 owned after | $0.00 | 2021-09-14 | |
| 2021-09-08 | ELLIS U. BERTRAM JR. Director | 4 | Series A-1 convertible debentures Derivative · Direct | C Conversion of derivative security | +15,000 0 owned after | $3.45 exercise price | 2021-09-13 | |
| 2021-09-08 | ELLIS U. BERTRAM JR. Director | 4 | Series A convertible debentures Derivative · Direct | C Conversion of derivative security | 0 owned after | $3.45 exercise price | 2021-09-13 | |
| 2021-09-08 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Series A convertible debentures Derivative · Direct | C Conversion of derivative security | 0 owned after | $3.45 exercise price | 2021-09-10 | |
| 2021-09-08 | Ribbon Communications Inc. 10% Owner | 4 | Series A-1 convertible debentures Derivative · Direct | C Conversion of derivative security | 0 owned after | $3.45 exercise price | 2021-09-10 | |
| 2021-09-08 | MOCK LAWRENCE E, JR. Director | 4 | Series A Convertible Debentures Derivative · Indirect · Please see footnotes | C Conversion of derivative security | 0 owned after | $0.00 | 2021-09-10 | |
| 2021-09-08 | MOCK LAWRENCE E, JR. Director | 4 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | C Conversion of derivative security | 0 owned after | $0.00 | 2021-09-10 | |
| 2021-09-08 | Navigation Capital Partners SOF I, LLC 10% Owner | 4 | Series A Convertible Debentures Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.00 | 2021-09-10 | |
| 2021-09-08 | Navigation Capital Partners SOF I, LLC 10% Owner | 4 | Series A-1 Convertible Debentures Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.00 | 2021-09-10 | |
| 2021-09-08 | MASTEC INC 10% Owner | 4 | Series A Convertible Debenture Derivative · Direct | C Conversion of derivative security | −3,453,656 0 owned after | $3.45 exercise price | 2021-09-10 | |
| 2021-07-01 | SPAC Opportunity Fund I, L.P. 10% Owner | 4 | Series A Convertible Debentures Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | −630,561 0 owned after | no price filed | 2021-10-04 | |
| 2021-07-01 | SPAC Opportunity Fund I, L.P. 10% Owner | 4 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | −799,000 0 owned after | no price filed | 2021-10-04 | |
| 2021-07-01 | SPAC Opportunity Fund I, L.P. 10% Owner | 4 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | 0 owned after | no price filed | 2021-10-04 | |
| 2021-05-27 | MOCK LAWRENCE E, JR. Director | 4 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | +1,000,000 1,799,000 owned after | $3.45 exercise price | 2021-06-02 | |
| 2021-05-27 | SPAC Opportunity Partners, LLC | NAVIGATION CAPITAL PARTNERS, INC. 10% Owner | 10% Owner | 4 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | +799,000 1,799,000 owned after | $3.45 exercise price | 2021-06-01 | |
| 2021-05-27 | SPAC Opportunity Partners Investment Sub, LLC 10% Owner | 4 | Series A-1 Convertible Debentures Derivative · Direct | J Other acquisition or disposition (describe transaction) | +799,000 1,799,000 owned after | $3.45 exercise price | 2021-06-01 | |
| 2021-01-26 holding as of filing | SPAC Opportunity Partners, LLC | NAVIGATION CAPITAL PARTNERS, INC. 10% Owner | 10% Owner | 3 | Series A Convertible Debenture Derivative · Indirect · Please see footnotes | Holding | no price filed | 2021-01-26 | ||
| 2021-01-26 holding as of filing | SPAC Opportunity Partners Investment Sub, LLC 10% Owner | 3 | Series A-1 Convertible Debentures Derivative · Direct | Holding | $3.45 exercise price | 2021-01-26 | ||
| 2021-01-17 | ELLIS U. BERTRAM JR. Director | 4 | Series A-1 convertible debentures Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $3.45 exercise price | 2021-01-28 | ||
| 2020-12-11 holding as of filing | Ribbon Communications Inc. 10% Owner | 3 | Series A-1 Convertible Debentures Derivative · Direct | Holding | $3.45 exercise price | 2020-12-11 | ||
| 2020-12-01 | MOCK LAWRENCE E, JR. Director, 10% Owner | 4 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | $3.45 exercise price | 2021-01-26 | ||
| 2020-12-01 | SPAC Opportunity Partners, LLC | NAVIGATION CAPITAL PARTNERS, INC. 10% Owner | 10% Owner | 4 | Series A-1 Convertible Debentures Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | +1,000,000 1,000,000 owned after | $3.45 exercise price | 2021-01-26 | |
| 2020-06-29 | MOCK LAWRENCE E, JR. Director, 10% Owner | 4 | Series A Convertible Debentures Derivative · Indirect · Please see footnotes | J Other acquisition or disposition (describe transaction) | +630,561 2,680,561 owned after | $3.45 exercise price | 2021-01-26 | |
| 2020-04-24 holding as of filing | MAYS DARRELL J. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A convertible debentures Derivative · Indirect · See footnote | Holding | 25,000 owned after | $3.45 exercise price | 2020-04-24 | |
| 2020-04-24 holding as of filing | MAYS DARRELL J. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A convertible debentures Derivative · Indirect · Securities held by daughter | Holding | $3.45 exercise price | 2020-04-24 | ||
| 2020-04-22 | MAYS DARRELL J. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A convertible debentures Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $3.45 exercise price | 2020-04-24 | ||
| 2020-04-17 holding as of filing | NAVIGATION CAPITAL PARTNERS II, L.P. | RICHARDSON JOHN S. | NCP GENERAL PARTNER II LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Debentures Derivative · Indirect · Please see footnotes | Holding | no price filed | 2020-04-17 | ||
| 2020-04-17 holding as of filing | STRATOS MANAGEMENT SYSTEMS HOLDINGS LLC 10% Owner | 3 | Series A Convertible Debentures Derivative · Direct | Holding | no price filed | 2020-04-17 | ||
| 2020-04-07 | MOCK LAWRENCE E, JR. Director, 10% Owner | 4/A | Series A Convertible Debentures Derivative · Indirect · see footnote | J Other acquisition or disposition (describe transaction) | +2,000,000 2,000,000 owned after | $3.45 exercise price | 2020-11-06 | |
| 2020-04-07 | MOCK LAWRENCE E, JR. Director | 4 | Series A convertible debentures Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | $3.45 exercise price | 2020-04-09 | ||
| 2020-04-07 | PENSARE SPONSOR GROUP, LLC 10% Owner | 4 | Series A convertible debentures Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $3.45 exercise price | 2020-04-09 | ||
| 2020-04-07 | MAYS DARRELL J. Director, 10% Owner | 4 | Series A convertible debentures Derivative · Indirect · see footnote | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $3.45 exercise price | 2020-04-09 | |
| 2020-04-07 | MAYS DARRELL J. Director, 10% Owner | 4 | Series A convertible debentures Derivative · Indirect · Securities held by daughter | P Open market or private purchase of non-derivative or derivative security | $3.45 exercise price | 2020-04-09 | ||
| 2020-04-07 | ELLIS U. BERTRAM JR. Director | 4 | Series A convertible debentures Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $3.45 exercise price | 2020-04-09 | ||
| 2020-04-07 | MASTEC INC 10% Owner | 4 | Series A Convertible Debenture Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 300,000 owned after | $3,000,000.00 | 2020-04-08 |