ALERE INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner Nawana Namal; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-31: Reporting owner Post Jim; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-31: Reporting owner Walton David; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-31: Reporting owner EYLENBOSCH HILDE; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Nawana Namal Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $18.50 exercise price | 2013-01-02 | |
| 2012-10-31 | Post Jim Officer (President, Alere NA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $19.20 exercise price | 2012-11-02 | |
| 2012-10-31 | Walton David Officer (President, Asia-Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $19.20 exercise price | 2012-11-02 | |
| 2012-08-31 | EYLENBOSCH HILDE Officer (Chief Commercial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 0 owned after | $18.78 exercise price | 2012-09-05 | |
| 2012-08-14 | TOOHEY DAVID Officer (President, Intl Bus. Operation) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −151 0 owned after | $15.55 exercise price | 2012-08-16 | |
| 2012-08-07 | BRIDGEN JOHN Officer (Sr VP, Business Develop) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,721 0 owned after | $11.75 exercise price | 2012-08-09 | |
| 2012-07-19 | BRIDGEN JOHN Officer (VP, Strategic Business Develop) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,752 0 owned after | $11.75 exercise price | 2012-07-23 | |
| 2012-07-11 | ZWANZIGER RON Director, Officer (Chairman, CEO & President) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +490,000 490,000 owned after | $50.00 exercise price | 2012-07-13 | |
| 2012-07-11 | SCOTT DAVID Director, Officer (Chief Scientific Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +175,000 175,000 owned after | $50.00 exercise price | 2012-07-13 | |
| 2012-07-11 | MCALEER JEROME F Director, Officer (VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +150,000 150,000 owned after | $50.00 exercise price | 2012-07-13 | |
| 2012-06-14 | ZWANZIGER RON Director, Officer (Chairman, CEO & President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,065 0 owned after | $15.55 exercise price | 2012-06-18 | |
| 2012-06-13 | HEMPEL PAUL T Officer (SVP Ethics & Compliance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −913 0 owned after | $15.55 exercise price | 2012-06-15 | |
| 2012-06-13 | HEMPEL PAUL T Officer (SVP Ethics & Compliance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $16.75 exercise price | 2012-06-15 | |
| 2012-06-05 | Hart Emanuel Officer (President, LAmARCIS) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,316 0 owned after | $15.55 exercise price | 2012-06-07 | |
| 2012-05-29 | MCALEER JEROME F Director, Officer (VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,805 0 owned after | $15.60 exercise price | 2012-05-31 | |
| 2012-04-26 | BRIDGEN JOHN Officer (VP, Strategic Business Develop) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,486 0 owned after | $11.75 exercise price | 2012-04-30 | |
| 2012-04-19 holding as of filing | TOOHEY DAVID Officer (President, Intl Bus. Operation) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $15.55 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | TOOHEY DAVID Officer (President, Intl Bus. Operation) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $24.25 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | TOOHEY DAVID Officer (President, Intl Bus. Operation) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $42.26 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | TOOHEY DAVID Officer (President, Intl Bus. Operation) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $56.18 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | TOOHEY DAVID Officer (President, Intl Bus. Operation) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $35.58 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | TOOHEY DAVID Officer (President, Intl Bus. Operation) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $26.06 exercise price | 2012-04-19 | ||
| 2012-03-07 | BRIDGEN JOHN Officer (VP, Strategic Business Develop) | 4 | Empmloyee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,357 0 owned after | $11.75 exercise price | 2012-03-09 | |
| 2012-02-29 | Cotton Michael Lester Officer (CEO, Alere Health) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +35,000 35,000 owned after | $25.43 exercise price | 2012-03-02 | |
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $21.92 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $34.32 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $28.08 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $29.15 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $33.17 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $35.58 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $39.02 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $27.97 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $36.60 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Post Jim Officer (President, Alere NA) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $26.06 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Walton David Officer (President, Asia-Pacific) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $34.40 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Walton David Officer (President, Asia-Pacific) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $42.26 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Walton David Officer (President, Asia-Pacific) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $48.14 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Walton David Officer (President, Asia-Pacific) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $35.58 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Walton David Officer (President, Asia-Pacific) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $38.64 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Walton David Officer (President, Asia-Pacific) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $26.06 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Hart Emanuel Officer (President, LAmARCIS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $15.55 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Hart Emanuel Officer (President, LAmARCIS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $34.40 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Hart Emanuel Officer (President, LAmARCIS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $48.14 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Hart Emanuel Officer (President, LAmARCIS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $56.18 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Hart Emanuel Officer (President, LAmARCIS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $19.15 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Hart Emanuel Officer (President, LAmARCIS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $35.58 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Hart Emanuel Officer (President, LAmARCIS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $38.01 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Hart Emanuel Officer (President, LAmARCIS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $38.64 exercise price | 2012-02-21 | ||
| 2012-02-21 holding as of filing | Hart Emanuel Officer (President, LAmARCIS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $26.06 exercise price | 2012-02-21 | ||
| 2012-02-16 | Underwood Thomas Officer (CEO, Alere Health LLC) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $18.91 exercise price | 2012-02-21 | |
| 2012-02-07 | BRIDGEN JOHN Officer (VP, Strategic Business Develop) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,446 0 owned after | $11.75 exercise price | 2012-02-09 | |
| 2012-02-02 | BRIDGEN JOHN Officer (VP, Strategic Business Develop) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,808 0 owned after | $11.75 exercise price | 2012-02-06 | |
| 2012-01-19 holding as of filing | Cotton Michael Lester Officer (CEO, Alere Health) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $29.55 exercise price | 2012-01-19 | ||
| 2012-01-19 holding as of filing | Cotton Michael Lester Officer (CEO, Alere Health) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $38.64 exercise price | 2012-01-19 | ||
| 2012-01-19 holding as of filing | Cotton Michael Lester Officer (CEO, Alere Health) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $26.06 exercise price | 2012-01-19 |