AELUMA, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2024-08-30: Federal exemption Rule 506(b); Types of securities offered Convertible Promissory Note; Date of first sale 2024-08-05; Total offering amount $4,000,000.
- 2024-08-08: Federal exemption Rule 506(c); Types of securities offered Convertible Promissory Note; Date of first sale 2024-08-05; Total offering amount $4,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2024-08-30 D/A | Rule 506(b) | Convertible Promissory Note | 2024-08-05 | $4,000,000 | $3,145,000 | $855,000 | 10 |
| 2024-08-08 | Rule 506(c) | Convertible Promissory Note | 2024-08-05 | $4,000,000 | $1,800,000 | $2,200,000 | 5 |
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